0001140361-12-041220.txt : 20120921
0001140361-12-041220.hdr.sgml : 20120921
20120921191129
ACCESSION NUMBER: 0001140361-12-041220
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20120921
DATE AS OF CHANGE: 20120921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATTON DEAN
CENTRAL INDEX KEY: 0001494213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34779
FILM NUMBER: 121105257
MAIL ADDRESS:
STREET 1: 25 SCIENCE PARK
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Higher One Holdings, Inc.
CENTRAL INDEX KEY: 0001486800
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 263025501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 115 MUNSON STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
BUSINESS PHONE: 2037767776
MAIL ADDRESS:
STREET 1: 115 MUNSON STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
4
1
doc1.xml
FORM 4
X0306
4
2012-09-12
0
0001486800
Higher One Holdings, Inc.
ONE
0001494213
HATTON DEAN
C/O HIGHER ONE HOLDINGS, INC.
115 MUNSON STREET
NEW HAVEN
CT
06511
1
0
0
0
Common Stock
2012-09-12
4
M
0
75000
.29
A
136005
D
Common Stock
2012-09-12
4
M
0
180000
.67
A
316005
D
Common Stock
2012-09-12
4
M
0
75000
1.34
A
391005
D
Common Stock
2012-09-12
4
M
0
58749
2.67
A
449754
D
Common Stock
2012-09-20
4
S
0
90000
13.12
D
359754
D
Common Stock
2012-09-21
4
S
0
48961
13.20
D
310793
D
Stock Option (Right to Buy)
.29
2012-09-12
4
M
0
75000
0
D
2007-03-03
2014-03-02
Common Stock
75000
0
D
Stock Option (Right to Buy)
.67
2012-09-12
4
M
0
180000
0
D
2009-01-17
2016-01-16
Common Stock
180000
0
D
Stock Option (Right to Buy)
1.34
2012-09-12
4
M
0
75000
0
D
2010-01-23
2017-01-22
Common Stock
75000
0
D
Stock Option (Right to Buy)
2.67
2012-09-12
4
M
0
58749
0
D
2010-12-07
2017-12-17
Common Stock
58749
0
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2012.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.00 and $13.21. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.07 and $13.31. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
/s/ Thomas D. Kavanaugh as attorney-in-fact for Dean Hatton
2012-09-21