-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxdK2HalInIxaRnijGVCWhxhMLYtBR82PKVUKaW0uDMW9uOuLFY+hNT60VVO0KZE g64Gye1o43C2bN1vMevgBg== 0001181431-10-062131.txt : 20101216 0001181431-10-062131.hdr.sgml : 20101216 20101216111953 ACCESSION NUMBER: 0001181431-10-062131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101215 FILED AS OF DATE: 20101216 DATE AS OF CHANGE: 20101216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXPRESS, INC. CENTRAL INDEX KEY: 0001483510 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 262828128 FISCAL YEAR END: 0110 BUSINESS ADDRESS: STREET 1: 1 EXPRESS DRIVE CITY: COLUMBUS STATE: OH ZIP: 43230 BUSINESS PHONE: 614-474-4001 MAIL ADDRESS: STREET 1: 1 EXPRESS DRIVE CITY: COLUMBUS STATE: OH ZIP: 43230 FORMER COMPANY: FORMER CONFORMED NAME: EXPRESS PARENT LLC DATE OF NAME CHANGE: 20100205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Management II, L.L.C. CENTRAL INDEX KEY: 0001385251 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255367 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE CAPITAL STREET 2: ONE EMBARCADERO CENTER, 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 627-1387 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE CAPITAL STREET 2: ONE EMBARCADERO CENTER, 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDEN GATE CAPITAL INVESTMENT ANNEX FUND II AI L P CENTRAL INDEX KEY: 0001398778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255366 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER 33RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-627-4500 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER 33RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Investment Annex Fund II LP CENTRAL INDEX KEY: 0001399208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255365 BUSINESS ADDRESS: STREET 1: c/o Golden Gate Capital MgtII LLC One STREET 2: Embarcadero Center 33rd Fl CITY: San Francisco STATE: CA ZIP: 94111 BUSINESS PHONE: 4156274500 MAIL ADDRESS: STREET 1: c/o Golden Gate Capital MgtII LLC One STREET 2: Embarcadero Center 33rd Fl CITY: San Francisco STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Multi-Channel Retail Holdings LLC - Series G CENTRAL INDEX KEY: 0001489497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255368 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: Multi-Channel Retail Holdings LLC - series G DATE OF NAME CHANGE: 20100414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Investment Fund II, L.P. CENTRAL INDEX KEY: 0001489498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255364 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Investment Fund II-A, L.P. CENTRAL INDEX KEY: 0001489500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255363 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Investment Fund II (AI), L.P. CENTRAL INDEX KEY: 0001489501 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255362 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Investment Fund II-A (AI), L.P. CENTRAL INDEX KEY: 0001489502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255361 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Associates II-QP, L.L.C. CENTRAL INDEX KEY: 0001489503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255360 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Associates II-AI, L.L.C. CENTRAL INDEX KEY: 0001489505 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 101255359 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 rrd294438.xml FORM 4 X0303 4 2010-12-15 0 0001483510 EXPRESS, INC. EXPR 0001489497 Multi-Channel Retail Holdings LLC - Series G C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001385251 Golden Gate Capital Management II, L.L.C. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001398778 GOLDEN GATE CAPITAL INVESTMENT ANNEX FUND II AI L P C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001399208 Golden Gate Capital Investment Annex Fund II LP C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489498 Golden Gate Capital Investment Fund II, L.P. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489500 Golden Gate Capital Investment Fund II-A, L.P. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489501 Golden Gate Capital Investment Fund II (AI), L.P. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489502 Golden Gate Capital Investment Fund II-A (AI), L.P. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489503 Golden Gate Capital Associates II-QP, L.L.C. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489505 Golden Gate Capital Associates II-AI, L.L.C. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 Common Stock, par value $0.01 2010-12-15 4 S 0 10781250 14.7638 D 38018594 D See Exhibit 99.1 Form 1 of 2 Exhibit List: Exhibit 99.1 - Footnote Explanation /s/ Lacey J. Bundy, Attorney in Fact 2010-12-15 EX-99.1 2 rrd263927_297889.htm ADDITIONAL EXHIBIT rrd263927_297889.html
Exhibit 99.1

Includes shares of Common Stock held directly by Multi-Channel Retail Holdings
LLC - Series G ("MCRH") and shares of Common Stock held indirectly (through
their respective ownership in MCRH) by (a) Golden Gate Capital Investment Fund
II, L.P., (b) Golden Gate Capital Investment Fund II-A, L.P., (c) Golden Gate
Capital Investment Annex Fund II, L.P., (d) Golden Gate Capital Investment Fund
II (AI), L.P., (e) Golden Gate Capital Investment Fund II-A (AI), L.P., (f)
Golden Gate Capital Investment Annex Fund II (AI), L.P., (g) Golden Gate Capital
Associates II-QP, L.L.C. (h) Golden Gate Capital Associates II-AI, L.L.C., (i)
CCG AV, L.L.C. - Series C, (j) CCG AV, L.L.C. - Series I and (k) CCG AV, L.L.C.
- - Series L. The entities listed in clauses (a) through (h) are managed by Golden
Gate Capital Management II, L.L.C., and the entities listed in clauses (i)
through (k) are managed by Golden Gate Capital Management, L.L.C. Each of the
entities listed in clauses (a) through (k) disclaims beneficial ownership in the
shares owned by MCRH, except to the extent of its pecuniary interest therein.
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