0001144204-11-060238.txt : 20111031
0001144204-11-060238.hdr.sgml : 20111031
20111031132458
ACCESSION NUMBER: 0001144204-11-060238
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
EFFECTIVENESS DATE: 20111031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Crosswind Investments, LLC
CENTRAL INDEX KEY: 0001485563
IRS NUMBER: 264586578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14089
FILM NUMBER: 111167506
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: (617) 861-8012
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
STREET 2: 27TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
v237411_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [_]; Amendment Number: ___
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Crosswind Investments, LLC
Address: Two International Place, 27th Floor
Boston, MA 02110
Form 13F File Number: 28-____________ Note: This Form 13 file number is not
assigned until after the SEC recieves the first Form 13F filing.
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Gaskin
Title: Chief Operating Officer
Phone: 617-861-8013
Signature, Place, and Date of Signing:
/s/ Barbara Gaskin Boston MA 10/17/2011
------------------ ------------- ----------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 63
Form 13F Information Table Value Total: $8,644,376
--------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
FORM 13F INFORMATION TABLE
Crosswind Investments 09/30/2011
Title Value Shares/ Sh/ Put/ Invstmt Other Voting Authority
Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------- --------- -------- ------- --- ---- ------- -------- ------ ------ -------
ABOVENET INC COM 00374N108 42,255 2,264,868.00 Sh sole 39,623 2,632
ACACIA RESEARCH - ACACIA TECHN COM 003881308 33,154 1,193,212.46 Sh sole 30,909 2,245
AIR METHODS CORP COM 009128307 21,462 1,366,485.54 Sh sole 20,118 1,344
ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P109 54,793 987,369.86 Sh sole 51,377 3,416
AMERESCO INC COM 02361E109 84,039 853,836.24 Sh sole 78,734 5,305
ARCH COAL INC COM 039380101 12,106 176,505.48 Sh sole 12,106 0
ARIBA INC COM 04033V204 49,481 1,371,118.51 Sh sole 46,395 3,086
ARUBA NETWORKS INC COM 043176107 33,395 698,289.45 Sh sole 31,132 2,263
AUXILIUM PHARMACEUTICALS INC COM 05334D108 54,946 823,640.54 Sh sole 51,508 3,438
AVIS BUDGET GROUP INC COM 053774105 61,050 590,353.50 Sh sole 57,227 3,823
BRIGHAM EXPLORATION CO COM 109178104 35,341 892,713.66 Sh sole 33,132 2,209
CABLEVISION SYSTEMS CORP COM 12686C110 7,907 124,377.11 Sh sole 7,907 0
CLOUD PEAK ENERGY INC COM 18911Q103 162,951 2,762,019.45 Sh sole 152,764 10,187
COGENT COMMUNICATIONS GROUP IN COM 19239V303 188,495 2,535,257.75 Sh sole 176,619 11,876
CONVIO INC COM 21257W106 220,263 1,852,411.83 Sh sole 206,090 14,173
CROCS INC COM 227046110 44,285 1,048,225.95 Sh sole 41,519 2,766
CYBERONICS INC COM 23251P103 142,427 4,030,684.10 Sh sole 133,535 8,892
DEALERTRACK HOLDINGS INC COM 242309103 56,826 890,463.42 Sh sole 53,267 3,559
DFC GLOBAL CORP COM 23324T108 122,764 2,682,393.40 Sh sole 114,994 7,770
DIGITALGLOBE INC COM 25389M878 180,165 3,500,605.95 Sh sole 168,927 11,238
