0001127602-16-049302.txt : 20160418
0001127602-16-049302.hdr.sgml : 20160418
20160418151256
ACCESSION NUMBER: 0001127602-16-049302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160414
FILED AS OF DATE: 20160418
DATE AS OF CHANGE: 20160418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 23 8065 5000
MAIL ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAND SIR JONATHON
CENTRAL INDEX KEY: 0001489421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 161576778
MAIL ADDRESS:
STREET 1: 33 AUCKLAND ROAD EAST
CITY: SOUTHSEA, HAMPSHIRE
STATE: X0
ZIP: POS 2HB
FORMER NAME:
FORMER CONFORMED NAME: Band Jonathon
DATE OF NAME CHANGE: 20100414
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-04-14
0001125259
CARNIVAL PLC
CUK
0001489421
BAND SIR JONATHON
33 AUKLAND ROAD EAST
HAMPSHIRE
X0
UNITED KINGDOM
1
Trust Shares (beneficial Interest In Special Voting Share)
2016-04-14
4
A
0
3102
0
A
23898.937
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 14, 2016 and dividing it into $160,000, then rounding down to the nearest whole share.
Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
/s/ Jonathon Band
2016-04-18