0001085146-11-001053.txt : 20111027
0001085146-11-001053.hdr.sgml : 20111027
20111026175939
ACCESSION NUMBER: 0001085146-11-001053
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111027
DATE AS OF CHANGE: 20111026
EFFECTIVENESS DATE: 20111027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hermes Fund Managers (North America) LP
CENTRAL INDEX KEY: 0001486710
IRS NUMBER: 270968285
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13889
FILM NUMBER: 111159826
BUSINESS ADDRESS:
STREET 1: 75 PARK PLAZA, 2ND FLOOR
CITY: BOSTON
STATE: X1
ZIP: MA 02116
BUSINESS PHONE: 617.892.8991
MAIL ADDRESS:
STREET 1: 75 PARK PLAZA, 2ND FLOOR
CITY: BOSTON
STATE: X1
ZIP: MA 02116
13F-HR
1
hefm3q2011.txt
HERMES FUND MANAGER (NORTH AMERICA) LP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Hermes Fund Manager (North America) LP
Address: 75 Park Plaza, 2nd Floor
Boston, MA 02116
13F File Number: 028-13889
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ann F. Keitner
Title: Chief Compliance Officer / Chief Operating Officer
Phone: 617-892-8992
Signature, Place, and Date of Signing:
/s/ Ann F. Keitner Boston, MA October 19, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 31
Form 13F Information Table Value Total: $442,717 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACE LTD SHS H0023R105 22108 364816 SH SOLE 364816 0 0
AIR PRODS & CHEMS INC COM 009158106 9071 118781 SH SOLE 118781 0 0
ALLERGAN INC COM 018490102 20035 243200 SH SOLE 243200 0 0
AMPHENOL CORP NEW CL A 032095101 11518 282501 SH SOLE 282501 0 0
APACHE CORP COM 037411105 18260 227564 SH SOLE 227564 0 0
BAIDU INC SPON ADR REP A 056752108 10889 101849 SH SOLE 101849 0 0
CABOT OIL & GAS CORP COM 127097103 8497 137255 SH SOLE 137255 0 0
CHART INDS INC COM PAR $0.01 16115Q308 8438 200103 SH SOLE 200103 0 0
CME GROUP INC COM 12572Q105 14500 58848 SH SOLE 58848 0 0
COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 10292 693531 SH SOLE 693531 0 0
CROWN CASTLE INTL CORP COM 228227104 19762 485920 SH SOLE 485920 0 0
DICKS SPORTING GOODS INC COM 253393102 10760 321575 SH SOLE 321575 0 0
DIGITAL RLTY TR INC COM 253868103 21362 387275 SH SOLE 387275 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 9120 299513 SH SOLE 299513 0 0
GOOGLE INC CL A 38259P508 13339 25932 SH SOLE 25932 0 0
HALLIBURTON CO COM 406216101 11034 361533 SH SOLE 361533 0 0
MCKESSON CORP COM 58155Q103 21027 289223 SH SOLE 289223 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 20913 303837 SH SOLE 303837 0 0
O REILLY AUTOMOTIVE INC NEW COM 67103H107 18238 273727 SH SOLE 273727 0 0
PRICELINE COM INC COM NEW 741503403 15430 34331 SH SOLE 34331 0 0
PRUDENTIAL FINL INC COM 744320102 14757 314908 SH SOLE 314908 0 0
RESMED INC COM 761152107 16478 572355 SH SOLE 572355 0 0
SANDISK CORP COM 80004C101 13300 329619 SH SOLE 329619 0 0
SPECTRA ENERGY CORP COM 847560109 13982 569998 SH SOLE 569998 0 0
SUCCESSFACTORS INC COM 864596101 9484 412529 SH SOLE 412529 0 0
TJX COS INC NEW COM 872540109 18300 329914 SH SOLE 329914 0 0
UNION PAC CORP COM 907818108 14966 183250 SH SOLE 183250 0 0
UNITED TECHNOLOGIES CORP COM 913017109 13489 191719 SH SOLE 191719 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 7292 163726 SH SOLE 163726 0 0
VISA INC COM CL A 92826C839 11057 128986 SH SOLE 128986 0 0
VMWARE INC CL A COM 928563402 15019 186853 SH SOLE 186853 0 0