0001225208-13-021644.txt : 20131007 0001225208-13-021644.hdr.sgml : 20131007 20131007113049 ACCESSION NUMBER: 0001225208-13-021644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131004 FILED AS OF DATE: 20131007 DATE AS OF CHANGE: 20131007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LyondellBasell Industries N.V. CENTRAL INDEX KEY: 0001489393 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 980646235 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-309-7603 MAIL ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glidden Craig B. CENTRAL INDEX KEY: 0001500309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 131138275 MAIL ADDRESS: STREET 1: C/O LYONDELLBASELL INDUSTRIES N.V. STREET 2: STATIONSPLEIN 45 CITY: ROTTERDAM STATE: P7 ZIP: 3013AK 4 1 doc4.xml X0306 4 2013-10-04 0001489393 LyondellBasell Industries N.V. LYB 0001500309 Glidden Craig B. 1 BERKELEY STREET MAYFAIR LONDON X0 W1J8DJ UNITED KINGDOM 1 EVP & Chief Legal Officer Class A ordinary shares 2013-10-04 4 M 0 118888.0000 13.1100 A 330404.2960 D Class A ordinary shares 2013-10-04 4 S 0 118888.0000 75.0000 D 211516.2960 D Opt - Stock Option 13.1100 2013-10-04 4 M 0 118888.0000 13.1100 D 2020-04-30 Class A ordinary shares 118888.0000 118888.0000 D The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2013. Includes 207,765 restricted stock units granted pursuant to LyondellBasell Industries N.V. Long Term Incentive Plan, 201,716 of which vest in full on the 5th anniversary of the date of grant of April 30, 2010 and 6,049 of which vest in full on April 30, 2014. Also includes 238.2960 shares acquired pursuant to the LyondellBasell Industries ESPP on June 30, 2013. This transaction was executed in multiple trades at prices ranging from $75.00 to $75.01. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person was granted 356,666 stock options on April 30, 2010, which vest in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant. /s/ Amanda K. Maki, Attorney in Fact 2013-10-07