0001144204-11-060238.txt : 20111031 0001144204-11-060238.hdr.sgml : 20111031 20111031132458 ACCESSION NUMBER: 0001144204-11-060238 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111031 DATE AS OF CHANGE: 20111031 EFFECTIVENESS DATE: 20111031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Crosswind Investments, LLC CENTRAL INDEX KEY: 0001485563 IRS NUMBER: 264586578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14089 FILM NUMBER: 111167506 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617) 861-8012 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 v237411_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: ___ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Crosswind Investments, LLC Address: Two International Place, 27th Floor Boston, MA 02110 Form 13F File Number: 28-____________ Note: This Form 13 file number is not assigned until after the SEC recieves the first Form 13F filing. The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Gaskin Title: Chief Operating Officer Phone: 617-861-8013 Signature, Place, and Date of Signing: /s/ Barbara Gaskin Boston MA 10/17/2011 ------------------ ------------- ---------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: $8,644,376 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE Crosswind Investments 09/30/2011
Title Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------- --------- -------- ------- --- ---- ------- -------- ------ ------ ------- ABOVENET INC COM 00374N108 42,255 2,264,868.00 Sh sole 39,623 2,632 ACACIA RESEARCH - ACACIA TECHN COM 003881308 33,154 1,193,212.46 Sh sole 30,909 2,245 AIR METHODS CORP COM 009128307 21,462 1,366,485.54 Sh sole 20,118 1,344 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P109 54,793 987,369.86 Sh sole 51,377 3,416 AMERESCO INC COM 02361E109 84,039 853,836.24 Sh sole 78,734 5,305 ARCH COAL INC COM 039380101 12,106 176,505.48 Sh sole 12,106 0 ARIBA INC COM 04033V204 49,481 1,371,118.51 Sh sole 46,395 3,086 ARUBA NETWORKS INC COM 043176107 33,395 698,289.45 Sh sole 31,132 2,263 AUXILIUM PHARMACEUTICALS INC COM 05334D108 54,946 823,640.54 Sh sole 51,508 3,438 AVIS BUDGET GROUP INC COM 053774105 61,050 590,353.50 Sh sole 57,227 3,823 BRIGHAM EXPLORATION CO COM 109178104 35,341 892,713.66 Sh sole 33,132 2,209 CABLEVISION SYSTEMS CORP COM 12686C110 7,907 124,377.11 Sh sole 7,907 0 CLOUD PEAK ENERGY INC COM 18911Q103 162,951 2,762,019.45 Sh sole 152,764 10,187 COGENT COMMUNICATIONS GROUP IN COM 19239V303 188,495 2,535,257.75 Sh sole 176,619 11,876 CONVIO INC COM 21257W106 220,263 1,852,411.83 Sh sole 206,090 14,173 CROCS INC COM 227046110 44,285 1,048,225.95 Sh sole 41,519 2,766 CYBERONICS INC COM 23251P103 142,427 4,030,684.10 Sh sole 133,535 8,892 DEALERTRACK HOLDINGS INC COM 242309103 56,826 890,463.42 Sh sole 53,267 3,559 DFC GLOBAL CORP COM 23324T108 122,764 2,682,393.40 Sh sole 114,994 7,770 DIGITALGLOBE INC COM 25389M878 180,165 3,500,605.95 Sh sole 168,927 11,238 ENCORE CAPITAL GROUP INC COM 292554103 43,572 952,048.20 Sh sole 40,834 2,738 GENERAL COMMUNICATION INC COM 369385110 