0001221073-11-000032.txt : 20110725 0001221073-11-000032.hdr.sgml : 20110725 20110725111946 ACCESSION NUMBER: 0001221073-11-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110725 DATE AS OF CHANGE: 20110725 EFFECTIVENESS DATE: 20110725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Halbert, Hargrove/Russell LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 11983980 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 13F-HR 1 mktc_halb2q2011.txt HALBERT, HARGROVE/RUSSELL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halbert Hargrove Global Advisors, LLC Address: 111 West Ocean Blvd., Suite 2300 Long Beach, CA 90802 13F File Number: 028-13854 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Carlos Abusaid Title: Phone: 562-435-5657 Signature, Place, and Date of Signing: /s/ John Carlos Abusaid Long Beach, CA July 22, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $149,219 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-04558 Parametric Portfolio Associates 02 028- Alliance Bernstein 03 028-01204 Wentworth Hauser & Violich FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 482 5086 SH OTHER 01 02 0 0 5086 ABBOTT LABS COM 002824100 452 8599 SH OTHER 01 02 0 0 8599 ACE LTD SHS H0023R105 292 4433 SH OTHER 01 02 0 0 4433 ADOBE SYS INC COM 00724F101 234 7442 SH OTHER 01 0 0 5086 ALLERGAN INC COM 018490102 209 2515 SH OTHER 01 0 0 2515 AMAZON COM INC COM 023135106 485 2371 SH OTHER 01 0 0 2371 AMERICAN TOWER CORP CL A 029912201 213 4077 SH OTHER 01 0 0 4077 APACHE CORP COM 037411105 413 3344 SH OTHER 01 0 0 3344 APPLE INC COM 037833100 1412 4206 SH OTHER 01 0 0 4206 AT&T INC COM 00206r102 275 8740 SH OTHER 01 0 0 8740 BAIDU INC SPON ADR REP A 056752108 212 1510 SH OTHER 01 0 0 1510 BAKER HUGHES INC COM 057224107 435 5990 SH OTHER 01 0 0 5990 BANK OF AMERICA CORPORATION COM 060505104 353 32235 SH OTHER 01 02 0 0 32235 C H ROBINSON WORLDWIDE INC COM NEW 12541w209 371 4700 SH OTHER 01 0 0 4700 CAMERON INTERNATIONAL CORP COM 13342b105 325 6469 SH OTHER 01 0 0 6469 CAPITAL ONE FINL CORP COM 14040h105 327 6330 SH OTHER 01 0 0 6330 CELGENE CORP COM 151020104 416 6891 SH OTHER 01 0 0 6891 CHEVRON CORP NEW COM 166764100 1023 9948 SH OTHER 01 02 0 0 9948 CITRIX SYS INC COM 177376100 207 2591 SH OTHER 01 0 0 2591 CLIFFS NATURAL RESOURCES INC COM 18683K101 203 2200 SH OTHER 01 0 0 2200 COCA COLA CO COM 191216100 209 3113 SH OTHER 01 02 0 0 3113 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 380 5188 SH OTHER 01 0 0 5188 COMCAST CORP NEW CL A 20030n101 246 9704 SH OTHER 01 0 0 9704 COMCAST CORP NEW CL A SPL 20030n200 294 12148 SH OTHER 01 0 0 12148 COSTCO WHSL CORP NEW COM 22160k105 238 2931 SH OTHER 01 02 0 0 2931 COVIDIEN PLC SHS G2554F113 447 8400 SH OTHER 01 0 0 8400 CSX CORP COM 126408103 310 11818 SH OTHER 01 0 0 11818 CVS CAREMARK CORPORATION COM 126650100 412 10953 SH OTHER 01 0 0 10953 DANAHER CORP DEL COM 235851102 342 6450 SH OTHER 01 0 0 6450 DEERE & CO COM 244199105 279 3381 SH OTHER 01 02 0 0 3381 DEVON ENERGY CORP NEW COM 25179M103 407 5164 SH OTHER 01 0 0 5164 DISCOVER FINL SVCS COM 254709108 432 16149 SH OTHER 01 0 0 16149 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 314 7676 SH OTHER 01 0 0 7676 DISNEY WALT CO COM DISNEY 254687106 303 7754 SH OTHER 01 0 0 7754 DOLLAR GEN CORP NEW COM 256677105 217 6407 SH OTHER 01 0 0 6407 E M C CORP MASS COM 268648102 383 13890 SH OTHER 01 0 0 13890 EARTHLINK INC COM 270321102 81 10575 SH OTHER 01 0 0 10575 EL PASO CORP COM 28336l109 433 21415 SH OTHER 01 0 0 21415 EXPEDITORS INTL WASH INC COM 302130109 326 6372 SH OTHER 01 0 0 6372 EXPRESS SCRIPTS INC COM 302182100 304 5638 SH OTHER 01 0 0 5638 EXXON MOBIL CORP COM 30231g102 995 12225 SH OTHER 01 02 0 0 12225 F5 NETWORKS INC COM 315616102 211 1915 SH OTHER 01 0 0 1915 FMC TECHNOLOGIES INC COM 30249u101 258 5761 SH OTHER 01 0 0 5761 FRANKLIN RES INC COM 354613101 278 2118 SH OTHER 01 0 0 2118 FREEPORT-MCMORAN COPPER & GO COM 35671d857 381 7193 SH OTHER 01 0 0 7193 GENERAL ELECTRIC CO COM 369604103 838 44443 SH OTHER 01 02 0 0 44443 GOLDMAN