0001638599-19-000675.txt : 20190807
0001638599-19-000675.hdr.sgml : 20190807
20190807144702
ACCESSION NUMBER: 0001638599-19-000675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190807
FILED AS OF DATE: 20190807
DATE AS OF CHANGE: 20190807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pomeroy Robert D. Jr.
CENTRAL INDEX KEY: 0001503748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00802
FILM NUMBER: 191004987
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Technology Finance Corp
CENTRAL INDEX KEY: 0001487428
IRS NUMBER: 272114934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 860-676-8654
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
doc4_6192.xml
PRIMARY DOCUMENT
X0306
4
2019-08-07
0
0001487428
Horizon Technology Finance Corp
HRZN
0001503748
Pomeroy Robert D. Jr.
312 FARMINGTON AVENUE
FARMINGTON
CT
06032
1
1
0
0
Chief Executive Officer
Common Stock
2019-08-07
4
P
0
5000
12.135
A
93225.43
D
Common Stock
2019-08-07
4
P
0
575
12.139
A
3350.64
I
As custodian for grandchildren
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.135 to $12.1425, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
/s/Robert D. Pomeroy, Jr.
2019-08-07