0001140361-13-045836.txt : 20131212 0001140361-13-045836.hdr.sgml : 20131212 20131212154845 ACCESSION NUMBER: 0001140361-13-045836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131211 FILED AS OF DATE: 20131212 DATE AS OF CHANGE: 20131212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Peoples Federal Bancshares, Inc. CENTRAL INDEX KEY: 0001485964 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 272814821 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 435 MARKET STREET CITY: BRIGHTON STATE: MA ZIP: 02135 BUSINESS PHONE: (617) 254-0707 MAIL ADDRESS: STREET 1: 435 MARKET STREET CITY: BRIGHTON STATE: MA ZIP: 02135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN MAURICE H JR CENTRAL INDEX KEY: 0001495892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34801 FILM NUMBER: 131273498 MAIL ADDRESS: STREET 1: 435 MARKET STREET CITY: BRIGHTON STATE: MA ZIP: 02135 4 1 doc1.xml FORM 4 X0306 4 2013-12-11 0 0001485964 Peoples Federal Bancshares, Inc. PEOP 0001495892 SULLIVAN MAURICE H JR 435 MARKET STREET BRIGHTON MA 02135 1 1 0 0 Chief Executive Officer Common Stock 2013-12-11 4 P 0 100 17.55 A 38600 I By IRA Common Stock 2013-12-11 4 P 0 100 17.57 A 38700 I By IRA Common Stock 2013-12-11 4 P 0 100 17.60 A 38800 I By IRA Common Stock 2013-12-11 4 P 0 300 17.61 A 39100 I By IRA Common Stock 2013-12-11 4 P 0 100 17.62 A 39200 I By IRA Common Stock 2013-12-11 4 P 0 300 17.64 A 39500 I By IRA Common Stock 2013-12-11 4 P 0 1000 17.65 A 40500 I By IRA Common Stock 83675 D Common Stock 7000 I By Spouse Common Stock 1000 I Spouse as Custodian for Child Common Stock 5524 I By ESOP Stock Options 18.49 2014-08-20 2023-08-20 Common Stock 14000 14000 D Stock Options 15.47 2013-02-21 2022-02-21 Common Stock 100000 100000 D Includes shares of restricted stock which vest at a rate of 20% per year commencing on February 21, 2013. Stock options vest at a rate of 20% per year commencing on February 21, 2013. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Includes shares of restricted stock which vest at a rate of 50% per year commencing on August 20, 2014. Stock options vest at a rate of 50% per year commencing on August 20, 2014. /s/ Steven Lanter, pursuant to power of attorney 2013-12-12