0001144204-11-042899.txt : 20110729
0001144204-11-042899.hdr.sgml : 20110729
20110729164701
ACCESSION NUMBER: 0001144204-11-042899
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110729
DATE AS OF CHANGE: 20110729
EFFECTIVENESS DATE: 20110729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Crosswind Investments, LLC
CENTRAL INDEX KEY: 0001485563
IRS NUMBER: 264586578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14089
FILM NUMBER: 11997947
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: (617) 861-8012
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
v230281_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [_]; Amendment Number: ___
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Crosswind Investments, LLC
Address: Two International Place, 27th Floor
Boston, MA 02110
Form 13F File Number: 28-____________ Note: This Form 13 file number is not
assigned until after the SEC recieves the first Form 13F filing.
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Gaskin
Title: Chief Operating Officer
Phone: 617-861-8013
Signature, Place, and Date of Signing:
/s/ Barbara Gaskin Boston MA 7/29/2011
------------------ ------------- ---------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 73
Form 13F Information Table Value Total: $136,775
--------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
FORM 13F INFORMATION TABLE
Crosswind Investments 06/30/2011
Title Value Shares/ Sh/ Put/ Invstmt Other Voting Authority
Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------- --------- -------- ------- --- ---- ------- -------- ------ ------ -------
AMERESCO INC COM 02361E108 1,033.48 72883 Sh Sole 67,829 5054
AMERICAN AXLE & MANUFACTURING COM 024061103 932.07 81904 Sh Sole 76,103 5801
ARCH COAL INC COM 039380100 35.48 1331 Sh Sole 1,331
ARUBA NETWORKS INC COM 043176106 1,813.45 61369 Sh Sole 57,140 4229
BLACKBOARD INC COM 091935502 3,376.87 77826 Sh Sole 72,460 5366
BRIGHAM EXPLORATION CO COM 109178103 951.18 31780 Sh Sole 29,571 2209
CAVIUM INC COM 14964U108 882.78 20252 Sh Sole 18,843 1409
CLOUD PEAK ENERGY INC COM 18911Q102 5,793.24 271983 Sh Sole 253,221 18762
COGENT COMMUNICATIONS GROUP IN COM 19239V302 834.20 49042 Sh Sole 45,705 3337
CONVIO INC COM 21257W105 1,571.43 145368 Sh Sole 135,372 9996
CYBERONICS INC COM 23251P102 3,133.87 112124 Sh Sole 104,377 7747
DANA HOLDING CORP COM 235825205 1,040.12 56837 Sh Sole 52,921 3916
DENDREON CORP COM 24823Q107 7.73 196 Sh Sole 196
DIGITALGLOBE INC COM 25389M877 2,600.03 102323 Sh Sole 95,284 7039
DOLLAR FINANCIAL CORP COM 256664103 1,961.92 90620 Sh Sole 84,340 6280
GAMCO INVESTORS INC COM 361438104 1,082.77 23391 Sh Sole 21,765 1626
GENERAL COMMUNICATION INC COM 369385109 1,480.82 122686 Sh Sole 114,105 8581
GENESCO INC COM 371532102 1,040.38 19969 Sh Sole 18,565 1404
G-III APPAREL GROUP LTD COM 36237H101 873.93 25346 Sh Sole 23,551 1795
GRAFTECH INTERNATIONAL LTD COM 384313102 2,143.15 105730 Sh Sole 98,412 7318
HEALTHSOUTH CORP COM 421924309 1,328.09 50594 Sh Sole 47,109 3485
HEALTHSPRING INC COM 42224N101 2,704.31 58649 Sh Sole 54,554 4095
HEARTWARE INTERNATIONAL INC COM 422368100 1,033.12 13946 Sh Sole 12,976 970
HEXCEL CORP COM 428291108 2,281.05 104205 Sh Sole 97,057 7148
HSN INC COM 404303109 947.90 28794 Sh Sole 26,789 2005