82,583 677,180.60 Sh sole 76,944 5,639 GEO GROUP INC/THE COM 36159R104 296,403 5,501,239.68 Sh sole 277,913 18,490 GRAFTECH INTERNATIONAL LTD COM 384313103 116,550 1,480,185.00 Sh sole 109,232 7,318 HANGER ORTHOPEDIC GROUP INC COM 41043F209 183,502 3,466,352.78 Sh sole 172,038 11,464 HCA HOLDINGS INC COM 40412C102 23,850 480,816.00 Sh sole 23,850 0 HEALTHSOUTH CORP COM 421924310 359,090 5,361,213.70 Sh sole 336,671 22,419 HEALTHSPRING INC COM 42224N102 96,127 3,504,790.42 Sh sole 90,123 6,004 INCYTE CORP LTD COM 45337C103 39,543 552,415.71 Sh sole 37,040 2,503 INTERDIGITAL INC/PA COM 45867G102 20,424 951,349.92 Sh sole 19,146 1,278 INTERNAP NETWORK SERVICES CORP COM 45885A301 84,604 416,251.68 Sh sole 78,870 5,734 JAMES RIVER COAL CO COM 470355208 199,859 1,273,101.83 Sh sole 187,368 12,491 JARDEN CORP COM 471109109 249,708 7,056,748.08 Sh sole 233,928 15,780 KELLY SERVICES INC COM 488152209 181,553 2,069,704.20 Sh sole 170,397 11,156 KENEXA CORP COM 488879108 127,772 1,998,354.08 Sh sole 119,807 7,965 KNOLOGY INC COM 499183805 532,437 6,911,032.26 Sh sole 499,125 33,312 LIQUIDITY SERVICES INC COM 53635B108 38,817 1,244,861.19 Sh sole 36,395 2,422 MAGNUM HUNTER RESOURCES CORP COM 55973B103 444,887 1,472,575.97 Sh sole 417,033 27,854 MAGNUM WTS COM 559991113 36,331 0.00 Sh sole 33,844 2,487 MICROSEMI CORP COM 595137101 145,486 2,324,866.28 Sh sole 136,321 9,165 MONSTER WORLDWIDE INC COM 611742108 433,578 3,113,090.04 Sh sole 406,293 27,285 NAVISTAR INTERNATIONAL CORP COM 63934E109 24,341 781,832.92 Sh sole 22,799 1,542 NETGEAR INC COM 64111Q105 46,708 1,209,270.12 Sh sole 43,804 2,904 OASIS PETROLEUM INC COM 674215109 32,348 722,330.84 Sh sole 30,338 2,010 OFFICE DEPOT INC COM 676220107 842,589 1,735,733.34 Sh sole 789,742 52,847 OFFICEMAX INC COM 67622P102 247,044 1,198,163.40 Sh sole 231,547 15,497 OMNIVISION TECHNOLOGIES INC COM 682128104 48,060 674,762.40 Sh sole 45,066 2,994 PEP BOYS-MANNY MOE & JACK COM 713278110 202,613 1,999,790.31 Sh sole 189,973 12,640 PORTFOLIO RECOVERY ASSOCIATES COM 73640Q106 13,465 837,792.30 Sh sole 12,623 842 RAILAMERICA INC COM 750753403 171,925 2,240,182.75 Sh sole 161,187 10,738 SHUTTERFLY INC COM 82568P305 17,541 722,338.38 Sh sole 16,444 1,097 SIRONA DENTAL SYSTEMS INC COM 82966C104 34,758 1,474,086.78 Sh sole 32,406 2,352 SOTHEBY'S COM 835898108 20,471 564,385.47 Sh sole 19,192 1,279 SYNTEL INC COM 87162H104 24,471 1,056,902.49 Sh sole 22,944 1,527 TALEO CORP COM 87424N105 35,661 917,200.92 Sh sole 33,431 2,230 TENET HEALTHCARE CORP COM 88033G101 1,170,873 4,835,705.49 Sh sole 1,096,995 73,878 TETRA TECHNOLOGIES INC COM 88162F106 70,829 546,799.88 Sh sole 66,393 4,436 TIBCO SOFTWARE INC COM 88632Q104 2,946 65,960.94 Sh sole 2,946 0 TORNIER NV COM N87237109 69,496 1,423,973.04 Sh sole 65,156 4,340 TRIUMPH GROUP INC COM 896818102 22,258 1,084,854.92 Sh sole 20,742 1,516 VANGUARD HEALTH SYSTEMS INC COM 922036208 144,385 1,466,951.60 Sh sole 135,431 8,954 VERIFONE SYSTEMS INC COM 92342Y110 56,773 1,988,190.46 Sh sole 53,190 3,583 WHITING PETROLEUM CORP COM 966387103 40 1,403.20 Sh sole 40 0