0001171520-14-000151.txt : 20140211 0001171520-14-000151.hdr.sgml : 20140211 20140211163734 ACCESSION NUMBER: 0001171520-14-000151 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 GROUP MEMBERS: HABIB KAIROUZ GROUP MEMBERS: JOSHUA RUCH GROUP MEMBERS: MARK LESCHLY GROUP MEMBERS: RHO CAPITAL PARTNERS LLC GROUP MEMBERS: RHO CAPITAL PARTNERS VERWALTUNGS GMBH GROUP MEMBERS: RHO INVESTMENT PARTNERS HOLDINGS, LLC GROUP MEMBERS: RHO MANAGEMENT VENTURES IV, L.L.C. GROUP MEMBERS: RHO VENTURE PARTNERS HOLDINGS, LLC GROUP MEMBERS: RHO VENTURES III HOLDINGS, LLC GROUP MEMBERS: RHO VENTURES IV GMBH & CO BETEILIGUNGS KG GROUP MEMBERS: RHO VENTURES IV HOLDINGS LLC GROUP MEMBERS: RHO VENTURES IV QP, L.P. GROUP MEMBERS: RHO VENTURES IV, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IntraLinks Holdings, Inc. CENTRAL INDEX KEY: 0001488075 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 208915510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85999 FILM NUMBER: 14594770 BUSINESS ADDRESS: STREET 1: C/O INTRALINKS, INC. STREET 2: 150 E. 42ND STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-543-7700 MAIL ADDRESS: STREET 1: C/O INTRALINKS, INC. STREET 2: 150 E. 42ND STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RHO VENTURES IV QP LP CENTRAL INDEX KEY: 0001126022 IRS NUMBER: 061581537 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 124 DUNE ROAD CITY: QUOGUE STATE: NY ZIP: 11959 MAIL ADDRESS: STREET 1: 124 DUNE RD CITY: QUOGUE STATE: NY ZIP: 11959 SC 13G/A 1 eps5519.htm

CUSIP No. 46118H104 13G/A Page 1 of 22 Pages

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

intralinks holdings, inc.
(Name of Issuer)
 
COMMON STOCK, $0.0001 PAR VALUE PER SHARE
(Title and Class of Securities)
 
46118H104
(CUSIP number)
 
December 31, 2013
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[__] Rule 13d-1(b)

[__] Rule 13d-1(c)

[ X] Rule 13d-1(d)

________________________________

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

CUSIP No. 46118H104 13G/A Page 2 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Ventures IV QP, L.P.

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296 (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

       

(1) This statement on Schedule 13G is filed by Rho Ventures IV, L.P. (“RV IV”), Rho Ventures IV GmbH & Co. Beteiligungs KG (“RV KG”), Rho Ventures IV QP, L.P. (“RV QP”), Rho Ventures IV Holdings, LLC (“RV IV Holdings”), Rho Ventures III Holdings, LLC (“RV III Holdings”), Rho Venture Partners Holdings, LLC (“RVPH”), Rho Investment Partners Holdings, LLC (“RIPH”), Rho Management Ventures IV, L.L.C. (“RMV”), Rho Capital Partners Verwaltungs GmbH (“RCP GmbH”), Rho Capital Partners, LLC (“RCP”), Joshua Ruch (“Ruch”), Habib Kairouz (“Kairouz”) and Mark Leschly (“Leschly,” together with RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH, RIPH, RMV, RCP GmbH, RCP, Ruch and Kairouz, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 3 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Ventures IV, L.P.

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296  (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

       

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 4 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Ventures IV GmbH & Co. Beteiligungs KG

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 5 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Ventures IV Holdings, LLC

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 6 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Ventures III Holdings, LLC

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 7 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Venture Partners Holdings, LLC

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296 (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 8 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Investment Partners Holdings, LLC

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296  (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 9 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Management Ventures IV, L.L.C.

