-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OlRRQXCJGdcxcZa3yziaA6fpmXNBxFGpThCEq6k2xQnHPNAwuSDd9IfCDfBW5v3Y ivlx54Hfb2WOrT+XNTN7bw== 0000950159-10-000154.txt : 20100216 0000950159-10-000154.hdr.sgml : 20100215 20100216153710 ACCESSION NUMBER: 0000950159-10-000154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SB Schonfeld Fund Advisors, LLC CENTRAL INDEX KEY: 0001484078 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13814 FILM NUMBER: 10607214 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-832-0900 MAIL ADDRESS: STREET 1: 460 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 schonfeld13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SB Schonfeld Fund Advisors, LLC Address: 460 Park Avenue New York, New York 10022 Form 13F File Number: 028- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Mark Peckman Title: General Counsel Phone: 516-942-2411 Signature, Place, and Date of Signing: /s/ Mark Peckman New York, New York 2/16/10 - ----------------- ------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ---------------------------------------------- --------- -------- -------- ------- -------- ----------------- -------- ----- 3M CO COM 88579Y101 820 9,922 SH 01 DEFINED 9,922 ABB LTD SPONSORED ADR 000375204 278 14,580 SH 01 DEFINED 14,580 ABBOTT LABS COM 002824100 300 5,564 SH 01 DEFINED 5,564 ABERCROMBIE & FITCH CO CL A 002896207 381 10,932 SH 01 DEFINED 10,932 ACTIVISION BLIZZARD INC COM 00507V109 539 48,476 SH 01 DEFINED 48,476 ADOBE SYS INC COM 00724F101 414 11,246 SH 01 DEFINED 11,246 AETNA INC NEW COM 00817Y108 1,122 35,409 SH 01 DEFINED 35,409 AFLAC INC COM 001055102 264 5,708 SH 01 DEFINED 5,708 AGCO CORP COM 001084102 201 6,200 SH 01 DEFINED 6,200 AGILENT TECHNOLOGIES INC COM 00846U101 283 9,113 SH 01 DEFINED 9,113 AGRIUM INC COM 008916108 485 7,885 SH 01 DEFINED 7,885 AIR PRODS & CHEMS INC COM 009158106 492 6,070 SH 01 DEFINED 6,070 ALCOA INC COM 013817101 195 12,100 SH 01 DEFINED 12,100 ALCON INC COM SHS H01301102 322 1,957 SH 01 DEFINED 1,957 AMAZON COM INC COM 023135106 2,128 15,818 SH 01 DEFINED 15,818 AMERICAN GREETINGS CORP CL A 026375105 229 10,500 SH 01 DEFINED 10,500 ANADARKO PETE CORP COM 032511107 807 12,929 SH 01 DEFINED 12,929 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 471 11,724 SH 01 DEFINED 11,724 ANNTAYLOR STORES CORP COM 036115103 146 10,700 SH 01 DEFINED 10,700 APACHE CORP COM 037411105 536 5,200 SH 01 DEFINED 5,200 APPLIED MATLS INC COM 038222105 245 17,586 SH 01 DEFINED 17,586 ARCELORMITTAL NY REGISTRY SH 03938L104 347 7,590 SH 01 DEFINED 7,590 ARKANSAS BEST CORP DEL COM 040790107 285 9,700 SH 01 DEFINED 9,700 AT&T INC COM 00206R102 311 11,090 SH 01 DEFINED 11,090 ATHENAHEALTH INC COM 04685W103 250 5,523 SH 01 DEFINED 5,523 ATWOOD OCEANICS INC COM 050095108 251 7,000 SH 01 DEFINED 7,000 AUTOMATIC DATA PROCESSING INC COM 053015103 301 7,028 SH 01 DEFINED 7,028 AVERY DENNISON CORP COM 053611109 