0001144204-14-037754.txt : 20140624 0001144204-14-037754.hdr.sgml : 20140624 20140616090954 ACCESSION NUMBER: 0001144204-14-037754 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 GROUP MEMBERS: D. E. SHAW & CO., L.P. GROUP MEMBERS: DAVID E. SHAW SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Furiex Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001484478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271197863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-85529 FILM NUMBER: 14921848 BUSINESS ADDRESS: STREET 1: 3900 PARAMOUNT PARKWAY STREET 2: SUITE 150 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-456-7800 MAIL ADDRESS: STREET 1: 3900 PARAMOUNT PARKWAY STREET 2: SUITE 150 CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: PPD Therapeutics, Inc. DATE OF NAME CHANGE: 20100218 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: D. E. Shaw Valence Portfolios, L.L.C. CENTRAL INDEX KEY: 0001294704 IRS NUMBER: 134046559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 478-0000 MAIL ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 SC 13D 1 v381510_sc13d.htm SCHEDULE 13D

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

 

Furiex Pharmaceuticals, Inc.
(Name of Issuer)
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
 
36106P101
(CUSIP Number)
 
D. E. Shaw & Co., L.P.
Attn:  Compliance Department
1166 Avenue of the Americas, 9th Floor
New York, NY 10036
212-478-0000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
June 5, 2014
(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

SCHEDULE 13D

 

CUSIP No. 36106P101    
1

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 

D. E. Shaw Valence Portfolios, L.L.C.

FEIN 13-4046559

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
    (b) ¨
3 SEC USE ONLY
 
4

SOURCE OF FUNDS (See Instructions)
 

WC

5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 		 ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION
 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON WITH

 7

SOLE VOTING POWER
 

0

8

SHARED VOTING POWER
 

736,632

9

SOLE DISPOSITIVE POWER
 

0

10

SHARED DISPOSITIVE POWER
 

736,632

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

736,632

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN 
SHARES (SEE INSTRUCTIONS)
 
¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 

6.8%

14

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 

OO

 

 
 

 

CUSIP No. 36106P101    
1

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 

D. E. Shaw & Co., L.P.

FEIN 13-3695715

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
    (b) ¨
3 SEC USE ONLY
 
4

SOURCE OF FUNDS (See Instructions)
 

AF

5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 		 ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION
 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON WITH

 7

SOLE VOTING POWER
 

0

8

SHARED VOTING POWER
 

747,357

9

SOLE DISPOSITIVE POWER
 

0

10

SHARED DISPOSITIVE POWER
 

747,357

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

747,357

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN 
SHARES (SEE INSTRUCTIONS)
 
¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 

6.9%

14

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 

IA, PN

 

 
 

 

CUSIP No. 36106P101    
1

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 

David E. Shaw

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
    (b) ¨
3 SEC USE ONLY
 
4

SOURCE OF FUNDS (See Instructions)
 

AF

5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 		 ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION
 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON WITH

 7

SOLE VOTING POWER
 

0

8

SHARED VOTING POWER
 

747,357

9

SOLE DISPOSITIVE POWER
 

0

10

SHARED DISPOSITIVE POWER
 

747,357

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

747,357

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN 
SHARES (SEE INSTRUCTIONS)
 
¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 

6.9%

14

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 

IN

 

 
 

 

 Item 1.            Security and the Issuer

 

This statement on Schedule 13D relates to the shares of Common Stock, par value $0.001 per share (the “Common Shares”) of Furiex Pharmaceuticals, Inc. (the “Issuer”). The principal executive offices of the Issuer are located at 3900 Paramount Parkway, Suite 150, Morrisville, North Carolina 27560.

 

Item 2.             Identity and Background

 

(a), (f) This statement is filed on behalf of D. E. Shaw Valence Portfolios, L.L.C., a Delaware limited liability company (“Valence”), D. E. Shaw & Co., L.P., a Delaware limited partnership (“DESCO LP”), and David E. Shaw, a citizen of the United States of America (“David E. Shaw,” and together with Valence and DESCO LP, collectively, the “Reporting Persons”). The Reporting Persons are filing jointly, and the agreement among the Reporting Persons to file jointly is attached hereto as Exhibit 2 and incorporated herein by reference.

 

(b) The business address and principal office, as applicable, of all Reporting Persons is 1166 Avenue of the Americas, 9th Floor, New York, NY 10036.

 

(c) The principal business of Valence is that of a limited liability company focusing primarily on equity and equity-linked securities related investment strategies. The principal business of DESCO LP is to act as an investment adviser to certain funds, including, without limitation, Valence. DESCO LP is the managing member of Valence. D. E. Shaw & Co., Inc., a Delaware corporation (“DESCO Inc.”), is the general partner of DESCO LP. David E. Shaw is the President and sole shareholder of DESCO Inc.

 

(d) During the last five years, neither any Reporting Person nor, to the best knowledge of any Reporting Person, any person named in this Item 2, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

 

(e) On September 16, 2013, DESCO LP entered into a settled administrative proceeding (the “Settlement”) with the U.S. Securities and Exchange Commission (the “SEC”) relating to inadvertent violations of Rule 105 (“Rule 105”) of Regulation M under the Securities Exchange Act of 1934.  Rule 105 prohibits buying an equity security made available through a public offering, conducted on a firm basis, from an underwriter or broker or dealer participating in the offering after having sold short the same security during the restricted period as defined in the rule.  Rule 105 applies irrespective of the short seller’s intent in effecting the short sale.  Pursuant to the Settlement, DESCO LP paid $447,794 in disgorgement, $18,192.37 in pre-judgment interest, and a civil penalty of $201,506.  The Settlement also requires that DESCO LP “cease and desist from committing or causing any violations and any future violations of Rule 105.”  The SEC order implementing the Settlement notes that in determining to accept DESCO LP’s offer to enter into the Settlement, the SEC considered “remedial acts promptly undertaken” by DESCO LP and “cooperation afforded to [SEC] staff” by DESCO LP.  Except with respect to the matter described above, no Reporting Person has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding has been or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

 
 

 

Item 3.             Source and Amount of Funds or Other Consideration

 

In acquiring 736,632 Common Shares, Valence expended approximately $76,858,044 (excluding commissions) of its working capital.