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296 (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 10 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Capital Partners Verwaltungs GmbH

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296  (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 

 
 

 

CUSIP No. 46118H104 13G/A Page 11 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rho Capital Partners LLC

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296  (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 12 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Joshua Ruch

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER  7,584,296 (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

IN

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 

 
 

 

CUSIP No. 46118H104 13G/A Page 13 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Mark Leschly

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Kingdom of Denmark

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   --0--
6. SHARED VOTING POWER   7,584,296  (2)
7. SOLE DISPOSITIVE POWER   --0--
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,584,296 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

IN

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 

 
 

 

CUSIP No. 46118H104 13G/A Page 14 of 22 Pages

 

1.

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Habib Kairouz

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐

(b) (1)

3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER   40,423
6. SHARED VOTING POWER   7,584,296 (2)
7. SOLE DISPOSITIVE POWER   40,423
8. SHARED DISPOSITIVE POWER   7,584,296  (2)
9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,624,719 (2)

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (SEE INSTRUCTIONS)  ☐
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.6% (3)

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

IN

       

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2) Includes (i) 260,030 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.

(3) This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.

 
 

 

CUSIP No. 46118H104 13G/A Page 15 of 22 Pages

 

Item 1(a).    Name of Issuer:

 

Intralinks Holdings, Inc. (the “Issuer”)

 

Item 1(b).    Address of Issuer’s Principal Executive Offices:

 

150 E. 42nd Street, 8th Floor, New York, New York 10017

 

Item 2(a).    Name of Person Filing:

 

This statement is filed by:

 

(i)Rho Ventures IV QP, L.P. (“RV QP”)
(ii)Rho Ventures IV, L.P. (“RV IV”)
(iii)Rho Ventures IV GmbH & Co. Beteiligungs KG (“RV KG”)
(iv)Rho Ventures IV Holdings, LLC (“RV IV Holdings”)
(v)Rho Ventures III Holdings, LLC (“RV III Holdings”)
(vi)Rho Venture Partners Holdings, LLC (“RVPH”)
(vii)Rho Investment Partners Holdings, LLC (“RIPH”)
(viii)Rho Management Ventures IV, L.L.C. (“RMV”)
(ix)Rho Capital Partners Verwaltungs GmbH (“RCP GmbH”)
(x)Rho Capital Partners, LLC (“RCP”)
(xi)Joshua Ruch (“Ruch”)
(xii)Mark Leschly (“Leschly”)
(xiii)Habib Kairouz (“Kairouz”)

 

RV QP, RV IV, RV KG, RV IV Holdings, RV III Holdings, RVPH, RIPH, RMV, RCP GmbH, RCP, Ruch, Leschly and Kairouz are sometimes individually referred to herein as a “Reporting Person” and collectively as the “Reporting Persons.”

 

This Amendment No. 2 (the “Amendment”) is being filed to reflect a change in beneficial ownership of the Reporting Persons resulting from one or more distributions of shares of common stock of the Issuer (the “Shares”) effected by one or more of the Reporting Persons.

 

Item 2(b).    Address of Principal Business Office or, if None, Residence:

 

Rho Ventures, 152 W 57th Street, 23rd Floor, New York, New York 10019

 

 
 

 

CUSIP No. 46118H104 13G/A Page 16 of 22 Pages

 

Item 2(c).    Citizenship:

 

RV QP   Delaware
RV IV   Delaware
RV KG   Germany
RV IV Holdings   Delaware
RV III Holdings   Delaware
RVPH   Delaware
RIPH   Delaware
RMV   Delaware
RCP GmbH   Germany
RCP   Delaware
Ruch   United States
Leschly   Kingdom of Denmark
Kairouz   United States

 

Item 2(d).    Title of Class of Securities:

 

Common Stock, $0.0001 par value per share (the “Common Stock”)

 

Item 2(e).    CUSIP Number:

 

46118H104

 

Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

(a) |_| Broker or dealer registered under Section 15 of the Act,
(b) |_| Bank as defined in Section 3(a)(6) of the Act,
(c) |_| Insurance Company as defined in Section 3(a)(19) of the Act,
(d) |_| Investment Company registered under Section 8 of the Investment Company Act of 1940,
(e) |_| Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E),
(f) |_| Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F),
(g) |_| Parent Holding Company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G),
(h) |_| Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act,
(i) |_| Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940,
(j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

