0001221073-11-000021.txt : 20110510 0001221073-11-000021.hdr.sgml : 20110510 20110510083932 ACCESSION NUMBER: 0001221073-11-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 EFFECTIVENESS DATE: 20110510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Halbert, Hargrove/Russell LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 11825828 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 13F-HR 1 mktc_halb1q11.txt HALBERT, HARGROVE/RUSSELL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halbert Hargrove Global Advisors, LLC Address: 111 West Ocean Blvd., Suite 2300 Long Beach, CA 90802 13F File Number: 028-13854 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Carlos Abusaid Title: Phone: 562-435-5657 Signature, Place, and Date of Signing: /s/ John Carlos Abusaid Long Beach, CA May 06, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: $151,162 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-04558 Parametric Portfolio Associates 02 028- Alliance Bernstein 03 028-01204 Wentworth Hauser & Violich FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 499 5332 SH OTHER 1 2 680 0 4652 ABBOTT LABS COM 002824100 388 7902 SH OTHER 1 2 0 0 7902 ACE LTD SHS H0023R105 291 4505 SH OTHER 1 2 0 0 4505 ADOBE SYS INC COM 00724F101 356 10747 SH OTHER 1 0 0 10747 ALTERA CORP COM 021441100 233 5300 SH OTHER 1 0 0 5300 AMAZON COM INC COM 023135106 420 2331 SH OTHER 1 0 0 2331 APACHE CORP COM 037411105 462 3530 SH OTHER 1 0 0 3530 APPLE INC COM 037833100 1447 4152 SH OTHER 1 0 0 4152 AT&T INC COM 00206r102 415 13541 SH OTHER 1 4770 0 8771 BAIDU INC SPON ADR REP A 056752108 240 1738 SH OTHER 1 0 0 1738 BAKER HUGHES INC COM 057224107 363 4947 SH OTHER 1 0 0 4947 BANK OF AMERICA CORPORATION COM 060505104 415 31129 SH OTHER 1 2 0 0 31129 C H ROBINSON WORLDWIDE INC COM NEW 12541w209 355 4792 SH OTHER 1 0 0 4792 CAMERON INTERNATIONAL CORP COM 13342b105 249 4369 SH OTHER 1 0 0 4369 CELGENE CORP COM 151020104 390 6777 SH OTHER 1 0 0 6777 CHEVRON CORP NEW COM 166764100 1179 10970 SH OTHER 1 2 0 0 10970 CISCO SYS INC COM 17275r102 272 15887 SH OTHER 1 0 0 15887 CITIGROUP INC COM 172967101 118 26634 SH OTHER 1 0 0 26634 CLIFFS NATURAL RESOURCES INC COM 18683K101 233 2368 SH OTHER 1 0 0 2368 COCA COLA CO COM 191216100 221 3337 SH OTHER 1 2 0 0 3337 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 916 11247 SH OTHER 1 0 0 11247 COMCAST CORP NEW CL A 20030n101 227 9167 SH OTHER 1 0 0 9167 COMCAST CORP NEW CL A SPL 20030n200 269 11594 SH OTHER 1 0 0 11594 COSTCO WHSL CORP NEW COM 22160k105 225 3073 SH OTHER 1 2 0 0 3073 CSX CORP COM 126408103 318 4041 SH OTHER 1 0 0 4041 CVS CAREMARK CORPORATION COM 126650100 378 11004 SH OTHER 1 0 0 11004 DANAHER CORP DEL COM 235851102 327 6308 SH OTHER 1 0 0 6308 DEERE & CO COM 244199105 327 3370 SH OTHER 1 2 0 0 3370 DEVON ENERGY CORP NEW COM 25179M103 537 5850 SH OTHER 1 0 0 5850 DISCOVER FINL SVCS COM 254709108 401 16614 SH OTHER 1 0 0 16614 DISNEY WALT CO COM DISNEY 254687106 327 7594 SH OTHER 1 0 0 7594 E M C CORP MASS COM 268648102 373 14052 SH OTHER 1 0 0 14052 EL PASO CORP COM 28336l109 407 22633 SH OTHER 1 0 0 22633 EXPEDITORS INTL WASH INC COM 302130109 251 5000 SH OTHER 1 0 0 5000 EXPRESS SCRIPTS INC COM 302182100 300 5388 SH OTHER 1 0 0 5388 EXXON MOBIL CORP COM 30231g102 1040 12358 SH OTHER 1 2 0 0 12358 FLEXTRONICS INTL LTD ORD Y2573F102 136 18150 SH OTHER 1 0 0 18150 FLUOR CORP NEW COM 343412102 214 2904 SH OTHER 1 0 0 2904 FMC TECHNOLOGIES INC COM 30249u101 262 2771 SH OTHER 1 0 0 2771 FRANKLIN RES INC COM 354613101 240 1921 SH OTHER 1 0 0 1921 FREEPORT-MCMORAN COPPER & GO COM 35671d857 275 4956 SH OTHER 1 0 0 4956 GENERAL ELECTRIC CO COM 369604103 813 40549 SH OTHER 1 2 1 0 40548 GOLDMAN SACHS GROUP INC COM 38141g104 826 5205 SH OTHER 1 0 0 5205 GOOGLE INC CL A 38259p508 798 1360 SH OTHER 1 0 0 1360 GREEN MTN COFFEE ROASTERS IN COM 393122106 244 3782 SH OTHER 1 0 0 3782 HALLIBURTON CO COM 406216101 548 10989 SH