 

Item 4.             Purpose of Transaction

 

Valence made purchases of the Common Shares for investment purposes, as well as for purposes of participating in the Merger Consideration referred to in the Form 8-K filed on April 28, 2014 relating to the merger by Forest Laboratories, Inc. On June 13, 2014, Valence held 6.8% of the Common Shares.

 

Valence will review its investment in the Common Shares from time to time and subject to applicable law and regulation and depending upon certain factors, including, without limitation, the financial performance of the Issuer, the availability and price of the Common Shares or other securities related to the Issuer, and other general market and investment conditions, Valence may determine to: 

•             acquire additional Common Shares through open market purchases or otherwise; or

•             sell, trade, engage in short selling of, hedge, or enter into any similar transactions with respect to the Common Shares through the open market or otherwise. 

Such transactions may take place at any time and without prior notice.  There can be no assurance, however, that any Reporting Person will take any such actions.

 

 
 

 

Item 5. Interest in Securities of the Issuer

 

(a), (b) Based upon the Issuer’s Form DEFM14A, filed with the SEC on June 4, 2014, there were 10,816,005 Common Shares issued and outstanding as of May 29, 2014.  The 736,632 Common Shares beneficially owned by Valence (the “Valence Shares”) represent approximately 6.8% of the Common Shares issued and outstanding. Common Shares are also beneficially owned by D. E. Shaw Oculus Portfolios, L.L.C. (“Oculus”), under the management of D. E. Shaw Investment Management, L.L.C. (“DESIM”), and beneficially owned by D. E. Shaw Asymptote Portfolios, L.L.C. (“Asymptote”).  The 10,592 Common Shares beneficially owned by Oculus (the “Oculus Shares”) represent approximately 0.1% of the Common Shares issued and outstanding. The 100 Common Shares under the management of DESIM (the “DESIM Shares”) represent approximately 0.0% of the Common Shares issued and outstanding. The 33 Common Shares beneficially owned by Asymptote (the “Asymptote Shares”) represent approximately 0.0% of the Common Shares issued and outstanding. The 747,357 Common Shares beneficially owned by DESCO LP (the “Subject Shares”) represent approximately 6.9% of the Common Shares issued and outstanding.  The Subject Shares are composed of (i) the Valence Shares, (ii) the Oculus Shares, (iii) the DESIM Shares, and (iv) the Asymptote Shares. DESCO LP may be deemed to have the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the Subject Shares. On June 13, 2014, the Reporting Persons beneficially owned 6.9% of the outstanding shares. DESCO LP does not own any Common Shares directly and disclaims beneficial ownership of the Subject Shares.

 

David E. Shaw does not own any shares directly.  By virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, which in turn is the manager and investment adviser of Valence, the investment adviser of Oculus, and the managing member of (i) DESIM and (ii) D. E. Shaw Adviser, L.L.C., which in turn is the investment adviser of Asymptote, and by virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which in turn is the manager of Oculus and the managing member of D. E. Shaw Manager, L.L.C., which in turn is the manager Asymptote, David E. Shaw may be deemed to have the shared power to vote or direct the vote of, and the shared power to dispose or direct the disposition of, the Subject Shares as described above. Therefore, David E. Shaw may be deemed to be the beneficial owner of such shares.  David E. Shaw disclaims beneficial ownership of the Subject Shares.

As of June 13, 2014, neither any Reporting Person nor, to the best knowledge of any Reporting Person, any of the persons set forth in Item 2, owned any Common Shares other than those set forth in Item 5.

 

(c) The trading dates, number of Common Shares purchased or sold, and the price per share for all transactions by the Reporting Persons in the Common Shares from April 15, 2014 through June 13, 2014, which were all brokered transactions, are set forth below:

 

Name  Date   Price per Share1   Number of Shares Purchased/(Sold) 
Asymptote   20140415    76.892   (900)
Asymptote   20140415    78.593   (700)
Asymptote   20140415    79.30    (200)

 

 

 

1 Where weighted average price is used for the reported transactions, the reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission, full information regarding the number of shares purchased or sold at each separate price.

2 A weighted average price based on prices ranging from $76.63 to $77.39.

3 A weighted average price based on prices ranging from $77.93 to $78.91.

 

 
 

 

Asymptote   20140415    76.134   200 
Asymptote   20140415    77.025   900 
Asymptote   20140415    78.486   600 
Asymptote   20140415    78.99    100 
DESIM   20140415    77.107   900 
DESIM   20140415    77.988   700 
DESIM   20140415    79.099   600 
Oculus   20140415    76.7410   700 
Oculus   20140415    77.4511   600 
Oculus   20140415    78.5512   200 
Oculus   20140415    79.29    100 
Valence   20140415    76.9913   (236)
Valence   20140415    78.0714   (1,490)
Valence   20140415    78.8915   (1,011)
Valence   20140415    75.6316   1,257 
Valence   20140415    76.9017   5,483 
Valence   20140415    77.5318   4,858 
Valence   20140415    78.9419   854 
Asymptote   20140416    76.8220   (600)
Asymptote   20140416    78.90    (100)
Asymptote   20140416    76.6621   500 
Asymptote   20140416    79.3322   500 
DESIM   20140416    76.7323   600 

 

 

 