 
 

 

CUSIP No. 46118H104 13G/A Page 17 of 22 Pages

 

Item 4. Ownership

 

                    Shared     Sole     Shared              
    Shares Held     Sole Voting     Voting     Dispositive     Dispositive     Beneficial     Percentage of  
Reporting Persons   Directly (1)     Power (1)     Power (1)     Power (1)     Power (1)     Ownership (1)     Class (1, 3)  
                                                         
RV QP     1,374,283       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RV IV     260,030       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RV KG     1,432,203       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RV IV Holdings     1,271,901       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RV III Holdings     2,331,051       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RVPH     457,416       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RIPH     457,412       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RMV (2)     0       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RCP GmbH (2)     0       0       7,584,296       0       7,584,296       7,584,296       13.6 %
RCP     0       0       7,584,296       0       7,584,296       7,584,296       13.6 %
Ruch (2)     0       0       7,584,296       0       7,584,296       7,584,296       13.6 %
Leschly (2)     0       0       7,584,296       0       7,584,296       7,584,296       13.6 %
Kairouz (2)     40,423       40,423       7,584,296       40,423       7,584,296       7,624,719       13.6 %

 

(1)Represents the number of shares of Common Stock currently underlying all Securities held by the Reporting Persons.
(2)RMV is the general partner of RV IV and RV QP and the managing member of RV IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Kairouz holds 40,423 shares directly. Ruch and Leschly hold no shares of the Issuer directly.
(3)This percentage set forth on the cover sheets are calculated based on 55,952,538 shares of Common Stock reported to be outstanding as of November 4, 2013 as set forth in the Issuer’s Form 10-Q for the quarter ended September 30, 2013 as filed with the Securities and Exchange Commission (“SEC”) on November 8, 2013.
 
 

 

CUSIP No. 46118H104 13G/A Page 18 of 22 Pages

 

Item 5. Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

See Exhibit 1.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
 

 

CUSIP No. 46118H104 13G/A Page 19 of 22 Pages

 

SIGNATURES

 

After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the persons signing below certifies that the information set forth in this statement is true, complete and correct.

 

Dated: February 11, 2014

 

Rho Ventures IV QP, L.P.

 

By: Rho Management Ventures IV, L.L.C.

Its: General Partner

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Ventures IV, L.P.

By: Rho Management Ventures IV, L.L.C.

Its: General Partner

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Ventures IV GmbH & Co. Beteiligungs KG

By: Rho Capital Partners Verwaltungs GmbH

Its: General Partner

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Ventures IV Holdings LLC

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Ventures III Holdings LLC

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Venture Partners Holdings LLC

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

 
 

 

CUSIP No. 46118H104 13G/A Page 20 of 22 Pages

 

Rho Investment Partners Holdings LLC

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Management Ventures IV, L.L.C.

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Capital Partners Verwaltungs GmbH

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Rho Capital Partners, LLC

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory

 

Joshua Ruch

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory for Joshua Ruch

 

Mark Leschly

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory for Mark Leschly

 

Habib Kairouz

 

By: /s/ Jeffrey I. Martin       

Name: Jeffrey I. Martin

Title: Authorized Signatory for Habib Kairouz

 

 
 

 

CUSIP No. 46118H104 13G/A Page 21 of 22 Pages

 

EXHIBIT INDEX

 

Exhibit 1    Item 8 Information

 

 
 

 

CUSIP No. 46118H104 13G/A Page 22 of 22 Pages

 

Exhibit 1

 

 

Item 8 Information

 

1. Rho Ventures IV QP, L.P.
2. Rho Ventures IV, L.P.
3. Rho Ventures IV GmbH & Co. Beteiligungs KG
4. Rho Ventures IV Holdings, LLC
5. Rho Ventures III Holdings, LLC
6. Rho Venture Partners Holdings, LLC
7. Rho Investment Partners Holdings, LLC
8. Rho Management Ventures IV, L.L.C.
9. Rho Capital Partners Verwaltungs GmbH
10. Rho Capital Partners, LLC
11. Joshua Ruch
12. Mark Leschly
13. Habib Kairouz