0001225208-20-011754.txt : 20200922
0001225208-20-011754.hdr.sgml : 20200922
20200922173337
ACCESSION NUMBER: 0001225208-20-011754
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dyckerhoff Stefan A
CENTRAL INDEX KEY: 0001484394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39504
FILM NUMBER: 201190375
MAIL ADDRESS:
STREET 1: C.O. JUNIPER NETWORKS, INC.
STREET 2: 1194 N. MATHILDA AVE.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Snowflake Inc.
CENTRAL INDEX KEY: 0001640147
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 460636374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 450 CONCAR DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94402
BUSINESS PHONE: 844-766-9355
MAIL ADDRESS:
STREET 1: 450 CONCAR DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94402
FORMER COMPANY:
FORMER CONFORMED NAME: Snowflake Computing, Inc.
DATE OF NAME CHANGE: 20150421
4
1
doc4.xml
X0306
4
2020-09-18
0001640147
Snowflake Inc.
SNOW
0001484394
Dyckerhoff Stefan A
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
1
Class B Common Stock
2020-09-18
4
C
0
15800.0000
0.0000
A
Class A Common Stock
15800.0000
15800.0000
D
Class B Common Stock
2020-09-18
4
C
0
8982.0000
0.0000
A
Class A Common Stock
8982.0000
24782.0000
D
Class B Common Stock
2020-09-18
4
C
0
2204.0000
0.0000
A
Class A Common Stock
2204.0000
26986.0000
D
Series C Preferred Stock
2020-09-18
4
C
0
15800.0000
0.0000
D
Class B Common Stock
15800.0000
0.0000
D
Series D Preferred Stock
2020-09-18
4
C
0
8982.0000
0.0000
D
Class B Common Stock
8982.0000
0.0000
D
Series F Preferred Stock
2020-09-18
4
C
0
2204.0000
0.0000
D
Class B Common Stock
2204.0000
0.0000
D
Class B Common Stock
2020-09-18
4
C
0
7822231.0000
0.0000
A
Class A Common Stock
7822231.0000
7866483.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
7464467.0000
0.0000
A
Class A Common Stock
7464467.0000
15330950.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
4163543.0000
0.0000
A
Class A Common Stock
4163543.0000
19494493.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
2726595.0000
0.0000
A
Class A Common Stock
2726595.0000
22221088.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
2170228.0000
0.0000
A
Class A Common Stock
2170228.0000
24391316.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
2121351.0000
0.0000
A
Class A Common Stock
2121351.0000
26512667.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
727185.0000
0.0000
A
Class A Common Stock
727185.0000
27239852.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
69370.0000
0.0000
A
Class A Common Stock
69370.0000
27309222.0000
I
By Ltd Partnership (SHV)
Class B Common Stock
2020-09-18
4
C
0
317522.0000
0.0000
A
Class A Common Stock
317522.0000
318136.0000
I
By Trust
Class B Common Stock
2020-09-18
4
C
0
316978.0000
0.0000
A
Class A Common Stock
316978.0000
635114.0000
I
By Trust
Class B Common Stock
2020-09-18
4
C
0
168740.0000
0.0000
A
Class A Common Stock
168740.0000
803854.0000
I
By Trust
Class B Common Stock
2020-09-18
4
C
0
74980.0000
0.0000
A
Class A Common Stock
74980.0000
878834.0000
I
By Trust
Class B Common Stock
2020-09-18
4
C
0
62358.0000
0.0000
A
Class A Common Stock
62358.0000
941192.0000
I
By Trust
Class B Common Stock
2020-09-18
4
C
0
46648.0000
0.0000
A
Class A Common Stock
46648.0000
987840.0000
I
By Trust
Class B Common Stock
2020-09-18
4
C
0
27838.0000
0.0000
A
Class A Common Stock
27838.0000
1015678.0000
I
By Trust
Class B Common Stock
2020-09-18
4
C
0
2772.0000
0.0000
A
Class A Common Stock
2772.0000
1018450.0000
I
By Trust
Series A Preferred Stock
2020-09-18
4
C
0
316978.0000
0.0000
D
Class B Common Stock
316978.0000
0.0000
I
By Trust
Series B Preferred Stock
2020-09-18
4
C
0
168740.0000
0.0000
D
Class B Common Stock
168740.0000
0.0000
I
By Trust
Series C Preferred Stock
2020-09-18
4
C
0
317522.0000
0.0000
D
Class B Common Stock
317522.0000
0.0000
I
By Trust
Series D Preferred Stock
2020-09-18
4
C
0
74980.0000
0.0000
D
Class B Common Stock
74980.0000
0.0000
I
By Trust
Series E Preferred Stock
2020-09-18
4
C
0
2772.0000
0.0000
D
Class B Common Stock
2772.0000
0.0000
I
By Trust
Series F Preferred Stock
2020-09-18
4
C
0
62358.0000
0.0000
D
Class B Common Stock
62358.0000
0.0000
I
By Trust
Series G-1 Preferred Stock
2020-09-18
4
C
0
27838.0000
0.0000
D
Class B Common Stock
27838.0000
0.0000
I
By Trust
Series Seed Preferred Stock
2020-09-18
4
C
0
46648.0000
0.0000
D
Class B Common Stock
46648.0000
0.0000
I
By Trust
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.
Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.
Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Due to technical limitations of the EDGAR filing system, which limits the number of lines per table, this filing is one of two separate Form 4 filings being made by the reporting person on the date hereof.,Multiple Forms Submitted
/s/ Kanwalpreet S. Kalra, by power of attorney
2020-09-22