0001221073-21-000053.txt : 20210506
0001221073-21-000053.hdr.sgml : 20210506
20210505211141
ACCESSION NUMBER: 0001221073-21-000053
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210505
EFFECTIVENESS DATE: 20210506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC
CENTRAL INDEX KEY: 0001484205
IRS NUMBER: 330804608
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13854
FILM NUMBER: 21895408
BUSINESS ADDRESS:
STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300
CITY: LONG BEACH
STATE: CA
ZIP: 90802
BUSINESS PHONE: 562-435-5657
MAIL ADDRESS:
STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300
CITY: LONG BEACH
STATE: CA
ZIP: 90802
FORMER COMPANY:
FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC
DATE OF NAME CHANGE: 20100217
13F-HR
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0001484205
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03-31-2021
03-31-2021
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HALBERT HARGROVE GLOBAL ADVISORS, LLC
111 WEST OCEAN BOULEVARD, SUITE 2300
LONG BEACH
CA
90802
13F HOLDINGS REPORT
028-13854
N
John Carlos Abusaid
President
562-435-5657
/s/ John Carlos Abusaid
Long Beach
CA
04-26-2021
2
179
1390827
4
0001040197
028-06392
MAI Capital Management
5
0000932859
028-04558
PARAMETRIC PORTFOLIO ASSOCIATES LLC
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
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COM
88579Y101
737
3823
SH
OTR
4,5
0
0
3823
ABBOTT LABS
COM
002824100
383
3193
SH
OTR
5
0
0
3193
ABBVIE INC
COM
00287Y109
14
125
SH
SOLE
125
0
0
ABBVIE INC
COM
00287Y109
285
2637
SH
OTR
5
0
0
2637
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
4
15
SH
SOLE
15
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
235
851
SH
OTR
5
0
0
851
ADOBE SYSTEMS INCORPORATED
COM
00724F101
26
55
SH
SOLE
55
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
429
902
SH
OTR
5
0
0
902
ALPHABET INC
CAP STK CL A
02079K305
1638
794
SH
OTR
4,5
0
0
794
ALPHABET INC
CAP STK CL A
02079K305
14
7
SH
SOLE
7
0
0
ALPHABET INC
CAP STK CL C
02079K107
58
28
SH
SOLE
28
0
0
ALPHABET INC
CAP STK CL C
02079K107
1209
584
SH
OTR
4,5
0
0
584
AMAZON COM INC
COM
023135106
25
8
SH
SOLE
8
0
0
AMAZON COM INC
COM
023135106
3779
1221
SH
OTR
4,5
0
0
1221
AMERICAN EXPRESS CO
COM
025816109
202
1427
SH
OTR
5
0
0
1427
AMERICAN TOWER CORP NEW
COM
03027X100
258
1078
SH
OTR
5
0
0
1078
AMGEN INC
COM
031162100
287
1155
SH
OTR
5
0
0
1155
AMPLIFY ETF TR
BLACKSWAN GRWT
032108888
85356
2670721
SH
SOLE
2670721
0
0
ANTHEM INC
COM
036752103
257
717
SH
OTR
5
0
0
717
APPLE INC
COM
037833100
12488
102236
SH
OTR
4,5
0
0
102236
APPLE INC
COM
037833100
662
5419
SH
SOLE
5419
0
0
APPLE INC
COM
037833100
4031
33000
SH
Put
OTR
4,5
0
0
33000
APPLIED MATLS INC
COM
038222105
201
1506
SH
OTR
5
0
0
1506
AT&T INC
COM
00206R102
26
872
SH
SOLE
872
0
0
AT&T INC
COM
00206R102
311
10275
SH
OTR
5
0
0
10275
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
5
21
SH
SOLE
21
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
715
2799
SH
OTR
4,5
0
0
2799
BK OF AMERICA CORP
COM
060505104
674
17409
SH
OTR
4,5
0
0
17409
BLACKROCK INC
COM
09247X101
251
332
SH
OTR
5
0
0
332
BRISTOL-MYERS SQUIBB CO
COM
110122108
246
3896
SH
OTR
5
0
0
3896
BROADCOM INC
COM
11135F101
286
616
SH
OTR
5
0
0
616
CATERPILLAR INC
COM
149123101
206
890
SH
OTR
5
0
0
890
CHARTER COMMUNICATIONS INC N
CL A
16119P108
212
344
SH
OTR
5
0
0
344
CHEVRON CORP NEW
COM
166764100