ICON PLC COM 45103T107 3,012.99 127886 Sh Sole 119,589 8297
INCYTE CORP LTD COM 45337C102 679.40 35871 Sh Sole 33,368 2503
JAMES RIVER COAL CO COM 470355207 3,162.81 151912 Sh Sole 141,385 10527
JARDEN CORP COM 471109108 7,274.67 210799 Sh Sole 196,307 14492
KELLY SERVICES INC COM 488152208 2,723.03 165032 Sh Sole 153,876 11156
KENEXA CORP COM 488879107 2,457.81 102494 Sh Sole 95,415 7079
KNOLOGY INC COM 499183804 6,500.75 437761 Sh Sole 407,662 30099
KODIAK OIL & GAS CORP COM 50015Q100 1,386.01 240209 Sh Sole 223,536 16673
LIFE TIME FITNESS INC COM 53217R207 3,162.99 79253 Sh Sole 73,768 5485
LIQUIDITY SERVICES INC COM 53635B107 1,875.27 79427 Sh Sole 73,962 5465
LOGMEIN INC COM 54142L109 636.83 16511 Sh Sole 15,367 1144
MAGNUM HUNTER RESOURCES CORP COM 55973B102 2,430.19 359496 Sh Sole 334,630 24866
MARVELL TECHNOLOGY GROUP LTD COM G5876H105 10.22 692 Sh Sole 692
MEDCO HEALTH SOLUTIONS INC COM 58405U102 22.89 405 Sh Sole 405
MERITOR INC COM 59001K100 1,151.45 71786 Sh Sole 66,818 4968
MONSTER WORLDWIDE INC COM 611742107 4,244.30 289516 Sh Sole 269,543 19973
NAVISTAR INTERNATIONAL CORP COM 63934E108 1,267.81 22455 Sh Sole 20,913 1542
NETGEAR INC COM 64111Q104 1,680.16 38430 Sh Sole 35,784 2646
NETSPEND HOLDINGS INC COM 64118V106 1,969.48 196948 Sh Sole 182,119 14829
NII HOLDINGS INC COM 62913F201 5,039.79 118919 Sh Sole 110,762 8157
NORFOLK SOUTHERN CORP COM 655844108 32.67 436 Sh Sole 436
NORTHERN OIL AND GAS INC COM 665531109 1,911.39 86293 Sh Sole 80,519 5774
OFFICE DEPOT INC COM 676220106 3,236.35 766907 Sh Sole 714,060 52847
OFFICEMAX INC COM 67622P101 1,273.19 162190 Sh Sole 150,923 11267
OMNIVISION TECHNOLOGIES INC COM 682128103 742.22 21322 Sh Sole 19,900 1422
PARAMETRIC TECHNOLOGY CORP COM 699173209 1,095.00 47754 Sh Sole 44,466 3288
PEP BOYS-MANNY MOE & JACK COM 713278109 2,247.31 205609 Sh Sole 191,507 14102
PHARMASSET INC COM 71715N106 929.91 8288 Sh Sole 7,720 568
QUINSTREET INC COM 74874Q100 1,288.86 99296 Sh Sole 92,503 6793
RADIANT SYSTEMS INC COM 75025N102 5,232.59 250363 Sh Sole 233,249 17114
RAILAMERICA INC COM 750753402 1,504.05 100270 Sh Sole 93,248 7022
RIVERBED TECHNOLOGY INC COM 768573107 1,679.57 42424 Sh Sole 39,505 2919
SIRONA DENTAL SYSTEMS INC COM 82966C103 1,815.01 34181 Sh Sole 31,829 2352
SOLUTIA INC COM 834376501 2,932.66 128344 Sh Sole 119,672 8672
SYNTEL INC COM 87162H103 2,405.12 40682 Sh Sole 37,856 2826
TENET HEALTHCARE CORP COM 88033G100 6,630.86 1062638 Sh Sole 988,760 73878
TENNECO INC COM 880349105 1,376.53 31235 Sh Sole 29,044 2191
TETRA TECHNOLOGIES INC COM 88162F105 812.19 63801 Sh Sole 59,365 4436
TIBCO SOFTWARE INC COM 88632Q103 13.06 450 Sh Sole 450
TRIUMPH GROUP INC COM 896818101 1,088.01 10926 Sh Sole 10,168 758
UNITED THERAPEUTICS CORP COM 91307C102 919.34 16685 Sh Sole 15,537 1148
US AUTO PARTS NETWORK INC COM 90343C100 625.97 81719 Sh Sole 78,000 3719
VANGUARD HEALTH SYSTEMS INC COM 922036207 858.50 50000 Sh Sole 46,522 3478
VERIFONE SYSTEMS INC COM 92342Y109 789.03 17791 Sh Sole 16,555 1236
VISTAPRINT NV COM N93540107 2,261.92 47271 Sh Sole 43,740 3531
VOYAGER OIL & GAS INC COM 92911K100 592.78 200265 Sh Sole 186,324 13941
WARNACO GROUP INC/THE COM 934390402 896.24 17153 Sh Sole 15,973 1180
WHITING PETROLEUM CORP COM 966387102 12.52 220 Sh Sole 220