0001144204-14-069381.txt : 20141118 0001144204-14-069381.hdr.sgml : 20141118 20141118093028 ACCESSION NUMBER: 0001144204-14-069381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141117 FILED AS OF DATE: 20141118 DATE AS OF CHANGE: 20141118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodward Christopher B. CENTRAL INDEX KEY: 0001503884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 141230580 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 form471506_20141118092934-.xml X0306 4 2014-11-17 0 0001487428 Horizon Technology Finance Corp HRZN 0001503884 Woodward Christopher B. 312 FARMINGTON AVENUE FARMINGTON CT US 06032 1 0 0 0 Common Stock 4273 I By Trust Common Stock 2014-11-17 4 P 0 600 14.132 A 2109 D Shares beneficially owned by the Reporting Person through the Christopher Woodward TTEE Susan Woodward TTEE of the Woodward Family Trust UAD 11/15/1990. /s/ Christopher B. Woodward 2014-11-17