0001179110-15-015541.txt : 20151201 0001179110-15-015541.hdr.sgml : 20151201 20151201164413 ACCESSION NUMBER: 0001179110-15-015541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151201 DATE AS OF CHANGE: 20151201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR LEASE CORP CENTRAL INDEX KEY: 0001487712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 271840403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 553-0555 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: AIR LEASE Corp DATE OF NAME CHANGE: 20100323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UDVAR-HAZY STEVEN F CENTRAL INDEX KEY: 0001244781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35121 FILM NUMBER: 151262814 MAIL ADDRESS: STREET 1: C/O AIR LEASE CORPORATION STREET 2: 2000 AVENUE OF THE STARS, SUITE 1000N CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 edgar.xml FORM 4 - X0306 4 2015-12-01 0 0001487712 AIR LEASE CORP AL 0001244781 UDVAR-HAZY STEVEN F AIR LEASE CORPORATION, 2000 AVENUE OF THE STARS, SUITE 1000N LOS ANGELES CA 90067 1 1 0 0 Chairman and CEO Air Lease Corporation - Class A Common Stock 2015-12-01 4 M 0 1000 20.00 A 780159 D Air Lease Corporation - Class A Common Stock 1209558 I See footnote Air Lease Corporation - Class A Common Stock 27700 I See footnote Air Lease Corporation Class A Common Stock 10500 I See footnote Air Lease Corporation - Class A Common Stock 13000 I See footnote Air Lease Corporation- Class A Common Stock 18000 I See footnote Air Lease Corporation -Class A Common Stock 10500 I See footnote Air Lease Corporation - Class A Common Stock 328889 I See footnote Air Lease Corporation - Class A Common Stock 101667 I See footnote Air Lease Corporation - Class A Common Stock 35925 I See footnote Air Lease Corporation - Class A Common Stock 2700000 I See footnote Employee Stock Option (Right to Buy) 20 2015-12-01 4 M 0 1000 0 D 2011-06-04 2020-06-04 Class A Common Stock 1000 1738500 D Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the exercise of 2,000 incentive stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan. These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee. These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder and one of three directors. These shares are held by Ocean Equities, Inc. A trust, of which the reporting person is the trustee, is the sole stockholder of Ocean Equities, Inc. The reporting person is also one of three directors of Ocean Equities, Inc. These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. Additionally, the reporting person is one of three managers of Emerald Financial LLC. These shares are held by the Hazy Family Community Trust 5/28/85, of which the reporting person is the trustee. Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, which vested in three equal annual installments beginning on June 4, 2011. Carol H. Forsyte, on behalf of Steven F. Udvar-Hazy, Chairman and Chief Executive Officer (Power of Attorney On File) 2015-12-01