0001221073-12-000006.txt : 20120209 0001221073-12-000006.hdr.sgml : 20120209 20120209070849 ACCESSION NUMBER: 0001221073-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 EFFECTIVENESS DATE: 20120209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Halbert, Hargrove/Russell LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 12584210 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 13F-HR 1 mktc_halb4q2011.txt HALBERT HARGROVE GLOBAL ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halbert Hargrove Global Advisors, LLC Address: 111 West Ocean Blvd., Suite 2300 Long Beach, CA 90802 13F File Number: 028-13854 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Carlos Abusaid Title: Phone: 562-435-5657 Signature, Place, and Date of Signing: /s/ John Carlos Abusaid Long Beach, CA February 06, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: $170,006 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-04558 Parametric Portfolio Associates 02 028- Alliance Bernstein 03 028-01204 Wentworth Hauser & Violich FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 412 5035 SH OTHER 01 02 0 0 5035 ABBOTT LABS COM 002824100 497 8837 SH OTHER 01 1000 0 7837 ACE LTD SHS H0023R105 344 4900 SH OTHER 01 02 0 0 4900 ACTIVISION BLIZZARD INC COM 00507V109 162 13118 SH OTHER 01 0 0 13118 ALLERGAN INC COM 018490102 304 3462 SH OTHER 01 0 0 3462 AMAZON COM INC COM 023135106 396 2286 SH OTHER 01 370 0 1916 AMGEN INC COM 031162100 247 3851 SH OTHER 01 0 0 3851 APACHE CORP COM 037411105 275 3033 SH OTHER 01 0 0 3033 APPLE INC COM 037833100 1651 4077 SH OTHER 01 235 0 3842 AT&T INC COM 00206r102 264 8727 SH OTHER 01 300 0 8427 AVIS BUDGET GROUP COM 053774105 108 10052 SH OTHER 01 0 0 10052 BAIDU INC SPON ADR REP A 056752108 204 1753 SH OTHER 01 0 0 1753 BAKER HUGHES INC COM 057224107 282 5800 SH OTHER 01 0 0 5800 BIOGEN IDEC INC COM 09062x103 203 1848 SH OTHER 01 800 0 1048 CAMERON INTERNATIONAL CORP COM 13342b105 234 4759 SH OTHER 01 0 0 4759 CAPITAL ONE FINL CORP COM 14040h105 307 7269 SH OTHER 01 0 0 7269 CELGENE CORP COM 151020104 741 10968 SH OTHER 01 0 0 10968 CHEVRON CORP NEW COM 166764100 999 9388 SH OTHER 01 02 0 0 9388 COCA COLA CO COM 191216100 208 2976 SH OTHER 01 02 229 0 2747 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 622 9666 SH OTHER 01 0 0 9666 COMCAST CORP NEW CL A 20030n101 283 11924 SH OTHER 01 0 0 11924 COMCAST CORP NEW CL A SPL 20030n200 271 11513 SH OTHER 01 0 0 11513 COSTCO WHSL CORP NEW COM 22160k105 300 3604 SH OTHER 01 02 420 0 3184 COVIDIEN PLC SHS G2554F113 445 9894 SH OTHER 01 0 0 9894 CSX CORP COM 126408103 275 13037 SH OTHER 01 0 0 13037 CVS CAREMARK CORPORATION COM 126650100 514 12602 SH OTHER 01 1350 0 11252 DANAHER CORP DEL COM 235851102 337 7156 SH OTHER 01 0 0 7156 DEERE & CO COM 244199105 265 3422 SH OTHER 01 02 0 0 3422 DEVON ENERGY CORP NEW COM 25179M103 324 5223 SH OTHER 01 0 0 5223 DISCOVER FINL SVCS COM 254709108 388 16157 SH OTHER 01 0 0 16157 DOLLAR GEN CORP NEW COM 256677105 290 7037 SH OTHER 01 0 0 7037 E M C CORP MASS COM 268648102 305 14165 SH OTHER 01 0 0 14165 EL PASO CORP COM 28336l109 551 20745 SH OTHER 01 0 0 20745 EXPEDITORS INTL WASH INC COM 302130109 258 6287 SH OTHER 01 0 0 6287 EXPRESS SCRIPTS INC COM 302182100 348 7778 SH OTHER 01 0 0 7778 EXXON MOBIL CORP COM 30231g102 1047 12350 SH OTHER 01 02 3088 0 9262 F5 NETWORKS INC COM 315616102 291 2746 SH OTHER 01 0 0 2746 FMC TECHNOLOGIES INC COM 30249u101 276 5280 SH OTHER 01 0 0 5280 FORD MTR CO DEL COM PAR $0.01 345370860 183 17013 SH OTHER 01 0 0 17013 FRANKLIN RES INC COM 354613101 222 2314 SH OTHER 01 0 0 2314 GENERAL ELECTRIC CO COM 369604103 704 39328 SH OTHER 01 02 0 0 39328 GOLDMAN SACHS GROUP INC COM 38141g104 356 3937 SH OTHER 01 1305 0 2632 GOOGLE INC CL A 38259p508 740 1146 SH OTHER 01 50 0 1096 HALLIBURTON CO COM 406216101 321 9301 SH OTHER 01 0 0 9301 INTERNATIONAL BUSINESS MACHS COM 459200101 961 5226 SH OTHER 01 02 375 0 4851 INTUITIVE SURGICAL INC COM NEW 46120e602 350 755 SH OTHER 