ENCORE CAPITAL GROUP INC COM 292554103 43,572 952,048.20 Sh sole 40,834 2,738
GENERAL COMMUNICATION INC COM 369385110 82,583 677,180.60 Sh sole 76,944 5,639
GEO GROUP INC/THE COM 36159R104 296,403 5,501,239.68 Sh sole 277,913 18,490
GRAFTECH INTERNATIONAL LTD COM 384313103 116,550 1,480,185.00 Sh sole 109,232 7,318
HANGER ORTHOPEDIC GROUP INC COM 41043F209 183,502 3,466,352.78 Sh sole 172,038 11,464
HCA HOLDINGS INC COM 40412C102 23,850 480,816.00 Sh sole 23,850 0
HEALTHSOUTH CORP COM 421924310 359,090 5,361,213.70 Sh sole 336,671 22,419
HEALTHSPRING INC COM 42224N102 96,127 3,504,790.42 Sh sole 90,123 6,004
INCYTE CORP LTD COM 45337C103 39,543 552,415.71 Sh sole 37,040 2,503
INTERDIGITAL INC/PA COM 45867G102 20,424 951,349.92 Sh sole 19,146 1,278
INTERNAP NETWORK SERVICES CORP COM 45885A301 84,604 416,251.68 Sh sole 78,870 5,734
JAMES RIVER COAL CO COM 470355208 199,859 1,273,101.83 Sh sole 187,368 12,491
JARDEN CORP COM 471109109 249,708 7,056,748.08 Sh sole 233,928 15,780
KELLY SERVICES INC COM 488152209 181,553 2,069,704.20 Sh sole 170,397 11,156
KENEXA CORP COM 488879108 127,772 1,998,354.08 Sh sole 119,807 7,965
KNOLOGY INC COM 499183805 532,437 6,911,032.26 Sh sole 499,125 33,312
LIQUIDITY SERVICES INC COM 53635B108 38,817 1,244,861.19 Sh sole 36,395 2,422
MAGNUM HUNTER RESOURCES CORP COM 55973B103 444,887 1,472,575.97 Sh sole 417,033 27,854
MAGNUM WTS COM 559991113 36,331 0.00 Sh sole 33,844 2,487
MICROSEMI CORP COM 595137101 145,486 2,324,866.28 Sh sole 136,321 9,165
MONSTER WORLDWIDE INC COM 611742108 433,578 3,113,090.04 Sh sole 406,293 27,285
NAVISTAR INTERNATIONAL CORP COM 63934E109 24,341 781,832.92 Sh sole 22,799 1,542
NETGEAR INC COM 64111Q105 46,708 1,209,270.12 Sh sole 43,804 2,904
OASIS PETROLEUM INC COM 674215109 32,348 722,330.84 Sh sole 30,338 2,010
OFFICE DEPOT INC COM 676220107 842,589 1,735,733.34 Sh sole 789,742 52,847
OFFICEMAX INC COM 67622P102 247,044 1,198,163.40 Sh sole 231,547 15,497
OMNIVISION TECHNOLOGIES INC COM 682128104 48,060 674,762.40 Sh sole 45,066 2,994
PEP BOYS-MANNY MOE & JACK COM 713278110 202,613 1,999,790.31 Sh sole 189,973 12,640
PORTFOLIO RECOVERY ASSOCIATES COM 73640Q106 13,465 837,792.30 Sh sole 12,623 842
RAILAMERICA INC COM 750753403 171,925 2,240,182.75 Sh sole 161,187 10,738
SHUTTERFLY INC COM 82568P305 17,541 722,338.38 Sh sole 16,444 1,097
SIRONA DENTAL SYSTEMS INC COM 82966C104 34,758 1,474,086.78 Sh sole 32,406 2,352
SOTHEBY'S COM 835898108 20,471 564,385.47 Sh sole 19,192 1,279
SYNTEL INC COM 87162H104 24,471 1,056,902.49 Sh sole 22,944 1,527
TALEO CORP COM 87424N105 35,661 917,200.92 Sh sole 33,431 2,230
TENET HEALTHCARE CORP COM 88033G101 1,170,873 4,835,705.49 Sh sole 1,096,995 73,878
TETRA TECHNOLOGIES INC COM 88162F106 70,829 546,799.88 Sh sole 66,393 4,436
TIBCO SOFTWARE INC COM 88632Q104 2,946 65,960.94 Sh sole 2,946 0
TORNIER NV COM N87237109 69,496 1,423,973.04 Sh sole 65,156 4,340
TRIUMPH GROUP INC COM 896818102 22,258 1,084,854.92 Sh sole 20,742 1,516
VANGUARD HEALTH SYSTEMS INC COM 922036208 144,385 1,466,951.60 Sh sole 135,431 8,954
VERIFONE SYSTEMS INC COM 92342Y110 56,773 1,988,190.46 Sh sole 53,190 3,583
WHITING PETROLEUM CORP COM 966387103 40 1,403.20 Sh sole 40 0