0001437749-22-028617.txt : 20221207
0001437749-22-028617.hdr.sgml : 20221207
20221207102749
ACCESSION NUMBER: 0001437749-22-028617
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221206
FILED AS OF DATE: 20221207
DATE AS OF CHANGE: 20221207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Michaud Gerald A.
CENTRAL INDEX KEY: 0001503747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00802
FILM NUMBER: 221449376
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Technology Finance Corp
CENTRAL INDEX KEY: 0001487428
IRS NUMBER: 272114934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 860-676-8654
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
rdgdoc.xml
FORM 4 - MICHAUD - 12/7/2022
X0306
4
2022-12-06
0001487428
Horizon Technology Finance Corp
HRZN
0001503747
Michaud Gerald A.
312 FARMINGTON AVENUE
FARMINGTON
CT
06032
1
1
President
Common Stock
2022-12-06
4
P
0
4000
12.90
A
126335
D
The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $12.875 to $12.90, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse.
/s/ Gerald A. Michaud
2022-12-07