242 6,638 SH 01 DEFINED 6,638 AVON PRODS INC COM 054303102 539 17,099 SH 01 DEFINED 17,099 BAIDU INC SPON ADR REP A 056752108 501 1,218 SH 01 DEFINED 1,218 BAKER HUGHES INC COM 057224107 228 5,622 SH 01 DEFINED 5,622 BANCO SANTANDER SA ADR 05964H105 423 25,700 SH 01 DEFINED 25,700 BARNES & NOBLE INC COM 067774109 349 18,300 SH 01 DEFINED 18,300 BARRICK GOLD CORP COM 067901108 916 23,270 SH 01 DEFINED 23,270 BB&T CORP COM 054937107 349 13,765 SH 01 DEFINED 13,765 BECTON DICKINSON & CO COM 075887109 284 3,600 SH 01 DEFINED 3,600 BED BATH & BEYOND INC COM 075896100 518 13,415 SH 01 DEFINED 13,415 BEST BUY INC COM 086516101 1,205 30,525 SH 01 DEFINED 30,525 BHP BILLITON PLC SPONSORED ADR 05545E209 685 10,731 SH 01 DEFINED 10,731 BLACKROCK INC COM 09247X101 362 1,557 SH 01 DEFINED 1,557 BMC SOFTWARE INC COM 055921100 211 5,251 SH 01 DEFINED 5,251 BOEING CO COM 097023105 1,120 20,682 SH 01 DEFINED 20,682 BOSTON PROPERTIES INC COM 101121101 1,106 16,489 SH 01 DEFINED 16,489 BP PLC SPONSORED ADR 055622104 378 6,517 SH 01 DEFINED 6,517 BRISTOL-MYERS SQUIBB CO COM 110122108 939 37,187 SH 01 DEFINED 37,187 BROADCOM CORP CL A 111320107 740 23,530 SH 01 DEFINED 23,530 BUCYRUS INTL INC NEW COM 118759109 246 4,366 SH 01 DEFINED 4,366 BUNGE LIMITED COM G16962105 357 5,600 SH 01 DEFINED 5,600 CA INC COM 12673P105 644 28,667 SH 01 DEFINED 28,667 CABOT OIL & GAS CORP COM 127097103 275 6,300 SH 01 DEFINED 6,300 CALPINE CORP COM NEW 131347304 141 12,800 SH 01 DEFINED 12,800 CAMPBELL SOUP CO COM 134429109 821 24,300 SH 01 DEFINED 24,300 CAPITAL ONE FINL CORP COM 14040H105 294 7,680 SH 01 DEFINED 7,680 CARDINAL HEALTH INC COM 14149Y108 558 17,306 SH 01 DEFINED 17,306 CAREER EDUCATION CORP COM 141665109 251 10,770 SH 01 DEFINED 10,770 CARNIVAL CORP PAIRED CTF 143658300 900 28,390 SH 01 DEFINED 28,390 CATERPILLAR INC DEL COM 149123101 312 5,466 SH 01 DEFINED 5,466 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 387 16,400 SH 01 DEFINED 16,400 CENTURYTEL INC COM 156700106 225 6,205 SH 01 DEFINED 6,205 CF INDS HLDGS INC COM 125269100 590 6,500 SH 01 DEFINED 6,500 CHESAPEAKE ENERGY CORP COM 165167107 388 15,000 SH 01 DEFINED 15,000 CHILDRENS PL RETAIL STORES I COM 168905107 215 6,518 SH 01 DEFINED 6,518 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 254 5,474 SH 01 DEFINED 5,474 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 405 4,600 SH 01 DEFINED 4,600 CHUBB CORP COM 171232101 375 7,622 SH 01 DEFINED 7,622 CHURCH & DWIGHT INC COM 171340102 242 4,000 SH 01 DEFINED 4,000 CIENA CORP COM NEW 171779309 198 18,289 SH 01 DEFINED 18,289 CIGNA CORP COM 125509109 254 7,210 SH 01 DEFINED 7,210 CINTAS CORP COM 172908105 349 13,403 SH 01 DEFINED 13,403 CME GROUP INC COM 12572Q105 521 1,552 SH 01 DEFINED 1,552 CNOOC LTD SPONSORED ADR 126132109 1,065 6,850 SH 01 DEFINED 6,850 COACH INC COM 189754104 260 7,125 SH 01 DEFINED 7,125 COCA-COLA CO COM 191216100 413 7,246 SH 01 DEFINED 7,246 COLGATE