SACHS GROUP INC COM 38141g104 547 4107 SH OTHER 01 0 0 4107 GOOGLE INC CL A 38259p508 688 1358 SH OTHER 01 0 0 1358 GREEN MTN COFFEE ROASTERS IN COM 393122106 214 2403 SH OTHER 01 0 0 2403 HALLIBURTON CO COM 406216101 576 11299 SH OTHER 01 0 0 11299 HEWLETT PACKARD CO COM 428236103 263 7216 SH OTHER 01 0 0 7216 ILLINOIS TOOL WKS INC COM 452308109 266 4717 SH OTHER 01 02 0 0 4717 INGERSOLL-RAND PLC SHS G47791101 341 7500 SH OTHER 01 0 0 7500 INTERNATIONAL BUSINESS MACHS COM 459200101 976 5692 SH OTHER 01 02 0 0 5692 INTUITIVE SURGICAL INC COM NEW 46120e602 345 926 SH OTHER 01 0 0 926 INVESCO LTD SHS G491BT108 217 9266 SH OTHER 01 0 0 9266 ISHARES TR BARCLYS TIPS BD 464287176 1327 11996 SH SOLE 11996 0 0 ISHARES TR S&P 500 INDEX 464287200 1576 11900 SH SOLE 11900 0 0 ISHARES TR BARCLY USAGG B 464287226 754 7067 SH SOLE 7067 0 0 ISHARES TR MSCI EMERG MKT 464287234 4246 89210 SH SOLE 89210 0 0 ISHARES TR MSCI EAFE INDEX 464287465 12235 203434 SH SOLE 203434 0 0 ISHARES TR RUSSELL 1000 464287622 29800 403306 SH SOLE 403306 0 0 ISHARES TR RUSSELL 2000 464287655 791 9554 SH SOLE 9554 0 0 ISHARES TR RUSSELL 3000 464287689 1495 18850 SH SOLE 18850 0 0 ISHARES TR MSCI ACWI INDX 464288257 2929 60711 SH SOLE 60711 0 0 ISHARES TR MSCI SMALL CAP 464288273 31960 732531 SH SOLE 732531 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 2146 68367 SH SOLE 68367 0 0 ISHARES TR REAL EST 50 IN 464288521 4567 124006 SH SOLE 124006 0 0 JPMORGAN CHASE & CO COM 46625h100 1085 26492 SH OTHER 01 02 0 0 26492 JUNIPER NETWORKS INC COM 48203r104 250 7947 SH OTHER 01 0 0 7947 KOHLS CORP COM 500255104 218 4363 SH OTHER 01 0 0 4363 LOWES COS INC COM 548661107 264 11331 SH OTHER 01 0 0 11331 MASTERCARD INC CL A 57636q104 392 1300 SH OTHER 01 0 0 1300 METLIFE INC COM 59156R108 367 8375 SH OTHER 01 0 0 8375 MICROSOFT CORP COM 594918104 236 9082 SH OTHER 01 02 0 0 9082 NETAPP INC COM 64110d104 494 9361 SH OTHER 01 0 0 9361 NIKE INC CL B 654106103 222 2466 SH OTHER 01 0 0 2466 OCCIDENTAL PETE CORP DEL COM 674599105 272 2618 SH OTHER 01 0 0 2618 OMNICOM GROUP INC COM 681919106 322 6692 SH OTHER 01 0 0 6692 ORACLE CORP COM 68389x105 876 26614 SH OTHER 01 0 0 26614 POPULAR INC COM 733174106 42 15398 SH OTHER 01 0 0 15398 PRAXAIR INC COM 74005p104 277 2557 SH OTHER 01 0 0 2557 PRICELINE COM INC COM NEW 741503403 466 910 SH OTHER 01 0 0 910 PROCTER & GAMBLE CO COM 742718109 382 6006 SH OTHER 01 02 0 0 6006 QUALCOMM INC COM 747525103 554 9759 SH OTHER 01 0 0 9759 ROVI CORP COM 779376102 218 3806 SH OTHER 01 0 0 3806 SCHLUMBERGER LTD COM 806857108 798 9239 SH OTHER 01 0 0 9239 SHIRE PLC SPONSORED ADR 82481r106 468 4967 SH OTHER 01 0 0 4967 SLM CORP COM 78442p106 270 16057 SH OTHER 01 0 0 16057 THERMO FISHER SCIENTIFIC INC COM 883556102 417 6469 SH OTHER 01 0 0 6469 UNION PAC CORP COM 907818108 349 3340 SH OTHER 01 0 0 3340 UNITED PARCEL SERVICE INC CL B 911312106 421 5770 SH OTHER 01 0 0 5770 UNITED TECHNOLOGIES CORP COM 913017109 1100 12427 SH OTHER 01 02 0 0 12427 UNITEDHEALTH GROUP INC COM 91324p102 772 14967 SH OTHER 01 0 0 14967 VANGUARD INDEX FDS REIT ETF 922908553 2513 41820 SH SOLE 41820 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1897 23583 SH SOLE 23583 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1357 17380 SH SOLE 17380 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 873 17954 SH SOLE 17954 0 0 VARIAN MED SYS INC COM 92220p105 341 4867 SH OTHER 01 0 0 4867 VISA INC COM CL A 92826C839 670 7946 SH OTHER 01 0 0 7946 WELLS FARGO & CO NEW COM 949746101 606 21588 SH OTHER 01 02 0 0 21588 WISDOMTREE TRUST EQTY INC ETF 97717W208 1882 45368 SH SOLE 45368 0 0 WISDOMTREE TRUST EMG MKTS SMCAP 97717w281 6361 121100 SH SOLE 121100 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1086 17802 SH SOLE 17802 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 1018 18675 SH SOLE 18675 0 0 WISDOMTREE TRUST DEFA FD 97717w703 2592 51665 SH SOLE 51665 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 335 9956 SH OTHER 01 0 0 9956 ZIONS BANCORPORATION COM 989701107 240 9983 SH OTHER 01 0 0 9983