0001225208-20-011754.txt : 20200922 0001225208-20-011754.hdr.sgml : 20200922 20200922173337 ACCESSION NUMBER: 0001225208-20-011754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dyckerhoff Stefan A CENTRAL INDEX KEY: 0001484394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 201190375 MAIL ADDRESS: STREET 1: C.O. JUNIPER NETWORKS, INC. STREET 2: 1194 N. MATHILDA AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 doc4.xml X0306 4 2020-09-18 0001640147 Snowflake Inc. SNOW 0001484394 Dyckerhoff Stefan A 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 1 Class B Common Stock 2020-09-18 4 C 0 15800.0000 0.0000 A Class A Common Stock 15800.0000 15800.0000 D Class B Common Stock 2020-09-18 4 C 0 8982.0000 0.0000 A Class A Common Stock 8982.0000 24782.0000 D Class B Common Stock 2020-09-18 4 C 0 2204.0000 0.0000 A Class A Common Stock 2204.0000 26986.0000 D Series C Preferred Stock 2020-09-18 4 C 0 15800.0000 0.0000 D Class B Common Stock 15800.0000 0.0000 D Series D Preferred Stock 2020-09-18 4 C 0 8982.0000 0.0000 D Class B Common Stock 8982.0000 0.0000 D Series F Preferred Stock 2020-09-18 4 C 0 2204.0000 0.0000 D Class B Common Stock 2204.0000 0.0000 D Class B Common Stock 2020-09-18 4 C 0 7822231.0000 0.0000 A Class A Common Stock 7822231.0000 7866483.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 7464467.0000 0.0000 A Class A Common Stock 7464467.0000 15330950.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 4163543.0000 0.0000 A Class A Common Stock 4163543.0000 19494493.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 2726595.0000 0.0000 A Class A Common Stock 2726595.0000 22221088.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 2170228.0000 0.0000 A Class A Common Stock 2170228.0000 24391316.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 2121351.0000 0.0000 A Class A Common Stock 2121351.0000 26512667.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 727185.0000 0.0000 A Class A Common Stock 727185.0000 27239852.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 69370.0000 0.0000 A Class A Common Stock 69370.0000 27309222.0000 I By Ltd Partnership (SHV) Class B Common Stock 2020-09-18 4 C 0 317522.0000 0.0000 A Class A Common Stock 317522.0000 318136.0000 I By Trust Class B Common Stock 2020-09-18 4 C 0 316978.0000 0.0000 A Class A Common Stock 316978.0000 635114.0000 I By Trust Class B Common Stock 2020-09-18 4 C 0 168740.0000 0.0000 A Class A Common Stock 168740.0000 803854.0000 I By Trust Class B Common Stock 2020-09-18 4 C 0 74980.0000 0.0000 A Class A Common Stock 74980.0000 878834.0000 I By Trust Class B Common Stock 2020-09-18 4 C 0 62358.0000 0.0000 A Class A Common Stock 62358.0000 941192.0000 I By Trust Class B Common Stock 2020-09-18 4 C 0 46648.0000 0.0000 A Class A Common Stock 46648.0000 987840.0000 I By Trust Class B Common Stock 2020-09-18 4 C 0 27838.0000 0.0000 A Class A Common Stock 27838.0000 1015678.0000 I By Trust Class B Common Stock 2020-09-18 4 C 0 2772.0000 0.0000 A Class A Common Stock 2772.0000 1018450.0000 I By Trust Series A Preferred Stock 2020-09-18 4 C 0 316978.0000 0.0000 D Class B Common Stock 316978.0000 0.0000 I By Trust Series B Preferred Stock 2020-09-18 4 C 0 168740.0000 0.0000 D Class B Common Stock 168740.0000 0.0000 I By Trust Series C Preferred Stock 2020-09-18 4 C 0 317522.0000 0.0000 D Class B Common Stock 317522.0000 0.0000 I By Trust Series D Preferred Stock 2020-09-18 4 C 0 74980.0000 0.0000 D Class B Common Stock 74980.0000 0.0000 I By Trust Series E Preferred Stock 2020-09-18 4 C 0 2772.0000 0.0000 D Class B Common Stock 2772.0000 0.0000 I By Trust Series F Preferred Stock 2020-09-18 4 C 0 62358.0000 0.0000 D Class B Common Stock 62358.0000 0.0000 I By Trust Series G-1 Preferred Stock 2020-09-18 4 C 0 27838.0000 0.0000 D Class B Common Stock 27838.0000 0.0000 I By Trust Series Seed Preferred Stock 2020-09-18 4 C 0 46648.0000 0.0000 D Class B Common Stock 46648.0000 0.0000 I By Trust Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Due to technical limitations of the EDGAR filing system, which limits the number of lines per table, this filing is one of two separate Form 4 filings being made by the reporting person on the date hereof.,Multiple Forms Submitted /s/ Kanwalpreet S. Kalra, by power of attorney 2020-09-22