FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 02/23/2010 |
3. Issuer Name and Ticker or Trading Symbol
Maidenform Brands, Inc. [ MFB ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share | 789(1) | D | |
Common Stock, par value $0.01 per share | 2,852(2) | D | |
Common Stock, par value $0.01 per share | 16,380(3) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (4) | 08/05/2011 | Common Stock, par value $0.01 per share | 750 | $1.82 | D | |
Stock Option (right to buy) | (5) | 07/22/2012 | Common Stock, par value $0.01 per share | 2,250 | $17 | D | |
Stock Appreciation Right | (6) | 05/24/2014 | Common Stock, par value $0.01 per share | 4,143 | $19.11 | D | |
Stock Appreciation Right | (7) | 08/18/2015 | Common Stock, par value $0.01 per share | 10,671 | $14.96 | D |
Explanation of Responses: |
1. Represents unvested shares of restricted stock granted on May 24, 2007 pursuant to the Company's 2005 Stock Incentive Plan. These shares will vest in two equal annual installments on each of May 24, 2010 and May 24, 2011. |
2. Represents shares of restricted stock granted on August 18, 2008 pursuant to the Company's 2005 Stock Incentive Plan. These shares will vest in three equal annual installments on each of August 18, 2010, August 18, 2011 and August 18, 2012. |
3. Represents shares of restricted stock granted on March 27, 2009 pursuant to the Company's 2005 Stock Incentive Plan. These shares will vest in four equal annual installments, beginning on the first anniversary of the date of grant. As of the date hereof, none of these shares have vested. |
4. The stock option is fully exercisable. |
5. The stock option is fully exercisable. |
6. The stock-settled stock appreciation right ("SAR") was granted on May 24, 2007 pursuant to the Company's 2005 Stock Incentive Plan, and will vest and become exercisable in four equal annual installments, beginning on the first anniversary of the date of grant. As of the date hereof, 2,071 of the shares underlying the SAR have vested. |
7. The stock-settled stock appreciation right ("SAR") was granted on August 18, 2008 pursuant to the Company's 2005 Stock Incentive Plan, and will vest and become exercisable in four equal annual installments, beginning on the first anniversary of the date of grant. As of the date hereof, 2,667 of the shares underlying the SAR have vested. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ Julie M. Allen, as Attorney-in-Fact for Steven Castellano | 03/03/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |