0001140361-12-041220.txt : 20120921 0001140361-12-041220.hdr.sgml : 20120921 20120921191129 ACCESSION NUMBER: 0001140361-12-041220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120921 DATE AS OF CHANGE: 20120921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATTON DEAN CENTRAL INDEX KEY: 0001494213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 121105257 MAIL ADDRESS: STREET 1: 25 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Higher One Holdings, Inc. CENTRAL INDEX KEY: 0001486800 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 263025501 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 115 MUNSON STREET CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 2037767776 MAIL ADDRESS: STREET 1: 115 MUNSON STREET CITY: NEW HAVEN STATE: CT ZIP: 06511 4 1 doc1.xml FORM 4 X0306 4 2012-09-12 0 0001486800 Higher One Holdings, Inc. ONE 0001494213 HATTON DEAN C/O HIGHER ONE HOLDINGS, INC. 115 MUNSON STREET NEW HAVEN CT 06511 1 0 0 0 Common Stock 2012-09-12 4 M 0 75000 .29 A 136005 D Common Stock 2012-09-12 4 M 0 180000 .67 A 316005 D Common Stock 2012-09-12 4 M 0 75000 1.34 A 391005 D Common Stock 2012-09-12 4 M 0 58749 2.67 A 449754 D Common Stock 2012-09-20 4 S 0 90000 13.12 D 359754 D Common Stock 2012-09-21 4 S 0 48961 13.20 D 310793 D Stock Option (Right to Buy) .29 2012-09-12 4 M 0 75000 0 D 2007-03-03 2014-03-02 Common Stock 75000 0 D Stock Option (Right to Buy) .67 2012-09-12 4 M 0 180000 0 D 2009-01-17 2016-01-16 Common Stock 180000 0 D Stock Option (Right to Buy) 1.34 2012-09-12 4 M 0 75000 0 D 2010-01-23 2017-01-22 Common Stock 75000 0 D Stock Option (Right to Buy) 2.67 2012-09-12 4 M 0 58749 0 D 2010-12-07 2017-12-17 Common Stock 58749 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2012. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.00 and $13.21. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.07 and $13.31. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer. /s/ Thomas D. Kavanaugh as attorney-in-fact for Dean Hatton 2012-09-21