0001488827-12-000003.txt : 20120208 0001488827-12-000003.hdr.sgml : 20120208 20120208154847 ACCESSION NUMBER: 0001488827-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 EFFECTIVENESS DATE: 20120208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Big 5 Asset Management LLC CENTRAL INDEX KEY: 0001488827 IRS NUMBER: 263437846 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14172 FILM NUMBER: 12581763 BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, 5TH FLOOR CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 385-8625 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, 5TH FLOOR CITY: DENVER STATE: CO ZIP: 80206 13F-HR 1 form13f.txt BIG 5 13F 12-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Big 5 Asset Management LLC Address: 100 Fillmore Street, 5th Floor Denver, CO 80206 Form 13F File Number: 28-14172 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bo Brownstein Title: Chief Executive Officer Phone: 720-239-1601 Signature, Place, and Date of Signing: Bo Brownstein Denver, CO February 8, 2012 Report Type (Check only one.): [ X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 0 Form 13F Information Table Value Total: 0 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state NONE and omit the column headings and list entries. NONE No. Form 13F File Number Name ____ 28-14172__ [Repeat as necessary.] 10