0001225208-13-021644.txt : 20131007
0001225208-13-021644.hdr.sgml : 20131007
20131007113049
ACCESSION NUMBER: 0001225208-13-021644
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131004
FILED AS OF DATE: 20131007
DATE AS OF CHANGE: 20131007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LyondellBasell Industries N.V.
CENTRAL INDEX KEY: 0001489393
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 980646235
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
BUSINESS PHONE: 713-309-7603
MAIL ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glidden Craig B.
CENTRAL INDEX KEY: 0001500309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 131138275
MAIL ADDRESS:
STREET 1: C/O LYONDELLBASELL INDUSTRIES N.V.
STREET 2: STATIONSPLEIN 45
CITY: ROTTERDAM
STATE: P7
ZIP: 3013AK
4
1
doc4.xml
X0306
4
2013-10-04
0001489393
LyondellBasell Industries N.V.
LYB
0001500309
Glidden Craig B.
1 BERKELEY STREET
MAYFAIR
LONDON
X0
W1J8DJ
UNITED KINGDOM
1
EVP & Chief Legal Officer
Class A ordinary shares
2013-10-04
4
M
0
118888.0000
13.1100
A
330404.2960
D
Class A ordinary shares
2013-10-04
4
S
0
118888.0000
75.0000
D
211516.2960
D
Opt - Stock Option
13.1100
2013-10-04
4
M
0
118888.0000
13.1100
D
2020-04-30
Class A ordinary shares
118888.0000
118888.0000
D
The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2013.
Includes 207,765 restricted stock units granted pursuant to LyondellBasell Industries N.V. Long Term Incentive Plan, 201,716 of which vest in full on the 5th anniversary of the date of grant of April 30, 2010 and 6,049 of which vest in full on April 30, 2014. Also includes 238.2960 shares acquired pursuant to the LyondellBasell Industries ESPP on June 30, 2013.
This transaction was executed in multiple trades at prices ranging from $75.00 to $75.01. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reporting person was granted 356,666 stock options on April 30, 2010, which vest in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.
/s/ Amanda K. Maki, Attorney in Fact
2013-10-07