OTHER 1 0 0 10989 HEWLETT PACKARD CO COM 428236103 458 11180 SH OTHER 1 0 0 11180 ILLINOIS TOOL WKS INC COM 452308109 241 4492 SH OTHER 1 2 0 0 4492 INGERSOLL-RAND PLC SHS G47791101 345 7146 SH OTHER 1 0 0 7146 INTERNATIONAL BUSINESS MACHS COM 459200101 1017 6234 SH OTHER 1 2 0 0 6234 INTUITIVE SURGICAL INC COM NEW 46120e602 312 935 SH OTHER 1 0 0 935 INVESCO LTD SHS G491BT108 229 8941 SH OTHER 1 0 0 8941 ISHARES TR BARCLYS TIPS BD 464287176 1284 11762 SH SOLE 11762 0 0 ISHARES TR S&P 500 INDEX 464287200 1683 12650 SH SOLE 12650 0 0 ISHARES TR BARCLY USAGG B 464287226 736 7005 SH SOLE 7005 0 0 ISHARES TR MSCI EMERG MKT 464287234 4270 87728 SH SOLE 87728 0 0 ISHARES TR MSCI EAFE INDEX 464287465 12164 202467 SH SOLE 202467 0 0 ISHARES TR RUSSELL 1000 464287622 27671 374586 SH SOLE 374586 0 0 ISHARES TR RUSSELL 2000 464287655 835 9926 SH SOLE 9926 0 0 ISHARES TR RUSSELL 3000 464287689 1494 18850 SH SOLE 18850 0 0 ISHARES TR MSCI ACWI INDX 464288257 2938 60759 SH SOLE 60759 0 0 ISHARES TR MSCI SMALL CAP 464288273 31043 716265 SH SOLE 716265 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 2181 69561 SH SOLE 69561 0 0 ISHARES TR REAL EST 50 IN 464288521 4867 135688 SH SOLE 135688 0 0 JPMORGAN CHASE & CO COM 46625h100 1177 25541 SH OTHER 1 2 0 0 25541 JUNIPER NETWORKS INC COM 48203r104 370 8790 SH OTHER 1 0 0 8790 LOWES COS INC COM 548661107 309 11702 SH OTHER 1 0 0 11702 MASTERCARD INC CL A 57636q104 359 1428 SH OTHER 1 0 0 1428 MCDONALDS CORP COM 580135101 260 3416 SH OTHER 1 0 0 3416 METLIFE INC COM 59156R108 368 8217 SH OTHER 1 0 0 8217 MICROSOFT CORP COM 594918104 236 9313 SH OTHER 1 2 0 0 9313 NETAPP INC COM 64110d104 434 9019 SH OTHER 1 0 0 9019 OCCIDENTAL PETE CORP DEL COM 674599105 273 2609 SH OTHER 1 0 0 2609 OMNICOM GROUP INC COM 681919106 318 6472 SH OTHER 1 0 0 6472 ORACLE CORP COM 68389x105 905 27073 SH OTHER 1 0 0 27073 PNC FINL SVCS GROUP INC COM 693475105 338 5368 SH OTHER 1 0 0 5368 POPULAR INC COM 733174106 43 14585 SH OTHER 1 0 0 14585 PRAXAIR INC COM 74005p104 481 4732 SH OTHER 1 0 0 4732 PRICELINE COM INC COM NEW 741503403 667 1317 SH OTHER 1 0 0 1317 PROCTER & GAMBLE CO COM 742718109 376 6105 SH OTHER 1 2 0 0 6105 QUALCOMM INC COM 747525103 526 9594 SH OTHER 1 0 0 9593 SCHLUMBERGER LTD COM 806857108 831 8907 SH OTHER 1 0 0 8907 SHIRE PLC SPONSORED ADR 82481r106 420 4828 SH OTHER 1 0 0 4828 SIRIUS XM RADIO INC COM 82967n108 30 17889 SH OTHER 1 0 0 17889 SLM CORP COM 78442p106 179 11691 SH OTHER 1 0 0 11691 THERMO FISHER SCIENTIFIC INC COM 883556102 362 6517 SH OTHER 1 0 0 6517 UNION PAC CORP COM 907818108 324 3299 SH OTHER 1 0 0 3299 UNITED PARCEL SERVICE INC CL B 911312106 327 4401 SH OTHER 1 0 0 4401 UNITED TECHNOLOGIES CORP COM 913017109 1028 12146 SH OTHER 1 2 0 0 12146 UNITEDHEALTH GROUP INC COM 91324p102 515 11404 SH OTHER 1 0 0 11404 VANGUARD INDEX FDS REIT ETF 922908553 4060 69442 SH SOLE 69442 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2697 33479 SH SOLE 33479 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2462 31166 SH SOLE 31166 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1290 26352 SH SOLE 26352 0 0 VARIAN MED SYS INC COM 92220p105 319 4718 SH OTHER 1 0 0 4718 VISA INC COM CL A 92826C839 329 4466 SH OTHER 1 0 0 4466 WALTER ENERGY INC COM 93317q105 244 1804 SH OTHER 1 0 0 1804 WELLS FARGO & CO NEW COM 949746101 723 22785 SH OTHER 1 2 0 0 22785 WISDOMTREE TR LARGECAP GRWTH 97717x107 1190 30508 SH SOLE 30508 0 0 WISDOMTREE TRUST EQTY INC ETF 97717W208 1960 48312 SH SOLE 48312 0 0 WISDOMTREE TRUST EMG MKTS SMCAP 97717w281 5837 109140 SH SOLE 109140 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1225 20053 SH SOLE 20053 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 1124 20807 SH SOLE 20807 0 0 WISDOMTREE TRUST DEFA FD 97717w703 2428 48840 SH SOLE 48840 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 302 9508 SH OTHER 1 0 0 9508 ZIONS BANCORPORATION COM 989701107 223 9651 SH OTHER 1 0 0 9651