0001437749-22-028617.txt : 20221207 0001437749-22-028617.hdr.sgml : 20221207 20221207102749 ACCESSION NUMBER: 0001437749-22-028617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221206 FILED AS OF DATE: 20221207 DATE AS OF CHANGE: 20221207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Gerald A. CENTRAL INDEX KEY: 0001503747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 221449376 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 rdgdoc.xml FORM 4 - MICHAUD - 12/7/2022 X0306 4 2022-12-06 0001487428 Horizon Technology Finance Corp HRZN 0001503747 Michaud Gerald A. 312 FARMINGTON AVENUE FARMINGTON CT 06032 1 1 President Common Stock 2022-12-06 4 P 0 4000 12.90 A 126335 D The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $12.875 to $12.90, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. /s/ Gerald A. Michaud 2022-12-07