0001085146-11-001032.txt : 20111021 0001085146-11-001032.hdr.sgml : 20111021 20111021073638 ACCESSION NUMBER: 0001085146-11-001032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111021 DATE AS OF CHANGE: 20111021 EFFECTIVENESS DATE: 20111021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESPAC Advisors, LLC CENTRAL INDEX KEY: 0001484540 IRS NUMBER: 262824668 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13871 FILM NUMBER: 111151191 BUSINESS ADDRESS: STREET 1: 2001 BROADWAY, 2ND FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510-287-5255 MAIL ADDRESS: STREET 1: 2001 BROADWAY, 2ND FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 13F-HR 1 wesp3q2011.txt WESPAC ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WESPAC Advisors, LLC Address: 2001 Broadway, 2nd Floor Oakland, CA 94612 13F File Number: 028-13871 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John C. Williams, III Title: Chief Compliance Officer Phone: 510-740-4178 Signature, Place, and Date of Signing: /s/ John C. Williams, III Oakland, CA October 21, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: $70,121 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 1962 38356 SH SOLE 38356 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2214 42031 SH SOLE 42031 0 0 ALTRIA GROUP INC COM 02209S103 448 16714 SH SOLE 16714 0 0 APPLE INC COM 037833100 564 1480 SH SOLE 1480 0 0 AT&T INC COM 00206R102 1276 44745 SH SOLE 44745 0 0 B & G FOODS INC NEW COM 05508R106 168 10100 SH SOLE 10100 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 685 12300 SH SOLE 12300 0 0 BANK MONTREAL QUE COM 063671101 264 4730 SH SOLE 4730 0 0 BANK OF AMERICA CORPORATION COM 060505104 61 10000 SH SOLE 10000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 1256 18910 SH SOLE 18910 0 0 BLACKROCK EQUITY DIV TRUST COM 09250N107 92 10625 SH SOLE 10625 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 362 3432 SH SOLE 3432 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 319 10155 SH SOLE 10155 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1974 23300 SH SOLE 23300 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1279 18675 SH SOLE 18675 0 0 CATERPILLAR INC DEL COM 149123101 1080 14630 SH SOLE 14630 0 0 CHIMERA INVT CORP COM 16934Q109 152 55040 SH SOLE 55040 0 0 CINEMARK HOLDINGS INC COM 17243V102 280 14850 SH SOLE 14850 0 0 COCA COLA CO COM 191216100 1556 23035 SH SOLE 23035 0 0 COLGATE PALMOLIVE CO COM 194162103 310 3497 SH SOLE 3497 0 0 CONOCOPHILLIPS COM 20825C104 302 4765 SH SOLE 4765 0 0 CONTINENTAL RESOURCES INC COM 212015101 284 5875 SH SOLE 5875 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 280 12645 SH SOLE 12645 0 0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 232 1815 SH SOLE 1815 0 0 DARDEN RESTAURANTS INC COM 237194105 1324 30975 SH SOLE 30975 0 0 DEERE & CO COM 244199105 282 4375 SH SOLE 4375 0 0 DIAGEO P L C SPON ADR NEW 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BEN INT 444717102 202 9475 SH SOLE 9475 0 0 INTEL CORP COM 458140100 334 15659 SH SOLE 15659 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1599 9145 SH SOLE 9145 0 0 ISHARES INC MSCI BRAZIL 464286400 317 6100 SH SOLE 6100 0 0 ISHARES INC MSCI SINGAPORE 464286673 281 25550 SH SOLE 25550 0 0 ISHARES INC MSCI MEX INVEST 464286822 303 6190 SH SOLE 6190 0 0 ISHARES INC MSCI MALAYSIA 464286830 138 11345 SH SOLE 11345 0 0 ISHARES TR DJ SEL DIV INX 464287168 1907 39525 SH SOLE 39525 0 0 ISHARES TR BARCLYS TIPS BD 464287176 419 3665 SH SOLE 3665 0 0 ISHARES TR BARCLY USAGG B 464287226 279 2535 SH SOLE 2535 0 0 ISHARES TR BARCLYS 20+ YR 464287432 460 3812 SH SOLE 3812 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 370 3520 SH SOLE 3520 0 0 ISHARES TR S&P NA SOFTWR 464287515 713 13667 SH SOLE 13667 0 0 ISHARES TR COHEN&ST RLTY 464287564 422 6871 SH SOLE 6871 0 0 ISHARES TR BARCLYS 10-20YR 464288653 396 2995 SH SOLE 2995 0 0 ISHARES TR BARCLYS SH TREA 464288679 865 7845 SH SOLE 7845 0 0 ISHARES TR 10+ YR CR BD 464289511 276 4805 SH SOLE 4805 0 0 JPMORGAN CHASE & CO COM 46625H100 930 30873 SH SOLE 30873 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1387 40735 SH SOLE 40735 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 656 9590 SH SOLE 9590 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 373 6361 SH SOLE 6361 0 0 LORILLARD INC COM 544147101 312 2815 SH SOLE 2815 0 0 LUFKIN INDS INC COM 549764108 245 4600 SH SOLE 4600 0 0 MCDONALDS CORP COM 580135101 1732 19721 SH SOLE 19721 0 0 NALCO HOLDING COMPANY COM 62985Q101 540 15450 SH SOLE 15450 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 863 72525 SH SOLE 72525 0 0 NORDSTROM INC COM 655664100 313 6850 SH SOLE 6850 0 0 OGE ENERGY CORP COM 670837103 1866 39050 SH SOLE 39050 0 0 ORACLE CORP COM 68389X105 1319 45900 SH SOLE 45900 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 275 8305 SH SOLE 8305 0 0 PFIZER INC COM 717081103 269 15200 SH SOLE 15200 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1097 20906 SH SOLE 20906 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 921 16305 SH SOLE 16305 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 466 15699 SH SOLE 15699 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 739 13005 SH SOLE 13005 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 231 10350 SH SOLE 10350 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 260 13350 SH SOLE 13350 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 409 16050 SH SOLE 16050 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 172 20445 SH SOLE 20445 0 0 QUALCOMM INC COM 747525103 1371 28183 SH SOLE 28183 0 0 RPM INTL INC COM 749685103 1460 78050 SH SOLE 78050 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 259 6250 SH SOLE 6250 0 0 RYDEX ETF TRUST S&PMC400 PURGR 78355W601 470 6420 SH SOLE 6420 0 0 RYDEX ETF TRUST CONSUMR DISCRT 78355W882 325 7745 SH SOLE 7745 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1182 50100 SH SOLE 50100 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1550 76723 SH SOLE 76723 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1551 14105 SH SOLE 14105 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 267 8080 SH SOLE 8080 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1279 8095 SH SOLE 8095 0 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 363 5725 SH SOLE 5725 0 0 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 933 29200 SH SOLE 29200 0 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 197 11250 SH SOLE 11250 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 720 16985 SH SOLE 16985 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 346 5810 SH SOLE 5810 0 0 STANLEY BLACK & DECKER INC COM 854502101 941 19175 SH SOLE 19175 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 231 8305 SH SOLE 8305 0 0 STRYKER CORP COM 863667101 280 5950 SH SOLE 5950 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 277 29285 SH SOLE 29285 0 0 UDR INC COM 902653104 260 11745 SH SOLE 11745 0 0 VECTOR GROUP LTD COM 92240M108 216 12544 SH SOLE 12544 0 0 VENTAS INC COM 92276F100 214 4327 SH SOLE 4327 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 739 20082 SH SOLE 20082 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 325 6000 SH SOLE 6000 0 0