0001485921-12-000002.txt : 20120210 0001485921-12-000002.hdr.sgml : 20120210 20120210092815 ACCESSION NUMBER: 0001485921-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forum Securities Ltd CENTRAL INDEX KEY: 0001485921 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13873 FILM NUMBER: 12589829 BUSINESS ADDRESS: STREET 1: 1700 EAST PUTNAM AVENUE STREET 2: SUITE 205 CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: 203-302-3301 MAIL ADDRESS: STREET 1: 1700 EAST PUTNAM AVENUE STREET 2: SUITE 205 CITY: OLD GREENWICH STATE: CT ZIP: 06870 13F-HR 1 fsl31-dec13f_hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [_]; Amendment Number: _____________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Forum Securities Limited Address: 1700 Putnum Avenue Old Greenwich, CT United States, 06870-1366 Form 13F File Number: 28-13873________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Pearson Title: Chief Compliance Officer Phone: 203-302-3301 Signature, Place, and Date of Signing: ------------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name -------------------- ---- 28-_________________ __________________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $ 135,848 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- ___ 28-____________ Forum Securities (UK) Ltd ___ 28-14127_______ FSX Securities Canada, Inc. [Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 8 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 VOTING AUTHORITY -------- -------- --------- -------- -------------------- ---------- -------- -------------------- TITLE OF VALUE SHRS OR PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------- --------- -------- -------- ------ ---- ---------- -------- ------ ------- ---- ALEXANDRIA REAL ESTATE EQUITY COM 015271109 685 9,937 SH SOLE 9,937 AMERICAN CAMPUS COMMUNITIES COM 024835100 735 17,512 SH SOLE 17,512 AVALONBAY COMMUNITIES INC COM 053484101 1,195 9,148 SH SOLE 9,148 BOSTON PROPERTIES INC COM 101121101 1,712 17,186 SH SOLE 17,186 CAMDEN PROPERTY TRUST COM 133131102 1,010 16,220 SH SOLE 16,220 DIGITAL REALTY TRUST INC COM 253868103 1,022 15,330 SH SOLE 15,330 DUKE REALTY CORP COM 264411505 579 48,040 SH SOLE 48,040 EQUITY ONE INC COM 294752100 458 27,000 SH SOLE 27,000 EQUITY RESIDENTIAL COM 29476L107 1,841 32,278 SH SOLE 32,278 ESSEX PROPERTY TRUST INC COM 297178105 990 7,046 SH SOLE 7,046 FEDERAL REALTY INVS TRUST COM 313747206 1,084 11,943 SH SOLE 11,943 GLIMCHER REALTY TRUST COM 379302102 778 84,531 SH SOLE 84,531 HCP INC COM 40414L109 1,407 33,965 SH SOLE 33,965 HEALTH CARE REIT INC COM 42217K106 1,171 21,470 SH SOLE 21,470 HOST HOTELS & RESORTS INC COM 44107P104 737 49,916 SH SOLE 49,916 KILROY REALTY CORP COM 49427F108 799 20,978 SH SOLE 20,978 KIMCO REALTY CORP COM 49446R109 709 43,686 SH SOLE 43,686 MACERICH CO/THE COM 554382101 982 19,401 