4 A weighted average price based on prices ranging from $75.67 to $76.59.

5 A weighted average price based on prices ranging from $76.70 to $77.49.

6 A weighted average price based on prices ranging from $77.99 to $78.89.

7 A weighted average price based on prices ranging from $76.65 to $77.56.

8 A weighted average price based on prices ranging from $77.70 to $78.25.

9 A weighted average price based on prices ranging from $78.75 to $79.67.

10 A weighted average price based on prices ranging from $76.16 to $77.12.

11 A weighted average price based on prices ranging from $78.27 to $78.83.

12 A weighted average price based on prices ranging from $78.73 to $79.60.

13 A weighted average price based on prices ranging from $76.50 to $77.09.

14 A weighted average price based on prices ranging from $77.70 to $78.68.

15 A weighted average price based on prices ranging from $78.74 to $79.09.

16 A weighted average price based on prices ranging from $75.29 to $76.16.

17 A weighted average price based on prices ranging from $76.30 to $77.29.

18 A weighted average price based on prices ranging from $77.30 to $78.19.

19 A weighted average price based on prices ranging from $78.31 to $79.30.

20 A weighted average price based on prices ranging from $76.19 to $77.10.

21 A weighted average price based on prices ranging from $76.18 to $77.00.

22 A weighted average price based on prices ranging from $79.24 to $79.35.

23 A weighted average price based on prices ranging from $76.48 to $77.00.

 

 
 

 

DESIM   20140416    77.58    100 
DESIM   20140416    79.0224   666 
Valence   20140416    76.6125   (4,570)
Valence   20140416    77.2926   (1,898)
Valence   20140416    78.8327   (2,100)
Asymptote   20140417    75.0828   4,454 
Asymptote   20140417    76.6729   800 
Asymptote   20140417    77.1230   600 
Asymptote   20140417    74.9731   (4,210)
Asymptote   20140417    76.1032   (800)
Asymptote   20140417    77.1633   (700)
Asymptote   20140417    77.81    (100)
DESIM   20140417    76.4434   300 
DESIM   20140417    77.78    100 
Oculus   20140417    74.8835   700 
Valence   20140417    45.00    (15,300)36
Valence   20140417    75.0237   (1,500)
Valence   20140417    76.2838   (4,309)
Valence   20140417    77.4139   (400)
Asymptote   20140421    75.8940   (300)
Asymptote   20140421    77.4541   (200)
Asymptote   20140421    75.4542   200 
Asymptote   20140421    77.3843   300 

 

 

 

24 A weighted average price based on prices ranging from $78.73 to $79.60.

25 A weighted average price based on prices ranging from $76.03 to $77.00.

26 A weighted average price based on prices ranging from $77.03 to $77.74.

27 A weighted average price based on prices ranging from $78.36 to $79.24.

28 A weighted average price based on prices ranging from $74.83 to $75.57.

29 A weighted average price based on prices ranging from $76.07 to $77.01.

30 A weighted average price based on prices ranging from $77.11 to $77.12.

31 A weighted average price based on prices ranging from $74.51 to $75.48.

32 A weighted average price based on prices ranging from $75.81 to $76.75.

33 A weighted average price based on prices ranging from $76.81 to $77.78.

34 A weighted average price based on prices ranging from $76.02 to $76.77.

35 A weighted average price based on prices ranging from $74.59 to $75.00.

36 These shares were sold as a result of the expiry of listed call options with a strike price of $45.

37 A weighted average price based on prices ranging from $74.77 to $75.66.

38 A weighted average price based on prices ranging from $76.02 to $77.01.

39 A weighted average price based on prices ranging from $77.08 to $77.94.

40 A weighted average price based on prices ranging from $75.49 to $76.38.

41 A weighted average price based on prices ranging from $77.38 to $77.52.

42 A weighted average price based on prices ranging from $75.01 to $75.89.

43 A weighted average price based on prices ranging from $77.25 to $77.65.

 

 
 

 

Oculus   20140421    74.0944   400 
Valence   20140421    74.0745   2,059 
Valence   20140421    74.9546   200 
Valence   20140421    77.29   100 
Valence   20140421    74.5147   (607)
Valence   20140421    75.3148   (1,302)
Valence   20140421    76.7249   (384)
Valence   20140421    77.6050   (1,200)
Asymptote   20140422    80.5551   400 
Asymptote   20140422    80.6352   (200)
DESIM   20140422    78.61   100 
DESIM   20140422    80.5953   200 
DESIM   20140422    82.08    100 
Valence   20140422    80.4854   299 
Valence   20140422    78.9855   (1,400)
Valence   20140422    80.1556   (3,806)
Valence   20140422    80.7957   (1,126)
Valence   20140422    82.2158   (1,937)
Valence   20140422    82.6959   (400)
Asymptote   20140423    81.1260   300 
Asymptote   20140423    82.6261   300 
Asymptote   20140423    81.2062   (500)
Asymptote   20140423    82.7463   (400)

 

 

 

44 A weighted average price based on prices ranging from $74.01 to $74.28.

45 A weighted average price based on prices ranging from $73.87 to $74.31.

46 A weighted average price based on prices ranging from $74.89 to $75.00.

47 A weighted average price based on prices ranging from $73.94 to $74.82.

48 A weighted average price based on prices ranging from $74.96 to $75.93.

49 A weighted average price based on prices ranging from $76.24 to $77.01.

50 A weighted average price based on prices ranging from $77.24 to $77.69.

51 A weighted average price based on prices ranging from $80.37 to $80.64.

52 A weighted average price based on prices ranging from $80.48 to $80.78.

53 A weighted average price based on prices ranging from $80.33 to $80.85.

54 A weighted average price based on prices ranging from $80.47 to $80.49.

55 A weighted average price based on prices ranging from $78.50 to $79.49.

56 A weighted average price based on prices ranging from $79.54 to $80.52.

57 A weighted average price based on prices ranging from $80.55 to $80.97.

58 A weighted average price based on prices ranging from $81.57 to $82.56.

59 A weighted average price based on prices ranging from $82.63 to $82.75.

60 A weighted average price based on prices ranging from $81.00 to $81.35.

61 A weighted average price based on prices ranging from $82.11 to $83.02.

62 A weighted average price based on prices ranging from $80.76 to $81.73.

63 A weighted average price based on prices ranging from $82.40 to $83.09.

 