879
8388
SH
OTR
4,5
0
0
8388
CISCO SYS INC
COM
17275R102
417
8067
SH
OTR
4,5
0
0
8067
CISCO SYS INC
COM
17275R102
18
348
SH
SOLE
348
0
0
CITIGROUP INC
COM NEW
172967424
284
3904
SH
OTR
5
0
0
3904
COCA COLA CO
COM
191216100
281
5330
SH
OTR
5
0
0
5330
COCA COLA CO
COM
191216100
13
251
SH
SOLE
251
0
0
COMCAST CORP NEW
CL A
20030N101
356
6573
SH
OTR
5
0
0
6573
COMCAST CORP NEW
CL A
20030N101
5
89
SH
SOLE
89
0
0
COSTCO WHSL CORP NEW
COM
22160K105
581
1649
SH
OTR
4,5
0
0
1649
COSTCO WHSL CORP NEW
COM
22160K105
28
79
SH
SOLE
79
0
0
CVS HEALTH CORP
COM
126650100
238
3170
SH
OTR
5
0
0
3170
CVS HEALTH CORP
COM
126650100
20
266
SH
SOLE
266
0
0
DANAHER CORPORATION
COM
235851102
312
1386
SH
OTR
5
0
0
1386
DANAHER CORPORATION
COM
235851102
7
33
SH
SOLE
33
0
0
DISNEY WALT CO
COM
254687106
611
3312
SH
OTR
5
0
0
3312
DISNEY WALT CO
COM
254687106
32
174
SH
SOLE
174
0
0
DROPBOX INC
CL A
26210C104
1082
40592
SH
OTR
4,5
0
0
40592
EXXON MOBIL CORP
COM
30231G102
200
3579
SH
OTR
5
0
0
3579
FACEBOOK INC
CL A
30303M102
1885
6401
SH
OTR
4,5
0
0
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FACEBOOK INC
CL A
30303M102
29
98
SH
SOLE
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0
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GLOBUS MED INC
CL A
379577208
231
3750
SH
OTR
5
0
0
3750
GOLDMAN SACHS GROUP INC
COM
38141G104
261
797
SH
OTR
5
0
0
797
HOME DEPOT INC
COM
437076102
13
42
SH
SOLE
42
0
0
HOME DEPOT INC
COM
437076102
729
2389
SH
OTR
5
0
0
2389
HONEYWELL INTL INC
COM
438516106
480
2210
SH
OTR
5
0
0
2210
ILLINOIS TOOL WKS INC
COM
452308109
205
927
SH
OTR
5
0
0
927
INGERSOLL RAND INC
COM
45687V106
217
4413
SH
OTR
4,5
0
0
4413
INGERSOLL RAND INC
COM
45687V106
196
4000
SH
Put
OTR
4,5
0
0
4000
INTEL CORP
COM
458140100
446
6967
SH
OTR
5
0
0
6967
INTEL CORP
COM
458140100
31
491
SH
SOLE
491
0
0
INTUIT
COM
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255
665
SH
OTR
5
0
0
665
INTUIT
COM
461202103
30
79
SH
SOLE
79
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
212
287
SH
OTR
5
0
0
287
ISHARES INC
CORE MSCI EMKT
46434G103
89671
1393267
SH
SOLE
1393267
0
0
ISHARES INC
ESG AWR MSCI EM
46434G863
887
20473
SH
SOLE
20473
0
0
ISHARES INC
MSCI EMERG MKT
46434G889
830
15955
SH
SOLE
15955
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
32565
288362
SH
SOLE
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0
0
ISHARES TR
CORE MSCI EAFE
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127854
1774511
SH
SOLE
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ISHARES TR
CORE MSCI INTL
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415
6426
SH
SOLE
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0
0
ISHARES TR
CORE S&P US GWT
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203
2234
SH
SOLE
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0
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ISHARES TR
CORE S&P500 ETF
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197713
496990
SH
SOLE
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0
0
ISHARES TR
CORE US AGGBD ET
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8421
73975
SH
SOLE
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0
0
ISHARES TR
CRE U S REIT ETF
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14961
285511
SH
SOLE
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0
0
ISHARES TR
EAFE SML CP ETF
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43977
