0001209191-11-024705.txt : 20110427
0001209191-11-024705.hdr.sgml : 20110427
20110427211333
ACCESSION NUMBER: 0001209191-11-024705
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110425
FILED AS OF DATE: 20110427
DATE AS OF CHANGE: 20110427
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR LEASE CORP
CENTRAL INDEX KEY: 0001487712
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359]
IRS NUMBER: 271840403
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: SUITE 600-N
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 553-0555
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: SUITE 600-N
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: AIR LEASE Corp
DATE OF NAME CHANGE: 20100323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS WILBUR L JR
CENTRAL INDEX KEY: 0001026610
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35121
FILM NUMBER: 11785218
MAIL ADDRESS:
STREET 1: 328 EL VEDADO ROAD
CITY: PALM BEACH
STATE: FL
ZIP: 33480
4
1
c15904_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-04-25
0001487712
AIR LEASE CORP
AL
0001026610
ROSS WILBUR L JR
328 EL VEDADO ROAD
PALM BEACH
FL
33480
1
0
0
0
Class A Common Stock
2011-04-25
4
A
0
4528
0
A
4528
D
Class A Common Stock
4233000
I
See footnotes
Class A Common Stock
17000
I
See footnotes
On April 25, 2011, the Issuer granted the reporting person 4,528 restricted stock units (RSUs) under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, in connection with his service as a member of the board of directors of the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to certain conditions, all of these RSUs will vest in full on April 25, 2012, the first anniversary of the grant date.
4,233,000 shares are held by WLR Recovery Fund IV, L.P. and 17,000 shares are held by WLR IV Parallel ESC, L.P. The reporting person is the Chairman and CEO of WL Ross & Company LLC and the managing member of El Vedado LLC, the general partner of WL Ross Group, L.P., which is in turn the managing member of WLR Recovery Associates IV LLC, which is the general partner of WLR Recovery Fund IV, L.P. Invesco Private Capital, Inc. is the managing member of Invesco WLR IV Associates LLC, which is in turn the general partner of WLR IV Parallel ESC, L.P. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have agreed to make investments for WLR IV Parallel ESC, L.P. on a pro rata basis in parallel with WLR Recovery Fund IV, L.P.
(Footnote 2 contd.) The reporting person expressly disclaims beneficial ownership over these shares of Class A Common Stock, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Wilbur L. Ross, Jr.
2011-04-27