PALMOLIVE CO COM 194162103 276 3,362 SH 01 DEFINED 3,362 COMCAST CORP CL A 20030N101 508 30,139 SH 01 DEFINED 30,139 COMCAST CORP NEW CL A SPL 20030N200 1,001 62,514 SH 01 DEFINED 62,514 CON-WAY INC COM 205944101 554 15,874 SH 01 DEFINED 15,874 CONAGRA FOODS INC COM 205887102 613 26,600 SH 01 DEFINED 26,600 COOPER INDS LTD SHS G24140108 239 5,600 SH 01 DEFINED 5,600 COSTCO WHSL CORP NEW COM 22160K105 1,548 26,169 SH 01 DEFINED 26,169 CROWN CASTLE INTL CORP COM 228227104 230 5,879 SH 01 DEFINED 5,879 CSX CORP COM 126408103 262 5,410 SH 01 DEFINED 5,410 CTC MEDIA INC COM 12642X106 156 10,500 SH 01 DEFINED 10,500 CUMMINS INC COM 231021106 201 4,391 SH 01 DEFINED 4,391 CYPRESS SEMICONDUCTOR CORP COM 232806109 145 13,755 SH 01 DEFINED 13,755 DANAHER CORP DEL COM 235851102 221 2,936 SH 01 DEFINED 2,936 DECKERS OUTDOOR CORP COM 243537107 783 7,700 SH 01 DEFINED 7,700 DEERE & CO COM 244199105 925 17,098 SH 01 DEFINED 17,098 DELL INC COM 24702R101 596 41,526 SH 01 DEFINED 41,526 DELTA AIR LINES INC DEL COM NEW 247361702 135 11,900 SH 01 DEFINED 11,900 DENDREON CORP COM 24823Q107 215 8,200 SH 01 DEFINED 8,200 DEUTSCHE BANK AG NAMEN AKT D18190898 808 11,400 SH 01 DEFINED 11,400 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1,215 12,345 SH 01 DEFINED 12,345 DISH NETWORK CL A 25470M109 212 10,211 SH 01 DEFINED 10,211 DISNEY WALT CO COM DISNEY 254687106 377 11,696 SH 01 DEFINED 11,696 E M C CORP MASS COM 268648102 314 17,968 SH 01 DEFINED 17,968 EATON CORP COM 278058102 265 4,173 SH 01 DEFINED 4,173 EBIX INC COM NEW 278715206 669 13,700 SH 01 DEFINED 13,700 EMERSON ELEC CO COM 291011104 660 15,500 SH 01 DEFINED 15,500 ENCANA CORP COM 292505104 965 29,800 SH 01 DEFINED 29,800 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 207 10,100 SH 01 DEFINED 10,100 ENI S P A SPONSORED ADR 26874R108 240 4,742 SH 01 DEFINED 4,742 EOG RES INC COM 26875P101 974 10,006 SH 01 DEFINED 10,006 EQUITY RESIDENTIAL SH BEN INT 29476L107 936 27,702 SH 01 DEFINED 27,702 ERICSSON L M REL CO ADR B SEK 10 294821608 177 19,253 SH 01 DEFINED 19,253 EXELON CORP COM 30161N101 239 4,900 SH 01 DEFINED 4,900 EXPRESS SCRIPTS INC COM 302182100 462 5,343 SH 01 DEFINED 5,343 EXXON MOBIL CORP COM 30231G102 681 9,983 SH 01 DEFINED 9,983 FACTSET RESH SYS INC COM 303075105 1,013 15,384 SH 01 DEFINED 15,384 FEDEX CORP COM 31428X106 950 11,381 SH 01 DEFINED 11,381 FIDELITY NATL INFORMATION SV COM 31620M106 286 12,185 SH 01 DEFINED 12,185 FIRST SOLAR INC COM 336433107 786 5,806 SH 01 DEFINED 5,806 FLOWSERVE CORP COM 34354P105 350 3,700 SH 01 DEFINED 3,700 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 312 6,511 SH 01 DEFINED 6,511 FPL GROUP INC COM 302571104 380 7,200 SH 01 DEFINED 7,200 FRANKLIN RES INC COM 354613101 634 6,017 SH 01 DEFINED 6,017 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,093 13,619 SH 01 DEFINED 13,619 FUEL SYSTEMS SOLUTIONS INC COM 35952W103 618 14,978 SH 01 DEFINED 14,978 FUQI