0000903423-13-000700.txt : 20131218
0000903423-13-000700.hdr.sgml : 20131218
20131218124528
ACCESSION NUMBER: 0000903423-13-000700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131218
FILED AS OF DATE: 20131218
DATE AS OF CHANGE: 20131218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHINA INVESTMENT CORP
CENTRAL INDEX KEY: 0001468702
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 131284571
BUSINESS ADDRESS:
STREET 1: NEW POLY PLAZA
STREET 2: NO. 1 CHAOYANGMEN BEIDAJIE, DONGCHENG
CITY: BEIJING
STATE: F4
ZIP: 100010
BUSINESS PHONE: 86 10 64086277
MAIL ADDRESS:
STREET 1: NEW POLY PLAZA
STREET 2: NO. 1 CHAOYANGMEN BEIDAJIE, DONGCHENG
CITY: BEIJING
STATE: F4
ZIP: 100010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Terrific Investment Corp
CENTRAL INDEX KEY: 0001486353
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 131284572
BUSINESS ADDRESS:
STREET 1: NEW POLY PLAZA
STREET 2: NO.1 CHAOYANGMEN BEIDAJIE, DONGCHENG,
CITY: BEIJING
STATE: F4
ZIP: 100010
BUSINESS PHONE: 86 10 6408 6715
MAIL ADDRESS:
STREET 1: NEW POLY PLAZA
STREET 2: NO.1 CHAOYANGMEN BEIDAJIE, DONGCHENG,
CITY: BEIJING
STATE: F4
ZIP: 100010
4
1
ticf4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-18
1
0000874761
AES CORP
AES
0001486353
Terrific Investment Corp
NEW POLY PLAZA, 25TH FLOOR
NO.1 NORTH CHAOYANGMEN STREET
BEIJING
F4
100010
CHINA
0
0
0
1
Former 10% Owner
0001468702
CHINA INVESTMENT CORP
16F-19F, NEW POLY PLAZA
NO.1 NORTH CHAOYANGMEN STREET
BEIJING
F4
100010
CHINA
0
0
0
1
Former 10% Owner
Common Stock, par value $0.01 per share
2013-12-18
4
S
0
20000000
12.912
D
105468788
D
Common Stock, par value $0.01 per share
2013-12-18
4
S
0
46000000
13.181
D
59468788
D
The price represents 96% of the public offering price of $13.450 per share of Common Stock ("Common Share") of The AES Corporation (the "Issuer").
These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International Co., Ltd. ("CIC International"), which is the parent of Terrific and another wholly-owned subsidiary.
CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation.
The price represents the public offering price of $13.450 per Common Share less the underwriters' discount of $0.269 per Common Share.
These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International, which is the parent of Terrific and another wholly-owned subsidiary.
CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation.
/s/ Li Keping, Executive Director and President of Terrific Investment Corporation
2013-12-18
/s/ Ding Xuedong, Chairman and Chief Executive Officer of China Investment Corporation
2013-12-18