01 0 0 755 ISHARES TR BARCLYS TIPS BD 464287176 1292 11069 SH SOLE 11069 0 0 ISHARES TR S&P 500 INDEX 464287200 1491 11839 SH SOLE 11839 0 0 ISHARES TR BARCLY USAGG B 464287226 840 7617 SH SOLE 7617 0 0 ISHARES TR MSCI EMERG MKT 464287234 5789 152594 SH SOLE 152594 0 0 ISHARES TR MSCI EAFE INDEX 464287465 12513 252626 SH SOLE 252626 0 0 ISHARES TR RUSSELL 1000 464287622 54528 786045 SH SOLE 786045 0 0 ISHARES TR RUSSELL 2000 464287655 777 10529 SH SOLE 10529 0 0 ISHARES TR RUSSELL 3000 464287689 1398 18850 SH SOLE 18850 0 0 ISHARES TR MSCI ACWI INDX 464288257 3382 80205 SH SOLE 80205 0 0 ISHARES TR MSCI SMALL CAP 464288273 26715 768546 SH SOLE 768546 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 1605 63560 SH SOLE 63560 0 0 ISHARES TR REAL EST 50 IN 464288521 3641 102989 SH SOLE 102989 0 0 JPMORGAN CHASE & CO COM 46625h100 693 20830 SH OTHER 01 02 1206 0 19624 KOHLS CORP COM 500255104 233 4720 SH OTHER 01 0 0 4720 LAS VEGAS SANDS CORP COM 517834107 295 6907 SH OTHER 01 0 0 6907 LOWES COS INC COM 548661107 300 11810 SH OTHER 01 0 0 11810 MASTERCARD INC CL A 57636q104 383 1026 SH OTHER 01 0 0 1026 METLIFE INC COM 59156R108 309 9911 SH OTHER 01 0 0 9911 MICROSOFT CORP COM 594918104 204 7876 SH OTHER 01 02 0 0 7876 MONSANTO CO NEW COM 61166w101 461 6577 SH OTHER 01 6 0 6571 MOSAIC CO NEW COM 61945C103 272 5395 SH OTHER 01 0 0 5395 NCR CORP NEW COM 62886e108 180 10951 SH OTHER 01 0 0 10951 NETAPP INC COM 64110d104 313 8643 SH OTHER 01 0 0 8643 NEWS CORP CL A 65248E104 182 10211 SH OTHER 01 0 0 10211 NIKE INC CL B 654106103 232 2409 SH OTHER 01 320 0 2089 OCCIDENTAL PETE CORP DEL COM 674599105 254 2710 SH OTHER 01 0 0 2710 ORACLE CORP COM 68389x105 676 26354 SH OTHER 01 1430 0 24924 PFIZER INC COM 717081103 257 11878 SH OTHER 01 02 2876 0 9002 PHILIP MORRIS INTL INC COM 718172109 455 5792 SH OTHER 01 515 0 5277 PRAXAIR INC COM 74005p104 536 5011 SH OTHER 01 580 0 4431 PRICELINE COM INC COM NEW 741503403 493 1055 SH OTHER 01 0 0 1055 PROCTER & GAMBLE CO COM 742718109 505 7565 SH OTHER 01 02 2332 0 5233 QUALCOMM INC COM 747525103 525 9599 SH OTHER 01 0 0 9599 SCHLUMBERGER LTD COM 806857108 664 9722 SH OTHER 01 0 0 9722 SHIRE PLC SPONSORED ADR 82481r106 540 5198 SH OTHER 01 0 0 5198 SIRIUS XM RADIO INC COM 82967n108 113 61871 SH OTHER 01 0 0 61871 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 470 13477 SH SOLE 13477 0 0 STARBUCKS CORP COM 855244109 320 6957 SH OTHER 01 0 0 6957 THERMO FISHER SCIENTIFIC INC COM 883556102 370 8229 SH OTHER 01 0 0 8229 TYCO INTERNATIONAL LTD SHS h89128104 257 5506 SH OTHER 01 0 0 5506 UNION PAC CORP COM 907818108 451 4261 SH OTHER 01 0 0 4261 UNITED PARCEL SERVICE INC CL B 911312106 377 5145 SH OTHER 01 0 0 5145 UNITED TECHNOLOGIES CORP COM 913017109 875 11966 SH OTHER 01 02 445 0 11521 UNITEDHEALTH GROUP INC COM 91324p102 872 17215 SH OTHER 01 0 0 17215 VALUECLICK INC COM 92046n102 163 10021 SH OTHER 01 0 0 10021 VANGUARD INDEX FDS REIT ETF 922908553 1617 27884 SH SOLE 27884 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1756 24411 SH SOLE 24411 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1271 18243 SH SOLE 18243 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 858 22457 SH SOLE 22457 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 5879 191941 SH SOLE 191941 0 0 VISA INC COM CL A 92826C839 864 8505 SH OTHER 01 0 0 8505 WELLS FARGO & CO NEW COM 949746101 576 20897 SH OTHER 01 02 120 0 20777 WISDOMTREE TRUST EQTY INC ETF 97717W208 1005 23410 SH SOLE 23410 0 0 WISDOMTREE TRUST EMG MKTS SMCAP 97717w281 4731 114451 SH SOLE 114451 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1072 20905 SH SOLE 20905 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 667 12802 SH SOLE 12802 0 0 WISDOMTREE TRUST DEFA FD 97717w703 2425 59265 SH SOLE 59265 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 456 12051 SH OTHER 01 0 0 12051 YUM BRANDS INC COM 988498101 342 5800 SH OTHER 01 0 0 5800 ZIONS BANCORPORATION COM 989701107 221 13568 SH OTHER 01 0 0 13568