0001485921-12-000002.txt : 20120210
0001485921-12-000002.hdr.sgml : 20120210
20120210092815
ACCESSION NUMBER: 0001485921-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
EFFECTIVENESS DATE: 20120210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forum Securities Ltd
CENTRAL INDEX KEY: 0001485921
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13873
FILM NUMBER: 12589829
BUSINESS ADDRESS:
STREET 1: 1700 EAST PUTNAM AVENUE
STREET 2: SUITE 205
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: 203-302-3301
MAIL ADDRESS:
STREET 1: 1700 EAST PUTNAM AVENUE
STREET 2: SUITE 205
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
13F-HR
1
fsl31-dec13f_hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [_]; Amendment Number: _____________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Forum Securities Limited
Address: 1700 Putnum Avenue
Old Greenwich, CT
United States, 06870-1366
Form 13F File Number: 28-13873________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark Pearson
Title: Chief Compliance Officer
Phone: 203-302-3301
Signature, Place, and Date of Signing:
------------------------- --------------------------- --------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
-------------------- ----
28-_________________ __________________________________
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 59
Form 13F Information Table Value Total: $ 135,848
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
--- -------------------- ----
___ 28-____________ Forum Securities (UK) Ltd
___ 28-14127_______ FSX Securities Canada, Inc.
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 VOTING AUTHORITY
-------- -------- --------- -------- -------------------- ---------- -------- --------------------
TITLE OF VALUE SHRS OR PUT/ INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------- --------- -------- -------- ------ ---- ---------- -------- ------ ------- ----
ALEXANDRIA REAL ESTATE EQUITY COM 015271109 685 9,937 SH SOLE 9,937
AMERICAN CAMPUS COMMUNITIES COM 024835100 735 17,512 SH SOLE 17,512
AVALONBAY COMMUNITIES INC COM 053484101 1,195 9,148 SH SOLE 9,148
BOSTON PROPERTIES INC COM 101121101 1,712 17,186 SH SOLE 17,186
CAMDEN PROPERTY TRUST COM 133131102 1,010 16,220 SH SOLE 16,220
DIGITAL REALTY TRUST INC COM 253868103 1,022 15,330 SH SOLE 15,330
DUKE REALTY CORP COM 264411505 579 48,040 SH SOLE 48,040
EQUITY ONE INC COM 294752100 458 27,000 SH SOLE 27,000
EQUITY RESIDENTIAL COM 29476L107 1,841 32,278 SH SOLE 32,278
ESSEX PROPERTY TRUST INC COM 297178105 990 7,046 SH SOLE 7,046
FEDERAL REALTY INVS TRUST COM 313747206 1,084 11,943 SH SOLE 11,943
GLIMCHER REALTY TRUST COM 379302102 778 84,531 SH SOLE 84,531
HCP INC COM 40414L109 1,407 33,965 SH SOLE 33,965
HEALTH CARE REIT INC COM 42217K106 1,171 21,470 SH SOLE 21,470
HOST HOTELS & RESORTS INC COM 44107P104 737 49,916 SH SOLE 49,916
KILROY REALTY CORP COM 49427F108 799 20,978 SH SOLE 20,978
