0001209191-11-044708.txt : 20110823 0001209191-11-044708.hdr.sgml : 20110823 20110817194126 ACCESSION NUMBER: 0001209191-11-044708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110817 FILED AS OF DATE: 20110817 DATE AS OF CHANGE: 20110817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berg-Lacy E. Olena CENTRAL INDEX KEY: 0001486949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 111043503 MAIL ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-565-4900 MAIL ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-08-17 0 0001430592 Financial Engines, Inc. FNGN 0001486949 Berg-Lacy E. Olena 1804 EMBARCADERO ROAD PALO ALTO CA 94303 1 0 0 0 Common Stock 2011-08-17 2011-08-17 4 S 0 10000 20.4733 D 0 D The price reported in Col 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $20.44 to $20.59, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Joanne E. Burns, Attorney-in-Fact 2011-08-17