612157
SH
SOLE
612157
0
0
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ESG AW MSCI EAFE
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1687
22230
SH
SOLE
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0
0
ISHARES TR
ESG AWARE MSCI
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232
6027
SH
SOLE
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0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
3858
42458
SH
SOLE
42458
0
0
ISHARES TR
ESG AWRE USD ETF
46435G193
1774
65851
SH
SOLE
65851
0
0
ISHARES TR
INTL DEV RE ETF
464288489
14407
522385
SH
SOLE
522385
0
0
ISHARES TR
MICRO-CAP ETF
464288869
30401
206881
SH
SOLE
206881
0
0
ISHARES TR
MSCI EAFE ETF
464287465
101598
1339113
SH
SOLE
1339113
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
73903
1385501
SH
SOLE
1385501
0
0
ISHARES TR
MSCI GLOBAL IMP
46435G532
782
8247
SH
SOLE
8247
0
0
ISHARES TR
MSCI INTL MULTFT
46434V274
1733
60353
SH
SOLE
60353
0
0
ISHARES TR
MSCI USA MULTIFT
46434V282
2493
61341
SH
SOLE
61341
0
0
ISHARES TR
RUS 1000 ETF
464287622
118903
531222
SH
SOLE
531222
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
209
858
SH
SOLE
858
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
80274
363330
SH
SOLE
363330
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
7
34
SH
OTR
5
0
0
34
ISHARES TR
RUSSELL 3000 ETF
464287689
8513
35886
SH
OTR
5
0
0
35886
ISHARES TR
RUSSELL 3000 ETF
464287689
3497
14740
SH
SOLE
14740
0
0
ISHARES TR
SELECT DIVID ETF
464287168
452
3965
SH
OTR
4
0
0
3965
J P MORGAN EXCHANGE-TRADED F
INTL BD OPP ETF
46641Q852
1264
24630
SH
SOLE
24630
0
0
JOHNSON & JOHNSON
COM
478160104
3
18
SH
SOLE
18
0
0
JOHNSON & JOHNSON
COM
478160104
1092
6645
SH
OTR
5
0
0
6645
JPMORGAN CHASE & CO
COM
46625H100
9
59
SH
SOLE
59
0
0
JPMORGAN CHASE & CO
COM
46625H100
952
6256
SH
OTR
5
0
0
6256
LILLY ELI & CO
COM
532457108
300
1605
SH
OTR
5
0
0
1605
LOWES COS INC
COM
548661107
22
115
SH
SOLE
115
0
0
LOWES COS INC
COM
548661107
298
1567
SH
OTR
5
0
0
1567
MASTERCARD INCORPORATED
CL A
57636Q104
42
117
SH
SOLE
117
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
631
1771
SH
OTR
5
0
0
1771
MCDONALDS CORP
COM
580135101
651
2906
SH
OTR
4,5
0
0
2906
MCDONALDS CORP
COM
580135101
4
20
SH
SOLE
20
0
0
MERCK & CO. INC
COM
58933Y105
295
3822
SH
OTR
5
0
0
3822
MERCK & CO. INC
COM
58933Y105
11
140
SH
SOLE
140
0
0
MICRON TECHNOLOGY INC
COM
595112103
224
2535
SH
OTR
5
0
0
2535
MICROSOFT CORP
COM
594918104
5813
24657
SH
OTR
4,5
0
0
24657
MICROSOFT CORP
COM
594918104
151
639
SH
SOLE
639
0
0
MICROSOFT CORP
COM
594918104
2334
9900
SH
Put
OTR
4,5
0
0
9900
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
105
19511
SH
OTR
5
0
0
19511
MONDELEZ INTL INC
CL A
609207105
243
4157
SH
OTR
5
0
0
4157
MORGAN STANLEY
COM NEW
617446448
256
3295
SH
OTR
5
0
0
3295
NATERA INC
COM
632307104
916
9026
SH
OTR
4,5
0
0
9026
NATERA INC
COM
632307104
914
9000
SH
Put
OTR
4,5
0
0
9000
NETFLIX INC
COM
64110L106
855
1639
SH
OTR
4,5
0
0
1639
NEXTERA ENERGY INC
COM
65339F101
5
64
SH
SOLE
64
0
0
NEXTERA ENERGY INC
COM
65339F101
227
3004
SH
OTR
5
0
0
3004
NIKE INC
CL B
654106103
407
3064
SH
OTR
5
0
0
3064
NVIDIA CORPORATION
COM
67066G104
580
1086
SH
OTR
5
0
0
1086
ORACLE CORP
COM
68389X105
366
5212
SH
OTR
5
0
0
5212
PAYPAL HLDGS INC
COM
70450Y103
516
2127
SH
OTR
5
0
0
2127
PAYPAL HLDGS INC
COM
70450Y103
15
60
SH
SOLE
60
0
0
PEPSICO INC
COM
713448108
5
35
SH
SOLE
35
0