KIMCO REALTY CORP COM 49446R109 709 43,686 SH SOLE 43,686
MACERICH CO/THE COM 554382101 982 19,401 SH SOLE 19,401
PROLOGIS INC COM 74340W103 1,196 41,834 SH SOLE 41,834
PUBLIC STORAGE COM 74460D109 2,220 16,509 SH SOLE 16,509
SIMON PROPERTY GROUP INC COM 828806109 3,228 25,035 SH SOLE 25,035
SL GREEN REALTY CORP COM 78440X101 949 14,237 SH SOLE 14,237
STARWOOD HOTELS & RESORTS COM 85590A401 674 14,042 SH SOLE 14,042
SUNSTONE HOTEL INVESTORS INC COM 867892101 279 34,172 SH SOLE 34,172
TANGER FACTORY OUTLET CENTER COM 875465106 944 32,211 SH SOLE 32,211
VENTAS INC COM 92276F100 1,472 26,707 SH SOLE 26,707
VORNADO REALTY TRUST COM 929042109 1,248 16,241 SH SOLE 16,241
ALEXANDRIA REAL ESTATE EQUITY COM 015271109 1,106 16,034 SH OTHER 1 16,034
AMERICAN CAMPUS COMMUNITIES COM 024835100 3,333 79,424 SH OTHER 2 53,782 25,642
AVALONBAY COMMUNITIES INC COM 053484101 5,572 42,665 SH OTHER 2 27,803 14,862
BOSTON PROPERTIES INC COM 101121101 6,583 66,086 SH OTHER 2 47,858 18,228
CAMDEN PROPERTY TRUST COM 133131102 4,734 76,060 SH OTHER 2 49,377 26,683
DIGITAL REALTY TRUST INC COM 253868103 4,249 63,722 SH OTHER 2 43,612 20,110
DOUGLAS EMMETT INC COM 25960P109 334 18,315 SH OTHER 1 18,315
DUKE REALTY CORP COM 264411505 2,515 208,638 SH OTHER 2 130,998 77,640
EQUITY ONE INC COM 294752100 1,528 90,000 SH OTHER 2 61,000 29,000
EQUITY RESIDENTIAL COM 29476L107 3,682 64,565 SH OTHER 1 64,565
ESSEX PROPERTY TRUST INC COM 297178105 4,003 28,488 SH OTHER 2 20,299 8,189
FEDERAL REALTY INVS TRUST COM 313747206 3,710 40,885 SH OTHER 2 30,304 10,581
GLIMCHER REALTY TRUST COM 379302102 2,666 289,752 SH OTHER 2 192,520 97,232
HCP INC COM 40414L109 2,798 67,544 SH OTHER 1 67,544
HEALTH CARE REIT INC COM 42217K106 3,955 72,541 SH OTHER 2 49,317 23,224
HIGHWOODS PROPERTIES INC COM 431284108 265 8,939 SH OTHER 1 8,939
HOST HOTELS & RESORTS INC COM 44107P104 2,720 184,172 SH OTHER 2 140,367 43,805
KILROY REALTY CORP COM 49427F108 2,940 77,230 SH OTHER 2 54,607 22,623
KIMCO REALTY CORP COM 49446R109 1,253 77,128 SH OTHER 1 77,128
LASALLE HOTEL PROPERTIES COM 517942108 243 10,056 SH OTHER 1 10,056
MACERICH CO/THE COM 554382101 3,897 77,005 SH OTHER 2 52,739 24,266
PROLOGIS INC COM 74340W103 4,370 152,856 SH OTHER 2 115,240 37,616
PUBLIC STORAGE COM 74460D109 8,230 61,207 SH OTHER 2 43,830 17,377
REGENCY CENTERS CORP COM 758849103 215 5,720 SH OTHER 1 5,720
SIMON PROPERTY GROUP INC COM 828806109 11,243 87,190 SH OTHER 2 64,376 22,814
SL GREEN REALTY CORP COM 78440X101 4,088 61,336 SH OTHER 2 43,916 17,420
STARWOOD HOTELS & RESORTS COM 85590A401 2,411 50,245 SH OTHER 2 33,203 17,042
SUNSTONE HOTEL INVESTORS INC COM 867892101 1,318 161,702 SH OTHER 2 100,039 61,663
TANGER FACTORY OUTLET CENTER COM 875465106 2,968 101,232 SH OTHER 2 78,790 22,442
TAUBMAN CENTERS INC COM 876664103 517 8,314 SH OTHER 1 8,314
VENTAS INC COM 92276F100 6,216 112,739 SH OTHER 2 79,587 33,152
VORNADO REALTY TRUST COM 929042109 2,082 27,091 SH OTHER 1 27,091