 
 

 

DESIM   20140423    81.86    100 
Oculus   20140423    81.3364   300 
Oculus   20140423    82.95    100 
Valence   20140423    81.3765   1,403 
Valence   20140423    82.3266   900 
Asymptote   20140424    81.7867   300 
Asymptote   20140424    83.3168   800 
Asymptote   20140424    83.79    15 
Asymptote   20140424    78.2269   (106)
Asymptote   20140424    83.0170   (300)
Asymptote   20140424    83.5671   (500)
Oculus   20140424    78.5472   300 
Oculus   20140424    79.45    100 
Oculus   20140424    82.4873   104 
Oculus   20140424    83.5874   400 
Valence   20140424    82.3475   (200)
Valence   20140424    83.1276   (202)
Valence   20140424    78.4077   500 
Valence   20140424    79.0778   500 
Valence   20140424    79.95    300 
Valence   20140424    81.4879   920 
Valence   20140424    83.2880   617 
Valence   20140424    83.9581   200 
Asymptote   20140425    80.1682   200 

 

 

 

64 A weighted average price based on prices ranging from $81.03 to $81.69.

65 A weighted average price based on prices ranging from $80.87 to $81.75.

66 A weighted average price based on prices ranging from $81.93 to $82.83.

67 A weighted average price based on prices ranging from $81.50 to $82.23.

68 A weighted average price based on prices ranging from $82.67 to $83.64.

69 A weighted average price based on prices ranging from $78.00 to $78.23.

70 A weighted average price based on prices ranging from $82.87 to $83.24.

71 A weighted average price based on prices ranging from $83.38 to $83.74.

72 A weighted average price based on prices ranging from $78.00 to $78.99.

73 A weighted average price based on prices ranging from $82.15 to $82.82.

74 A weighted average price based on prices ranging from $83.48 to $83.76.

75 A weighted average price based on prices ranging from $81.96 to $82.72.

76 A weighted average price based on prices ranging from $83.03 to $83.21.

77 A weighted average price based on prices ranging from $77.84 to $78.64.

78 A weighted average price based on prices ranging from $78.94 to $79.14.

79 A weighted average price based on prices ranging from $81.34 to $81.50.

80 A weighted average price based on prices ranging from $82.74 to $83.65.

81 A weighted average price based on prices ranging from $83.93 to $83.97.

82 A weighted average price based on prices ranging from $80.16 to $80.17.

 

 
 

 

Asymptote   20140425    80.1583   (200)
Asymptote   20140425    82.42    (100)

D. E. Shaw Kalon Portfolios, L.L.C.

   20140425    81.87    (1)
Oculus   20140425    81.6784   500 
Oculus   20140425    82.41    100 
Valence   20140425    80.4285   400 
Valence   20140425    81.8386   1,712 
Valence   20140425    82.6087   513 
Asymptote   20140428    103.0988   29,876 
Asymptote   20140428    103.7989   11,866 
Asymptote   20140428    103.0290   (30,180)
Asymptote   20140428    103.7191   (12,189)
Asymptote   20140428    104.5092   (500)
DESIM   20140428    103.2993   (7,675)
DESIM   20140428    104.0594   (900)
Oculus   20140428    103.0595   1,200 
Oculus   20140428    103.6996   900 
Valence   20140428    103.0097   (26,072)
Valence   20140428    103.0898   41,885 
Valence   20140428    103.8199   33,366 
Asymptote   20140429    103.24100   34,659 
Asymptote   20140429    103.19101   (34,486)
DESIM   20140429    103.21102   8,761 

 

 

 

83 A weighted average price based on prices ranging from $80.15 to $80.18.

84 A weighted average price based on prices ranging from $81.20 to $82.18.

85 A weighted average price based on prices ranging from $80.18 to $81.11.

86 A weighted average price based on prices ranging from $81.33 to $82.20.

87 A weighted average price based on prices ranging from $82.33 to $83.01.

88 A weighted average price based on prices ranging from $102.50 to $103.49.

89 A weighted average price based on prices ranging from $103.50 to $104.25.

90 A weighted average price based on prices ranging from $102.41 to $103.40.

91 A weighted average price based on prices ranging from $103.42 to $104.25.

92 A weighted average price based on prices ranging from $104.49 to $104.55.

93 A weighted average price based on prices ranging from $102.90 to $103.88.

94 A weighted average price based on prices ranging from $103.92 to $104.34.

95 A weighted average price based on prices ranging from $102.50 to $103.30.

96 A weighted average price based on prices ranging from $103.52 to $104.04.

97 A weighted average price based on prices ranging from $102.50 to $103.24.

98 A weighted average price based on prices ranging from $102.48 to $103.45.

99 A weighted average price based on prices ranging from $103.48 to $104.44.

100 A weighted average price based on prices ranging from $103.01 to $103.50.

101 A weighted average price based on prices ranging from $103.00 to $103.64.

102 A weighted average price based on prices ranging from $103.00 to $103.65.

 

 
 

 

Valence   20140429    103.20    4,354 
Valence   20140429    103.16103   (17,759)
Asymptote   20140430    103.26104   (52,372)
Asymptote   20140430    104.02    (100)
Asymptote   20140430    103.33105   52,193 
Asymptote   20140430    104.03106   900 
DESIM   20140430    103.28107   4,095 
Valence   20140430    103.36108   9,414 
Valence   20140430    103.36109   (12,145)
Asymptote   20140501    103.26110   (23,023)
Asymptote   20140501    103.32111   23,467 
DESIM   20140501    103.36112   2,700 
Valence   20140501    103.39113   (1,800)
Asymptote   20140502    103.15114   (22,952)
Asymptote   20140502    103.19115   22,905 
DESIM   20140502    103.17116   1,800 
Valence   20140502    103.16117   (674)
Asymptote   20140505    103.41118   (19,694)
Asymptote   20140505    104.11    (400)
Asymptote   20140505    103.46119   20,508 
Asymptote   20140505    104.17    100 
DESIM   20140505    103.46120   900 
Oculus   20140505    103.32121   300 

