0001209191-11-038008.txt : 20110705 0001209191-11-038008.hdr.sgml : 20110704 20110705212347 ACCESSION NUMBER: 0001209191-11-038008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110705 DATE AS OF CHANGE: 20110705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR LEASE CORP CENTRAL INDEX KEY: 0001487712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 271840403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 600-N CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 553-0555 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 600-N CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: AIR LEASE Corp DATE OF NAME CHANGE: 20100323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UDVAR-HAZY STEVEN F CENTRAL INDEX KEY: 0001244781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35121 FILM NUMBER: 11951511 MAIL ADDRESS: STREET 1: 444 SOUTH RIVER ROAD CITY: ST. GEORGE STATE: UT ZIP: 84790-2085 4 1 c19400_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-06-30 0001487712 AIR LEASE CORP AL 0001244781 UDVAR-HAZY STEVEN F C/O AIR LEASE CORPORATION 2000 AVENUE OF THE STARS, SUITE 1000N LOS ANGELES CA 90067 1 1 0 0 Chairman and CEO Class A Common Stock 2011-06-30 4 A 0 437606 0 A 437606 D Class A Common Stock 2011-06-30 4 F 0 184273 24.29 D 253333 D Class A Common Stock 1044225 I See footnote Class A Common Stock 52500 I See footnote Class A Common Stock 10300 I See footnote Class A Common Stock 12800 I See footnote Class A Common Stock 17800 I See footnote Class A Common Stock 10300 I See footnote Class A Common Stock 278889 I See footnote Class A Common Stock 101667 I See footnote Class A Common Stock 35925 I See footnote Class A Common Stock 2700000 I See footnote Class A Common Stock 300000 I See footnote Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the vesting of 437,606 performance-based restricted stock units (RSUs) granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan. Represents shares of the Issuer's Class A Common Stock withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs reported in the footnote above. These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee. These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder and one of three directors. These shares are held by Ocean Equities, Inc. A trust, of which the reporting person is the trustee, is the sole stockholder of Ocean Equities, Inc. The reporting person is also one of three directors of Ocean Equities, Inc. These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. Additionally, the reporting person is one of three managers of Emerald Financial LLC. These shares are held by the Hazy Family Community Trust 5/28/85, of which the reporting person is the trustee. These shares are held by AL Investors I, LLC. The members of AL Investors I, LLC are AL 1 Management, LLC, AL Investment Group LLC, and Biscayne 4400 AL, LLC. Each of AL 1 Management, LLC and AL Investment Group, LLC has the power to designate a co-manager of AL Investors I, LLC, and has designated itself as such. The reporting person is the sole member and manager of AL 1 Management, LLC. /s/ Grant A. Levy, as Attorney-in-Fact 2011-07-05