0001221073-20-000072.txt : 20200501 0001221073-20-000072.hdr.sgml : 20200501 20200501170208 ACCESSION NUMBER: 0001221073-20-000072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200501 DATE AS OF CHANGE: 20200501 EFFECTIVENESS DATE: 20200501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 20841684 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 FORMER COMPANY: FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC DATE OF NAME CHANGE: 20100217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001484205 XXXXXXXX 03-31-2020 03-31-2020 false HALBERT HARGROVE GLOBAL ADVISORS, LLC

111 WEST OCEAN BOULEVARD, SUITE 2300 LONG BEACH CA 90802

13F HOLDINGS REPORT 028-13854 N John Carlos Abusaid 562-435-5657 /s/ John Carlos Abusaid Long Beach CA 04-30-2020 2 117 572978 4 0001040197 028-06392 MAI Capital Management 5 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 537 3937 SH OTR 4 5 0 0 3937 ABBOTT LABS COM 002824100 228 2894 SH OTR 5 0 0 2894 ABBVIE INC COM 00287Y109 212 2789 SH OTR 5 0 0 2789 ADOBE INC COM 00724F101 313 983 SH OTR 5 0 0 983 ADOBE INC COM 00724F101 11 35 SH SOLE 35 0 0 ALPHABET INC CAP STK CL A 02079K305 669 576 SH OTR 5 0 0 576 ALPHABET INC CAP STK CL A 02079K305 20 17 SH SOLE 17 0 0 ALPHABET INC CAP STK CL C 02079K107 424 365 SH OTR 5 0 0 365 AMAZON COM INC COM 023135106 1369 702 SH OTR 5 0 0 702 AMAZON COM INC COM 023135106 12 6 SH SOLE 6 0 0 AMERICAN TOWER CORP NEW COM 03027X100 235 1077 SH OTR 5 0 0 1077 AMGEN INC COM 031162100 214 1056 SH OTR 5 0 0 1056 AMGEN INC COM 031162100 18 89 SH SOLE 89 0 0 APPLE INC COM 037833100 2528 9942 SH OTR 4 5 0 0 9942 APPLE INC COM 037833100 33 129 SH SOLE 129 0 0 APPLE INC COM 037833100 254 1000 SH Put OTR 4 5 0 0 1000 AT&T INC COM 00206R102 391 13426 SH OTR 5 0 0 13426 AT&T INC COM 00206R102 21 728 SH SOLE 728 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 455 2491 SH OTR 5 0 0 2491 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9 52 SH SOLE 52 0 0 BK OF AMERICA CORP COM 060505104 304 14326 SH OTR 5 0 0 14326 BK OF AMERICA CORP COM 060505104 1 49 SH SOLE 49 0 0 CISCO SYS INC COM 17275R102 210 5330 SH OTR 5 0 0 5330 CISCO SYS INC COM 17275R102 0 12 SH SOLE 12 0 0 COCA COLA CO COM 191216100 262 5912 SH OTR 5 0 0 5912 COCA COLA CO COM 191216100 19 436 SH SOLE 436 0 0 COMCAST CORP NEW CL A 20030N101 5 153 SH SOLE 153 0 0 COMCAST CORP NEW CL A 20030N101 236 6866 SH OTR 5 0 0 6866 COSTCO WHSL CORP NEW COM 22160K105 16 57 SH SOLE 57 0 0 COSTCO WHSL CORP NEW COM 22160K105 192 672 SH OTR 5 0 0 672 DISNEY WALT CO COM DISNEY 254687106 313 3239 SH OTR 5 0 0 3239 DISNEY WALT CO COM DISNEY 254687106 10 107 SH SOLE 107 0 0 EXXON MOBIL CORP COM 30231G102 308 8110 SH OTR 4 5 0 0 8110 EXXON MOBIL CORP COM 30231G102 8 222 SH SOLE 222 0 0 EXXON MOBIL CORP COM 30231G102 114 3000 SH Put OTR 4 5 0 0 3000 FACEBOOK INC CL A 30303M102 569 3414 SH OTR 5 0 0 3414 FACEBOOK INC CL A 30303M102 8 50 SH SOLE 50 0 0 GENERAL ELECTRIC CO COM 369604103 87 10996 SH OTR 5 0 0 10996 HOME DEPOT INC COM 437076102 365 1952 SH OTR 5 0 0 1952 HOME DEPOT INC COM 437076102 28 148 SH SOLE 148 0 0 HONEYWELL INTL INC COM 438516106 13 100 SH SOLE 100 0 0 HONEYWELL INTL INC COM 438516106 273 2038 SH OTR 5 0 0 2038 INTEL CORP COM 458140100 389 7186 SH OTR 5 0 0 7186 INTEL CORP COM 458140100 23 432 SH SOLE 432 0 0 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 5579 333485 SH SOLE 333485 0 0 ISHARES INC ESG MSCI EM ETF 46434G863 427 15611 SH SOLE 15611 0 0 ISHARES TR CORE MSCI EAFE 46432F842 42743 856737 SH SOLE 856737 0 0 ISHARES TR CORE S&P500 ETF 464287200 17928 69380 SH SOLE 69380 0 0 ISHARES TR CORE US AGGBD ET 464287226 80769 700089 SH SOLE 700089 0 0 ISHARES TR CRE U S REIT ETF 464288521 4242 108289 SH SOLE 108289 0 0 ISHARES TR EAFE SML CP ETF 464288273 12329 275023 SH SOLE 275023 0 0 ISHARES TR ESG MSCI EAFE 46435G516 248 4664 SH SOLE 4664 0 0 ISHARES TR ESG MSCI USA ETF 46435G425 686 11933 SH SOLE 11933 0 0 ISHARES TR ESG USD