 

 

 

103 A weighted average price based on prices ranging from $103.00 to $103.49.

104 A weighted average price based on prices ranging from $103.00 to $103.98.

105 A weighted average price based on prices ranging from $103.01 to $103.99.

106 A weighted average price based on prices ranging from $104.02 to $104.05.

107 A weighted average price based on prices ranging from $103.02 to $103.87.

108 A weighted average price based on prices ranging from $103.27 to $103.37.

109 A weighted average price based on prices ranging from $103.01 to $103.90.

110 A weighted average price based on prices ranging from $103.15 to $103.89.

111 A weighted average price based on prices ranging from $103.13 to $104.08.

112 A weighted average price based on prices ranging from $103.15 to $103.87.

113 A weighted average price based on prices ranging from $103.19 to $103.86.

114 A weighted average price based on prices ranging from $103.08 to $103.34.

115 A weighted average price based on prices ranging from $103.09 to $103.66.

116 A weighted average price based on prices ranging from $103.08 to $103.29.

117 A weighted average price based on prices ranging from $103.11 to $103.29.

118 A weighted average price based on prices ranging from $103.08 to $104.03.

119 A weighted average price based on prices ranging from $103.10 to $104.07.

120 A weighted average price based on prices ranging from $103.08 to $103.90.

121 A weighted average price based on prices ranging from $103.15 to $103.43.

 

 
 

 

Valence   20140505    103.51122   (300)
Valence   20140505    103.62123   9,111 
Valence   20140505    104.13124   1,400 
Asymptote   20140506    103.61125   (4,439)
Asymptote   20140506    103.70126   3,900 
DESIM   20140506    103.62127   700 
Oculus   20140506    103.55   100 
Valence   20140506    103.70128   (858)
Valence   20140506    103.67129   5,300 
Asymptote   20140507    103.83130   11,657 
Asymptote   20140507    103.76131   (11,524)
DESIM   20140507    103.69132   600 
Oculus   20140507    103.73133   400 
Valence   20140507    104.19    (8,900)
Valence   20140507    104.06134   13,489 
Asymptote   20140508    103.97135   6,579 
Asymptote   20140508    104.54136   3,766 
Asymptote   20140508    103.89137   (5,395)
Asymptote   20140508    104.49138   (4,175)
DESIM   20140508    104.08139   400 
DESIM   20140508    104.71140   200 
Oculus   20140508    104.34141   300 

 

 

 

122 A weighted average price based on prices ranging from $103.37 to $103.78.

123 A weighted average price based on prices ranging from $103.15 to $104.00.

124 A weighted average price based on prices ranging from $104.02 to $104.25.

125 A weighted average price based on prices ranging from $103.48 to $103.92.

126 A weighted average price based on prices ranging from $103.42 to $104.00.

127 A weighted average price based on prices ranging from $103.51 to $103.70.

128 A weighted average price based on prices ranging from $103.69 to $103.80.

129 A weighted average price based on prices ranging from $103.48 to $103.90.

130 A weighted average price based on prices ranging from $103.59 to $104.15.

131 A weighted average price based on prices ranging from $103.50 to $104.13.

132 A weighted average price based on prices ranging from $103.56 to $103.78.

133 A weighted average price based on prices ranging from $103.71 to $103.76.

134 A weighted average price based on prices ranging from $103.68 to $104.19.

135 A weighted average price based on prices ranging from $103.50 to $104.49.

136 A weighted average price based on prices ranging from $104.50 to $104.75.

137 A weighted average price based on prices ranging from $103.35 to $104.34.

138 A weighted average price based on prices ranging from $104.35 to $104.92.

139 A weighted average price based on prices ranging from $103.67 to $104.36.

140 A weighted average price based on prices ranging from $104.70 to $104.71.

141 A weighted average price based on prices ranging from $104.04 to $104.65.

 

 
 

  

Valence  20140508   103.96142   (910)
Valence  20140508   103.93143   3,100 
Valence  20140508   104.59144   3,100 
Asymptote  20140509   103.88145   13,310 
Asymptote  20140509   103.85146   (12,242)
Asymptote  20140509   104.53    (100)
DESIM  20140509   103.91147   900 
Oculus  20140509   103.90148   200 
Valence  20140509   103.64    (7,300)
Valence  20140509   103.99149   110,606 
Asymptote  20140512   104.05150   (2,600)
Asymptote  20140512   104.04151   2,500 
DESIM  20140512   104.03152   500 
Oculus  20140512   104.03    100 
Valence  20140512   104.24153   (300)
Valence  20140512   103.72154   25,100 
Asymptote  20140513   103.69155   (3,568)
Asymptote  20140513   103.77156   2,598 
DESIM  20140513   103.71157   500 
Valence  20140513   103.93158   (1,220)
Asymptote  20140514   104.10159   (4,900)
Asymptote  20140514   104.15160   4,513 
DESIM  20140514   104.11161   600 

 

 

142 A weighted average price based on prices ranging from $103.65 to $104.25.

143 A weighted average price based on prices ranging from $103.31 to $104.30.

144 A weighted average price based on prices ranging from $104.34 to $105.30.

145 A weighted average price based on prices ranging from $103.52 to $104.46.

146 A weighted average price based on prices ranging from $103.50 to $104.29.

147 A weighted average price based on prices ranging from $103.56 to $104.26.

148 A weighted average price based on prices ranging from $103.56 to $104.24.

149 A weighted average price based on prices ranging from $103.59 to $104.35.

150 A weighted average price based on prices ranging from $104.00 to $104.18.

151 A weighted average price based on prices ranging from $103.72 to $104.61.

152 A weighted average price based on prices ranging from $103.63 to $104.33.

153 A weighted average price based on prices ranging from $104.18 to $104.32.

154 A weighted average price based on prices ranging from $103.72 to $104.03.

155 A weighted average price based on prices ranging from $103.50 to $104.07.

156 A weighted average price based on prices ranging from $103.60 to $104.22.

157 A weighted average price based on prices ranging from $103.65 to $103.87.

158 A weighted average price based on prices ranging from $103.65 to $104.28.

159 A weighted average price based on prices ranging from $103.61 to $104.27.

160 A weighted average price based on prices ranging from $103.68 to $104.47.

161 A weighted average price based on prices ranging from $103.70 to $104.36.

 

