0001144204-14-069381.txt : 20141118
0001144204-14-069381.hdr.sgml : 20141118
20141118093028
ACCESSION NUMBER: 0001144204-14-069381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141117
FILED AS OF DATE: 20141118
DATE AS OF CHANGE: 20141118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Technology Finance Corp
CENTRAL INDEX KEY: 0001487428
IRS NUMBER: 272114934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 860-676-8654
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Woodward Christopher B.
CENTRAL INDEX KEY: 0001503884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00802
FILM NUMBER: 141230580
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
form471506_20141118092934-.xml
X0306
4
2014-11-17
0
0001487428
Horizon Technology Finance Corp
HRZN
0001503884
Woodward Christopher B.
312 FARMINGTON AVENUE
FARMINGTON
CT
US 06032
1
0
0
0
Common Stock
4273
I
By Trust
Common Stock
2014-11-17
4
P
0
600
14.132
A
2109
D
Shares beneficially owned by the Reporting Person through the Christopher Woodward TTEE Susan Woodward TTEE of the Woodward Family Trust UAD 11/15/1990.
/s/ Christopher B. Woodward
2014-11-17