0000898432-11-001201.txt : 20111114 0000898432-11-001201.hdr.sgml : 20111111 20111114125002 ACCESSION NUMBER: 0000898432-11-001201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Astenbeck Capital Management LLC CENTRAL INDEX KEY: 0001489226 IRS NUMBER: 271431262 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14243 FILM NUMBER: 111200070 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-221-6725 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ______________________ Check here if Amendment [ ]; Amendment Number: ______________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Astenbeck Capital Management LLC _________________________________________ 500 Nyala Farm Road _________________________________________ Westport, Connecticut 06880 _________________________________________ Form 13F File Number: 028-14243 __________________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael D. Young ___________________________________________________ Title: Executive Vice President and General Counsel ___________________________________________________ Phone: 203-221-6175 ___________________________________________________ Signature, Place, and Date of Signing: /s/ Michael D. Young Westport, Connecticut November 14, 2011 __________________________ __________________________ _______________________ [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 _____________________ Form 13F Information Table Entry Total: 49 _____________________ Form 13F Information Table Value Total: 644,462 _____________________ (x thousand) List of Other Included Managers: 1. Astenbeck Holdings LLC 2. AJH Capital LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x $1000) PRN AMT SH/PRN CALL DISCRETION MANAGER SOLE SHARED NONE AK STL HLDG CORP COM 001547108 2,298 351,338 SH Defined 1, 2 351,338 ALCOA INC COM 013817101 4,381 457,767 SH Defined 1, 2 457,767 ANADARKO PETE CORP COM 032511107 11,621 184,314 SH Defined 1, 2 184,314 APACHE CORP COM 037411105 15,890 198,031 SH Defined 1, 2 198,031 ARCH COAL INC COM 039380100 948 65,036 SH Defined 1, 2 65,036 AVALON RARE METALS INC COM 053470100 113 41,856 SH Defined 1, 2 41,856 BP PLC SPONSORED ADR 055622104 20,880 578,869 SH Defined 1, 2 578,869 BRIGHAM EXPLORATION CO COM 109178103 1,038 41,078 SH Defined 1, 2 41,078 CANADIAN NAT RES LTD COM 136385101 3,944 134,741 SH Defined 1, 2 134,741 CHESAPEAKE ENERGY CORP COM 165167107 7,392 289,334 SH Defined 1, 2 289,334 CHEVRON CORP NEW COM 166764100 30,847 333,153 SH Defined 1, 2 333,153 CIMAREX ENERGY CO COM 171798101 1,186 21,288 SH Defined 1, 2 21,288 CME GROUP INC COM 12572Q105 1,478 6,000 SH Defined 1, 2 6,000 CONOCOPHILLIPS COM 20825C104 20,747 327,658 SH Defined 1, 2 327,658 CONTINENTAL RESOURCES INC COM 212015101 5,086 105,145 SH Defined 1, 2 105,145 CORE LABORATORIES N V COM N22717107 8,831 98,313 SH Defined 1, 2 98,313 COSAN LTD SHS A G25343107 391 41,272 SH Defined 1, 2 41,272 DEVON ENERGY CORP NEW COM 25179M103 7,952 143,432 SH Defined 1, 2 143,432 EOG RES INC COM 26875P101 10,002 140,859 SH Defined 1, 2 140,859 EXXON MOBIL CORP COM 30231G102 7,072 97,376 SH Defined 1, 2 97,376 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3,861 126,790 SH Defined 1, 2 126,790 GENERAL MOLY INC COM 370373102 203 70,000 SH Defined 1, 2 70,000 HALLIBURTON CO COM 406216101 18,889 618,913 SH Defined 1, 2 618,913 HESS CORP COM 42809H107 16,963 323,345 SH Defined 1, 2 323,345 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 30,260 548,293 SH Defined 1, 2 548,293 MOLYCORP INC DEL COM 608753109 741 22,556 SH Defined 1, 2 22,556 MOSAIC CO NEW COM 61945C103 2,775 56,664 SH Defined 1, 2 56,664 MURPHY OIL CORP COM 626717102 10,251 232,141 SH Defined 1, 2 232,141 NATIONAL OILWELL VARCO INC COM 637071101 18,028 351,974 SH Defined 1, 2 351,974 NEWFIELD EXPL CO COM 651290108 5,835 147,023 SH Defined 1, 2 147,023 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 54,284 526,468 SH Defined 1, 2 526,468 PEABODY ENERGY CORP COM 704549104 559 16,511 SH Defined 1, 2 16,511 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2,758 122,848 SH Defined 1, 2 122,848 QUEST RARE MINERALS LTD COM 74836T101 47 21,000 SH Defined 1, 2 21,000 RARE ELEMENT RES LTD COM 75381M102 87 17,139 SH Defined 1, 2 17,139 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 28,323 460,380 SH Defined 1, 2 460,380 SCHLUMBERGER LTD COM 806857108 24,675 413,104 SH Defined 1, 2 413,104 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 164,803 2,816,663 SH Defined 1, 2 2,816,663 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 20,191 471,102 SH Defined 1, 2 471,102 STATOIL ASA SPONSORED ADR 85771P102 4,129 191,592 SH Defined 1, 2 191,592 SUNCOR ENERGY INC NEW COM 867224107 5,995 235,669 SH Defined 1, 2 235,669 TOTAL S A SPONSORED ADR 89151E109 48,948 1,115,758 SH Defined 1, 2 1,115,758 UNITED STATES STL CORP NEW COM 912909108 5,007 227,488 SH Defined 1, 2 227,488 UR ENERGY INC COM 91688R108 59 65,685 SH Defined 1, 2 65,685 URANERZ ENERGY CORP COM 91688T104 54 39,383 SH Defined 1, 2 39,383 URANIUM ENERGY CORP COM 916896103 108 39,383 SH Defined 1, 2 39,383 URANIUM RES INC COM PAR $0.001 916901507 18 26,445 SH Defined 1, 2 26,445 VALE S A ADR 91912E105 119 5,232 SH Defined 1, 2 5,232 WHITING PETE CORP NEW COM 966387102 14,392 410,264 SH Defined 1, 2 410,264