 
 

 

Oculus  20140514   104.17    100 
Valence  20140514   104.25162   25,100 
Valence  20140514   104.06163   (200)
Asymptote  20140515   103.94164   11,310 
Asymptote  20140515   103.89165   (10,700)
DESIM  20140515   104.01166   754 
Oculus  20140515   103.90    100 
Valence  20140515   104.06167   (200)
Valence  20140515   104.24168   25,400 
Asymptote  20140516   104.01169   (16,721)
Asymptote  20140516   104.06170   15,795 
DESIM  20140516   104.01171   1,700 
Oculus  20140516   104.10172   200 
Valence  20140516   103.90173   (1,400)
Valence  20140516   104.09174   25,500 
Asymptote  20140519   104.18175   5,500 
Asymptote  20140519   104.16176   (5,600)
DESIM  20140519   104.17177   1,200 
Oculus  20140519   104.26    100 
Valence  20140519   104.31178   43,800 
Valence  20140519   104.51179   (19,630)
Asymptote  20140520   104.17180   (3,200)
Asymptote  20140520   104.21181   3,200 

 

 

162 A weighted average price based on prices ranging from $104.25 to $104.33.

163 A weighted average price based on prices ranging from $103.95 to $104.17.

164 A weighted average price based on prices ranging from $103.66 to $104.25.

165 A weighted average price based on prices ranging from $103.61 to $104.23.

166 A weighted average price based on prices ranging from $103.80 to $104.18.

167 A weighted average price based on prices ranging from $103.91 to $104.20.

168 A weighted average price based on prices ranging from $103.75 to $104.25.

169 A weighted average price based on prices ranging from $103.80 to $104.21.

170 A weighted average price based on prices ranging from $103.81 to $104.25.

171 A weighted average price based on prices ranging from $103.90 to $104.18.

172 A weighted average price based on prices ranging from $104.08 to $104.11.

173 A weighted average price based on prices ranging from $103.80 to $104.00.

174 A weighted average price based on prices ranging from $103.63 to $104.22.

175 A weighted average price based on prices ranging from $103.83 to $104.35.

176 A weighted average price based on prices ranging from $103.76 to $104.35.

177 A weighted average price based on prices ranging from $103.90 to $104.34.

178 A weighted average price based on prices ranging from $104.10 to $104.53.

179 A weighted average price based on prices ranging from $103.75 to $104.53.

180 A weighted average price based on prices ranging from $104.04 to $104.34.

181 A weighted average price based on prices ranging from $104.08 to $104.41.

 

 
 

 

DESIM  20140520   104.16    (100)
DESIM  20140520   104.17182   1,035 
Oculus  20140520   104.14    90 
Valence  20140520   104.21183   26,000 
Valence  20140520   104.07184   (1,758)
Asymptote  20140521   104.30185   (4,854)
Asymptote  20140521   104.37186   4,844 
DESIM  20140521   104.29187   700 
Valence  20140521   104.34   (1,400)
Valence  20140521   104.33188   1,700 
Asymptote  20140522   104.67189   (3,200)
Asymptote  20140522   105.52190   (700)
Asymptote  20140522   104.74191   3,100 
Asymptote  20140522   105.51192   800 
DESIM  20140522   104.78193   797 
DESIM  20140522   105.53194   300 
Valence  20140522   104.71195   42,600 
Valence  20140522   105.51196   300 
Valence  20140522   104.30197   (17,600)
Valence  20140522   105.69198   (132)
Asymptote  20140523   104.23199   2,960 
Asymptote  20140523   104.25200   (3,000)
DESIM  20140523   104.21201   800 

 

 

182 A weighted average price based on prices ranging from $103.94 to $104.30.

183 A weighted average price based on prices ranging from $104.09 to $104.33.

184 A weighted average price based on prices ranging from $103.72 to $104.36.

185 A weighted average price based on prices ranging from $104.12 to $104.41.

186 A weighted average price based on prices ranging from $104.19 to $104.48.

187 A weighted average price based on prices ranging from $104.23 to $104.35.

188 A weighted average price based on prices ranging from $104.22 to $104.34.

189 A weighted average price based on prices ranging from $104.37 to $105.34.

190 A weighted average price based on prices ranging from $105.47 to $105.64.

191 A weighted average price based on prices ranging from $104.36 to $105.00.

192 A weighted average price based on prices ranging from $105.39 to $105.65.

193 A weighted average price based on prices ranging from $104.33 to $105.31.

194 A weighted average price based on prices ranging from $105.48 to $105.55.

195 A weighted average price based on prices ranging from $104.30 to $105.00.

196 A weighted average price based on prices ranging from $105.41 to $105.64.

197 A weighted average price based on prices ranging from $104.30 to $104.62.

198 A weighted average price based on prices ranging from $105.55 to $105.76.

199 A weighted average price based on prices ranging from $104.07 to $104.49.

200 A weighted average price based on prices ranging from $104.00 to $104.43.

201 A weighted average price based on prices ranging from $104.01 to $104.41.

 

 
 

 

