0001519535-12-000008.txt : 20120820 0001519535-12-000008.hdr.sgml : 20120820 20120820181753 ACCESSION NUMBER: 0001519535-12-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120817 FILED AS OF DATE: 20120820 DATE AS OF CHANGE: 20120820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN DER SALM JOHANNES RENE CENTRAL INDEX KEY: 0001519535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35159 FILM NUMBER: 121046267 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thermon Group Holdings, Inc. CENTRAL INDEX KEY: 0001489096 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 272228185 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 BUSINESS PHONE: 512-396-5801 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-08-17 0 0001489096 Thermon Group Holdings, Inc. THR 0001519535 VAN DER SALM JOHANNES RENE 100 THERMON DRIVE SAN MARCOS TX 78666 0 1 0 0 SVP - Global Operations Common Stock 2012-08-17 4 M 0 12500 5.2 A 169546 D Common Stock 2012-08-17 4 S 0 12500 22.92 D 157046 D Common Stock 8132 D Stock Options (Right to Buy) 5.2 2012-08-17 4 M 0 12500 0 D 2011-05-04 2020-10-20 Common Stock 12500 147521 D Stock Option (Right to Buy) 12 2021-05-04 Common Stock 10000 10000 D Performance Units 0 Common Stock 8132 D Transactions pursuant to a Rule 10b5-1 Plan. This represents the weighted average sale price. Reporting person will, upon request, supply the SEC Staff, the Issuer or a securityholder of the Issuer full information regarding the number of shares sold at each separate price. On August 2, 2012, the reporting person was granted 8,132 restricted stock units which vest in equal installments on each of the first, second and third anniversaries of the grant date. Options became fully vested and exercisable in connection with the Issuer's initial public offering. Options vest in five equal annual installments, beginning on May 4, 2012. On August 2, 2012, the reporting person was granted a performance unit award of 8,132 shares, which will vest in equal annual installments on March 31, 2013, March 31, 2014 and March 31, 2015 only upon the Issuer's achievement of predetermined total shareholder return goals. The number of shares reflected on this filing represents the target award. The actual number of shares that may vest depends on the Issuer's actual performance relative to its peer group and ranges from 0% below threshold performance, 50% at threshold performance, 100% at target performance and 200% at maximum performance. /s/ Johannes Rene van der Salm by Sarah Alexander as attorney in fact 2012-08-20