CORPT 46435G193 1063 41334 SH SOLE 41334 0 0 ISHARES TR INTL DEV RE ETF 464288489 4478 207129 SH SOLE 207129 0 0 ISHARES TR MICRO-CAP ETF 464288869 12969 193487 SH SOLE 193487 0 0 ISHARES TR MSCI EAFE ETF 464287465 1400 26186 SH SOLE 26186 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 47055 1378692 SH SOLE 1378692 0 0 ISHARES TR MSCI GLOBAL IMP 46435G532 401 6980 SH SOLE 6980 0 0 ISHARES TR NATIONAL MUN ETF 464288414 49258 435874 SH SOLE 435874 0 0 ISHARES TR RUS 1000 ETF 464287622 1749 12357 SH SOLE 12357 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 11655 101825 SH SOLE 101825 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1408 9490 SH SOLE 9490 0 0 ISHARES TR SHORT TREAS BD 464288679 86106 775589 SH SOLE 775589 0 0 JOHNSON & JOHNSON COM 478160104 397 3026 SH OTR 5 0 0 3026 JOHNSON & JOHNSON COM 478160104 7 50 SH SOLE 50 0 0 JPMORGAN CHASE & CO COM 46625H100 546 6062 SH OTR 5 0 0 6062 JPMORGAN CHASE & CO COM 46625H100 21 233 SH SOLE 233 0 0 LILLY ELI & CO COM 532457108 224 1613 SH OTR 5 0 0 1613 LILLY ELI & CO COM 532457108 1 8 SH SOLE 8 0 0 MASTERCARD INC CL A 57636Q104 392 1621 SH OTR 5 0 0 1621 MASTERCARD INC CL A 57636Q104 21 88 SH SOLE 88 0 0 MCDONALDS CORP COM 580135101 5 29 SH SOLE 29 0 0 MCDONALDS CORP COM 580135101 221 1337 SH OTR 5 0 0 1337 MERCK & CO. INC COM 58933Y105 281 3655 SH OTR 5 0 0 3655 MERCK & CO. INC COM 58933Y105 25 323 SH SOLE 323 0 0 MICROSOFT CORP COM 594918104 2592 16432 SH OTR 4 5 0 0 16432 MICROSOFT CORP COM 594918104 37 237 SH SOLE 237 0 0 MONDELEZ INTL INC CL A 609207105 204 4073 SH OTR 5 0 0 4073 MONDELEZ INTL INC CL A 609207105 3 69 SH SOLE 69 0 0 NETFLIX INC COM 64110L106 287 764 SH OTR 5 0 0 764 NETFLIX INC COM 64110L106 2 5 SH SOLE 5 0 0 NVIDIA CORP COM 67066G104 335 1272 SH OTR 5 0 0 1272 NVIDIA CORP COM 67066G104 2 9 SH SOLE 9 0 0 ORACLE CORP COM 68389X105 12 243 SH SOLE 243 0 0 ORACLE CORP COM 68389X105 247 5121 SH OTR 5 0 0 5121 PEPSICO INC COM 713448108 6 49 SH SOLE 49 0 0 PEPSICO INC COM 713448108 326 2716 SH OTR 5 0 0 2716 PFIZER INC COM 717081103 208 6372 SH OTR 4 5 0 0 6372 PFIZER INC COM 717081103 16 480 SH SOLE 480 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5033 50851 SH SOLE 50851 0 0 PROCTER & GAMBLE CO COM 742718109 479 4353 SH OTR 5 0 0 4353 PROCTER & GAMBLE CO COM 742718109 68 616 SH SOLE 616 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 230 894 SH SOLE 894 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 94101 1026971 SH SOLE 1026971 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 338 1191 SH OTR 5 0 0 1191 THERMO FISHER SCIENTIFIC INC COM 883556102 15 53 SH SOLE 53 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 610 7381 SH OTR 4 5 0 0 7381 UNITED PARCEL SERVICE INC CL B 911312106 968 10367 SH OTR 4 5 0 0 10367 UNITEDHEALTH GROUP INC COM 91324P102 14 55 SH SOLE 55 0 0 UNITEDHEALTH GROUP INC COM 91324P102 125 500 SH Call OTR 4 5 0 0 500 UNITEDHEALTH GROUP INC COM 91324P102 324 1300 SH Put OTR 4 5 0 0 1300 UNITEDHEALTH GROUP INC COM 91324P102 629 2523 SH OTR 4 5 0 0 2523 VANGUARD WORLD FD ESG INTL STK ETF 921910725 340 8260 SH SOLE 8260 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 862 18819 SH SOLE 18819 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 332 6188 SH OTR 5 0 0 6188 VERIZON COMMUNICATIONS INC COM 92343V104 25 467 SH SOLE 467 0 0 VISA INC COM CL A 92826C839 3 21 SH SOLE 21 0 0 VISA INC COM CL A 92826C839 492 3053 SH OTR 5 0 0 3053 WALMART INC COM 931142103 228 2004 SH OTR 5 0 0 2004 WALMART INC COM 931142103 7 63 SH SOLE 63 0 0 WELLS FARGO CO NEW COM 949746101 265 9230 SH OTR 5 0 0 9230 WELLS FARGO CO NEW COM 949746101 9 330 SH SOLE 330 0 0 WISDOMTREE TR 90/60 BALNCED FD 97717Y790 65948 2560074 SH SOLE 2560074 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 372 11261 SH SOLE 11261 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 201 5096 SH SOLE 5096 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 343 19059 SH SOLE 19059 0 0