Valence  20140523   104.25    300 
Valence  20140523   104.24202   (739)
Asymptote  20140527   104.33203   800 
Asymptote  20140527   104.25204   (800)
DESIM  20140527   104.30205   1,200 
Oculus  20140527   104.33206   2,100 
Valence  20140527   104.45207   25,500 
Valence  20140527   104.39208   (3,081)
Asymptote  20140528   103.73209   (900)
Asymptote  20140528   103.85210   900 
DESIM  20140528   103.77211   800 
Oculus  20140528   103.98212   1,423 
Valence  20140528   103.69213   (13,691)
Valence  20140528   104.08214   35,500 
Asymptote  20140529   103.69215   (1,700)
Asymptote  20140529   103.79216   1,800 
DESIM  20140529   103.55    (100)
DESIM  20140529   103.64217   1,500 
Oculus  20140529   103.63218   990 
Valence  20140529   103.81219   27,300 
Valence  20140529   103.53220   (5,745)
Asymptote  20140530   103.53221   (1,500)

 

 

202 A weighted average price based on prices ranging from $104.00 to $104.38.

203 A weighted average price based on prices ranging from $103.99 to $104.46.

204 A weighted average price based on prices ranging from $103.89 to $104.44.

205 A weighted average price based on prices ranging from $103.90 to $104.52.

206 A weighted average price based on prices ranging from $103.98 to $104.61.

207 A weighted average price based on prices ranging from $104.18 to $104.54.

208 A weighted average price based on prices ranging from $103.99 to $104.49.

209 A weighted average price based on prices ranging from $103.60 to $103.99.

210 A weighted average price based on prices ranging from $103.65 to $104.17.

211 A weighted average price based on prices ranging from $103.62 to $104.11.

212 A weighted average price based on prices ranging from $103.65 to $104.10.

213 A weighted average price based on prices ranging from $103.55 to $103.99.

214 A weighted average price based on prices ranging from $103.66 to $104.20.

215 A weighted average price based on prices ranging from $103.43 to $103.80.

216 A weighted average price based on prices ranging from $103.50 to $103.90.

217 A weighted average price based on prices ranging from $103.40 to $103.82.

218 A weighted average price based on prices ranging from $103.48 to $103.84.

219 A weighted average price based on prices ranging from $103.38 to $103.88.

220 A weighted average price based on prices ranging from $103.33 to $103.89.

221 A weighted average price based on prices ranging from $103.25 to $103.99.

 

 
 

 

Asymptote  20140530   104.30222   (315)
Asymptote  20140530   103.49223   1,400 
Asymptote  20140530   104.44224   400 
DESIM  20140530   103.99    (100)
DESIM  20140530   104.04225   900 
Oculus  20140530   103.82226   2,224 
Oculus  20140530   104.60    100 
Valence  20140530   104.09227   (800)
Valence  20140530   103.91228   3,700 
Valence  20140530   104.47229   25,400 
Asymptote  20140602   104.23230   1,000 
Asymptote  20140602   104.23231   (1,024)
DESIM  20140602   104.15232   905 
Oculus  20140602   104.07233   2,653 
Valence  20140602   103.88    (2,200)
Valence  20140602   104.04234   38,180 
Asymptote  20140603   104.04235   500 
Asymptote  20140603   104.03236   (500)
DESIM  20140603   104.04237   1,129 
Oculus  20140603   104.09238   1,601 
Valence  20140603   104.01239   (1,000)
Valence  20140603   104.01240   29,654 
Asymptote  20140604   104.08    (100)

 

 

222 A weighted average price based on prices ranging from $104.25 to $104.32.

223 A weighted average price based on prices ranging from $103.22 to $103.99.

224 A weighted average price based on prices ranging from $104.25 to $104.99.

225 A weighted average price based on prices ranging from $103.52 to $104.50.

226 A weighted average price based on prices ranging from $103.52 to $104.46.

227 A weighted average price based on prices ranging from $103.90 to $104.22.

228 A weighted average price based on prices ranging from $103.49 to $104.39.

229 A weighted average price based on prices ranging from $104.45 to $104.69.

230 A weighted average price based on prices ranging from $104.14 to $104.27.

231 A weighted average price based on prices ranging from $104.09 to $104.29.

232 A weighted average price based on prices ranging from $104.01 to $104.25.

233 A weighted average price based on prices ranging from $103.85 to $104.25.

234 A weighted average price based on prices ranging from $103.68 to $104.31.

235 A weighted average price based on prices ranging from $103.88 to $104.10.

236 A weighted average price based on prices ranging from $103.84 to $104.15.

237 A weighted average price based on prices ranging from $103.94 to $104.15.

238 A weighted average price based on prices ranging from $103.97 to $104.19.

239 A weighted average price based on prices ranging from $103.95 to $104.15.

240 A weighted average price based on prices ranging from $103.81 to $104.15.

 

 
 

 

Asymptote  20140604   103.79241   100 
DESIM  20140604   104.01242   1,132 
Valence  20140604   103.97243   500 
Valence  20140604   103.99244   (3,862)
DESIM  20140605   104.25245   1,800 
Valence  20140605   103.99246   (1,593)
Valence  20140605   104.40247   134,050 
Asymptote  20140606   105.23248   (1,150)
Asymptote  20140606   105.23249   1,089 
DESIM  20140606   105.28250   1,100 
Valence  20140606   105.25    7,300 
Valence  20140606   105.25    (7,300)
Asymptote  20140609   104.84    200 
Asymptote  20140609   105.33251   (200)
DESIM  20140609   105.59252   800 
Asymptote  20140610   105.01253   1,200 
Asymptote  20140610   104.68254   (1,100)
DESIM  20140610   104.91255   795 
Valence  20140610   105.26    11,400 
Valence  20140610   105.26    (11,400)
Asymptote  20140611   105.00256   (271)
Asymptote  20140611   104.99257   241 
DESIM  20140611   105.17258   1,300 
Asymptote  20140612   104.81259   1,100 

 

 