SH SOLE 19,401 PROLOGIS INC COM 74340W103 1,196 41,834 SH SOLE 41,834 PUBLIC STORAGE COM 74460D109 2,220 16,509 SH SOLE 16,509 SIMON PROPERTY GROUP INC COM 828806109 3,228 25,035 SH SOLE 25,035 SL GREEN REALTY CORP COM 78440X101 949 14,237 SH SOLE 14,237 STARWOOD HOTELS & RESORTS COM 85590A401 674 14,042 SH SOLE 14,042 SUNSTONE HOTEL INVESTORS INC COM 867892101 279 34,172 SH SOLE 34,172 TANGER FACTORY OUTLET CENTER COM 875465106 944 32,211 SH SOLE 32,211 VENTAS INC COM 92276F100 1,472 26,707 SH SOLE 26,707 VORNADO REALTY TRUST COM 929042109 1,248 16,241 SH SOLE 16,241
ALEXANDRIA REAL ESTATE EQUITY COM 015271109 1,106 16,034 SH OTHER 1 16,034 AMERICAN CAMPUS COMMUNITIES COM 024835100 3,333 79,424 SH OTHER 2 53,782 25,642 AVALONBAY COMMUNITIES INC COM 053484101 5,572 42,665 SH OTHER 2 27,803 14,862 BOSTON PROPERTIES INC COM 101121101 6,583 66,086 SH OTHER 2 47,858 18,228 CAMDEN PROPERTY TRUST COM 133131102 4,734 76,060 SH OTHER 2 49,377 26,683 DIGITAL REALTY TRUST INC COM 253868103 4,249 63,722 SH OTHER 2 43,612 20,110 DOUGLAS EMMETT INC COM 25960P109 334 18,315 SH OTHER 1 18,315 DUKE REALTY CORP COM 264411505 2,515 208,638 SH OTHER 2 130,998 77,640 EQUITY ONE INC COM 294752100 1,528 90,000 SH OTHER 2 61,000 29,000 EQUITY RESIDENTIAL COM 29476L107 3,682 64,565 SH OTHER 1 64,565 ESSEX PROPERTY TRUST INC COM 297178105 4,003 28,488 SH OTHER 2 20,299 8,189 FEDERAL REALTY INVS TRUST COM 313747206 3,710 40,885 SH OTHER 2 30,304 10,581 GLIMCHER REALTY TRUST COM 379302102 2,666 289,752 SH OTHER 2 192,520 97,232 HCP INC COM 40414L109 2,798 67,544 SH OTHER 1 67,544 HEALTH CARE REIT INC COM 42217K106 3,955 72,541 SH OTHER 2 49,317 23,224 HIGHWOODS PROPERTIES INC COM 431284108 265 8,939 SH OTHER 1 8,939 HOST HOTELS & RESORTS INC COM 44107P104 2,720 184,172 SH OTHER 2 140,367 43,805 KILROY REALTY CORP COM 49427F108 2,940 77,230 SH OTHER 2 54,607 22,623 KIMCO REALTY CORP COM 49446R109 1,253 77,128 SH OTHER 1 77,128 LASALLE HOTEL PROPERTIES COM 517942108 243 10,056 SH OTHER 1 10,056 MACERICH CO/THE COM 554382101 3,897 77,005 SH OTHER 2 52,739 24,266 PROLOGIS INC COM 74340W103 4,370 152,856 SH OTHER 2 115,240 37,616 PUBLIC STORAGE COM 74460D109 8,230 61,207 SH OTHER 2 43,830 17,377 REGENCY CENTERS CORP COM 758849103 215 5,720 SH OTHER 1 5,720 SIMON PROPERTY GROUP INC COM 828806109 11,243 87,190 SH OTHER 2 64,376 22,814 SL GREEN REALTY CORP COM 78440X101 4,088 61,336 SH OTHER 2 43,916 17,420 STARWOOD HOTELS & RESORTS COM 85590A401 2,411 50,245 SH OTHER 2 33,203 17,042 SUNSTONE HOTEL INVESTORS INC COM 867892101 1,318 161,702 SH OTHER 2 100,039 61,663 TANGER FACTORY OUTLET CENTER COM 875465106 2,968 101,232 SH OTHER 2 78,790 22,442 TAUBMAN CENTERS INC COM 876664103 517 8,314 SH OTHER 1 8,314 VENTAS INC COM 92276F100 6,216 112,739 SH OTHER 2 79,587 33,152 VORNADO REALTY TRUST COM 929042109 2,082 27,091 SH OTHER 1 27,091