0
PEPSICO INC
COM
713448108
464
3281
SH
OTR
5
0
0
3281
PFIZER INC
COM
717081103
591
16324
SH
OTR
4,5
0
0
16324
PFIZER INC
COM
717081103
7
205
SH
SOLE
205
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
11405
104192
SH
SOLE
104192
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
7443
73035
SH
SOLE
73035
0
0
PROCTER AND GAMBLE CO
COM
742718109
592
4370
SH
OTR
5
0
0
4370
PROCTER AND GAMBLE CO
COM
742718109
49
363
SH
SOLE
363
0
0
QUALCOMM INC
COM
747525103
11
85
SH
SOLE
85
0
0
QUALCOMM INC
COM
747525103
264
1994
SH
OTR
5
0
0
1994
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
265
3430
SH
OTR
5
0
0
3430
SALESFORCE COM INC
COM
79466L302
6
27
SH
SOLE
27
0
0
SALESFORCE COM INC
COM
79466L302
275
1299
SH
OTR
5
0
0
1299
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
348
3619
SH
SOLE
3619
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
253
1502
SH
OTR
4
0
0
1502
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
289
8495
SH
OTR
4
0
0
8495
SHOPIFY INC
CL A
82509L107
1328
1200
SH
OTR
4
0
0
1200
SPDR S&P 500 ETF TR
TR UNIT
78462F103
439
1107
SH
SOLE
1107
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1
2
SH
OTR
5
0
0
2
STARBUCKS CORP
COM
855244109
347
3173
SH
OTR
5
0
0
3173
STARBUCKS CORP
COM
855244109
10
90
SH
SOLE
90
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
98
13522
SH
OTR
5
0
0
13522
TESLA INC
COM
88160R101
3
5
SH
SOLE
5
0
0
TESLA INC
COM
88160R101
794
1188
SH
OTR
5
0
0
1188
TEXAS INSTRS INC
COM
882508104
449
2378
SH
OTR
5
0
0
2378
THERMO FISHER SCIENTIFIC INC
COM
883556102
576
1261
SH
OTR
5
0
0
1261
THERMO FISHER SCIENTIFIC INC
COM
883556102
17
38
SH
SOLE
38
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
1230
7432
SH
OTR
4,5
0
0
7432
UNION PAC CORP
COM
907818108
345
1567
SH
OTR
5
0
0
1567
UNITEDHEALTH GROUP INC
COM
91324P102
13
34
SH
SOLE
34
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
665
1787
SH
OTR
4,5
0
0
1787
UNITEDHEALTH GROUP INC
COM
91324P102
186
500
SH
Put
OTR
4,5
0
0
500
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
225
618
SH
SOLE
618
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
271
1465
SH
SOLE
1465
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
0
1
SH
SOLE
1
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
236
1601
SH
OTR
4
0
0
1601
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
366
3625
SH
OTR
4
0
0
3625
VANGUARD WORLD FD
ESG INTL STK ETF
921910725
407
6639
SH
SOLE
6639
0
0
VANGUARD WORLD FD
ESG US STK ETF
921910733
822
11141
SH
SOLE
11141
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
11
196
SH
SOLE
196
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
370
6363
SH
OTR
5
0
0
6363
VISA INC
COM CL A
92826C839
1035
4890
SH
OTR
4,5
0
0
4890
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1446
26333
SH
OTR
4,5
0
0
26333
WALMART INC
COM
931142103
22
165
SH
SOLE
165
0
0
WALMART INC
COM
931142103
294
2162
SH
OTR
5
0
0
2162
WELLS FARGO CO NEW
COM
949746101
331
8461
SH
OTR
5
0
0
8461
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
246481
6602757
SH
SOLE
6602757
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
405
7891
SH
SOLE
7891
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
1034
33180
SH
SOLE
33180
0
0
YUM BRANDS INC
COM
988498101
199
1837
SH
OTR
4,5
0
0
1837
YUM BRANDS INC
COM
988498101
26
240
SH
SOLE
240
0
0
ZOETIS INC
CL A
98978V103
10
62
SH
SOLE
62
0
0
ZOETIS INC
CL A
98978V103
253
1608
SH
OTR
5
0
0
1608