241 A weighted average price based on prices ranging from $103.78 to $103.79.

242 A weighted average price based on prices ranging from $103.75 to $104.13.

243 A weighted average price based on prices ranging from $103.76 to $104.05.

244 A weighted average price based on prices ranging from $103.75 to $104.15.

245 A weighted average price based on prices ranging from $103.96 to $104.54.

246 A weighted average price based on prices ranging from $103.91 to $104.02.

247 A weighted average price based on prices ranging from $104.25 to $104.50.

248 A weighted average price based on prices ranging from $105.17 to $105.31.

249 A weighted average price based on prices ranging from $104.95 to $105.37.

250 A weighted average price based on prices ranging from $105.19 to $105.40.

251 A weighted average price based on prices ranging from $104.99 to $105.66.

252 A weighted average price based on prices ranging from $105.03 to $105.95.

253 A weighted average price based on prices ranging from $104.94 to $105.25.

254 A weighted average price based on prices ranging from $104.64 to $104.96.

255 A weighted average price based on prices ranging from $104.64 to $105.02.

256 A weighted average price based on prices ranging from $104.99 to $105.00.

257 A weighted average price based on prices ranging from $104.83 to $105.03.

258 A weighted average price based on prices ranging from $104.96 to $105.60.

259 A weighted average price based on prices ranging from $104.55 to $105.00.

 

 
 

 

Asymptote  20140612   104.87260   (1,100)
DESIM LLC  20140612   104.88261   828 
Valence  20140612   105.00262   75,000 
DESIM LLC  20140613   104.44263   2,290 
Valence  20140613   104.50264   50,000 

 

(d) No person other than the Reporting Persons or any of the persons set forth in Item 2 has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Subject Shares.

 

Clause (e) of Item 5 of Schedule 13D is not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Valence has sold listed put option contracts based upon the value of the Common Shares. In addition to the Common Shares that it beneficially owns without reference to these contracts, Valence currently has long economic exposure to 10,000 Common Shares through such contracts. Valence has sold listed call option contracts based upon the value of the Common Shares, which contracts relate to 20,000 underlying Common Shares. Accounts managed by DESIM maintain open short positions on 7,995 Common Shares.

 

These contracts do not give the Reporting Persons direct or indirect voting, investment or dispositive control over any securities of the Issuer. Accordingly, the Reporting Persons disclaim any beneficial ownership in any securities that may be referenced in such contracts.

 

Except for the matters described herein, neither the Reporting Persons nor, to the best knowledge of any Reporting Person, any of the person listed in Item 2 has any contract, arrangement, understanding or relationship with any person with respect to any securities of the Issuer.

 

Item 7. Material to be filed as Exhibits

 

Exhibit 1Power of Attorney, granted by David E. Shaw relating to D. E. Shaw & Co., Inc., in favor of the signatories hereto, among others, dated June 22, 2012.

 

Exhibit 2Joint Filing Agreement, by and among the Reporting Persons, dated June 16, 2014.

 

 

260 A weighted average price based on prices ranging from $104.67 to $105.34.

261 A weighted average price based on prices ranging from $104.72 to $104.97.

262 A weighted average price based on prices ranging from $104.98 to $105.00.

263 A weighted average price based on prices ranging from $104.28 to $104.68.

264 A weighted average price based on prices ranging from $104.46 to $104.50.

 

 
 

 

SIGNATURES

 

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, each of the undersigned, severally and not jointly, certifies that the information set forth in this statement is true, complete and correct. A Power of Attorney, dated June 22, 2012, granted by David E. Shaw in favor of Nathan Thomas, is attached hereto as Exhibit 1 and incorporated herein by reference.

 

Dated: June 16, 2014

 

  D. E. Shaw Valence Portfolios, L.L.C.
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Authorized Signatory
     
  D. E. Shaw & Co., L.P.
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Chief Compliance Officer
     
  David E. Shaw
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Attorney-in-Fact for David E. Shaw

 

 

 

 EX-1 2 v381510_ex1.htm EXHIBIT 1

Exhibit 1

 

POWER OF ATTORNEY

FOR CERTAIN REGULATORY FILINGS

INCLUDING CERTAIN FILINGS

UNDER THE SECURITIES EXCHANGE ACT OF 1934

AND THE INVESTMENT ADVISERS ACT OF 1940

 

I, David E. Shaw, hereby make, constitute, and appoint each of:

 

Anne Dinning,

 

Julius Gaudio,

 

John Liftin,

 

Louis Salkind,

 

Maximilian Stone,

 

Nathan Thomas, and

 

Eric Wepsic,

 

acting individually, as my agent and attorney-in-fact, with full power of substitution, for the purpose of, from time to time, (i) executing in my name and/or my capacity as President of D. E. Shaw & Co., Inc. (acting for itself or as the general partner of D. E. Shaw & Co., L.P. and general partner, managing member, or manager of other entities, any of which in turn may be acting for itself or other entities) all documents, certificates, instruments, statements, other filings, and amendments to the foregoing (collectively, “documents”) determined by such person to be necessary or appropriate to comply with any registration or regulatory disclosure requirements and/or ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Form ADV, Forms 3, 4, 5, and 13F, and Schedules 13D and 13G required to be filed with the United States Securities and Exchange Commission, and (ii) delivering, furnishing, or filing any such documents to or with the appropriate governmental or regulatory authority. Any such determination shall be conclusively evidenced by such person’s execution, delivery, furnishing, and/or filing of the applicable document.

 

This power of attorney shall be valid from the date hereof and replaces the power granted on December 15, 2011, which is hereby cancelled.

 

IN WITNESS HEREOF, I have executed this instrument as of the date set forth below.

 

Date: June 22, 2012

 

DAVID E. SHAW, as President of

D. E. Shaw & Co., Inc.

/s/ David E. Shaw

New York, New York

 

 
 EX-2 3 v381510_ex2.htm EXHIBIT 2

Exhibit 2

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Furiex Pharmaceuticals, Inc., and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

IN WITNESS WHEREOF, each of the undersigned hereby executes this Agreement as of this 16th day of June, 2014.

 

  D. E. Shaw Valence Portfolios, L.L.C.
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Authorized Signatory
     
  D. E. Shaw & Co., L.P.
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Chief Compliance Officer
   
  David E. Shaw
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Attorney-in-Fact for David E. Shaw