INTERNATIONAL INC COM NEW 36102A207 192 10,700 SH 01 DEFINED 10,700 GARMIN LTD ORD G37260109 282 9,201 SH 01 DEFINED 9,201 GENERAL CABLE CORP DEL NEW COM 369300108 277 9,419 SH 01 DEFINED 9,419 GENERAL MLS INC COM 370334104 220 3,100 SH 01 DEFINED 3,100 GENERAL STEEL HOLDINGS INC COM 370853103 46 10,500 SH 01 DEFINED 10,500 GENZYME CORP COM 372917104 467 9,521 SH 01 DEFINED 9,521 GERDAU S A SPONSORED ADR 373737105 310 18,200 SH 01 DEFINED 18,200 GILEAD SCIENCES INC COM 375558103 294 6,793 SH 01 DEFINED 6,793 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 232 5,500 SH 01 DEFINED 5,500 GRAINGER W W INC COM 384802104 208 2,149 SH 01 DEFINED 2,149 GREIF INC CL A 397624107 502 9,300 SH 01 DEFINED 9,300 GUESS INC COM 401617105 397 9,379 SH 01 DEFINED 9,379 HALLIBURTON CO COM 406216101 410 13,610 SH 01 DEFINED 13,610 HARLEY DAVIDSON INC COM 412822108 262 10,400 SH 01 DEFINED 10,400 HCP INC COM 40414L109 474 15,532 SH 01 DEFINED 15,532 HDFC BANK LTD ADR REPS 3 SHS 40415F101 285 2,189 SH 01 DEFINED 2,189 HECLA MNG CO COM 422704106 67 10,800 SH 01 DEFINED 10,800 HELMERICH & PAYNE INC COM 423452101 274 6,866 SH 01 DEFINED 6,866 HEWLETT PACKARD CO COM 428236103 1,041 20,213 SH 01 DEFINED 20,213 HONEYWELL INTL INC COM 438516106 446 11,384 SH 01 DEFINED 11,384 HSBC HLDGS PLC SPON ADR NEW 404280406 346 6,057 SH 01 DEFINED 6,057 HUMANA INC COM 444859102 298 6,800 SH 01 DEFINED 6,800 HUNT J B TRANS SVCS INC COM 445658107 309 9,590 SH 01 DEFINED 9,590 ILLINOIS TOOL WKS INC COM 452308109 288 6,000 SH 01 DEFINED 6,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 215 3,883 SH 01 DEFINED 3,883 INTERCONTINENTALEXCHANGE INC COM 45865V100 225 2,000 SH 01 DEFINED 2,000 INTERNATIONAL BUSINESS MACHS COM 459200101 335 2,561 SH 01 DEFINED 2,561 INTREPID POTASH INC COM 46121Y102 239 8,200 SH 01 DEFINED 8,200 INTUITIVE SURGICAL INC COM NEW 46120E602 329 1,085 SH 01 DEFINED 1,085 ITT CORP COM 450911102 284 5,700 SH 01 DEFINED 5,700 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 101 17,800 SH 01 DEFINED 17,800 JACKSON HEWITT TAX SVCS INC COM 468202106 46 10,500 SH 01 DEFINED 10,500 JETBLUE AIRWAYS CORP COM 477143101 62 11,400 SH 01 DEFINED 11,400 JOHNSON & JOHNSON COM 478160104 886 13,759 SH 01 DEFINED 13,759 JOY GLOBAL INC COM 481165108 320 6,200 SH 01 DEFINED 6,200 KELLOGG CO COM 487836108 526 9,890 SH 01 DEFINED 9,890 KEYCORP COM 493267108 248 44,600 SH 01 DEFINED 44,600 KFORCE INC COM 493732101 131 10,500 SH 01 DEFINED 10,500 KIMBERLY CLARK CORP COM 494368103 1,062 16,671 SH 01 DEFINED 16,671 KLA-TENCOR CORP COM 482480100 304 8,400 SH 01 DEFINED 8,400 KOHLS CORP COM 500255104 890 16,508 SH 01 DEFINED 16,508 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,243 14,300 SH 01 DEFINED 14,300 LAS VEGAS SANDS CORP COM 517834107 154 10,300 SH 01 DEFINED 10,300 LAUDER ESTEE COS INC CL A 518439104 237 4,900 SH 01 DEFINED 4,900 LILLY ELI & CO COM 532457108 213 5,967 SH 01 DEFINED 5,967 LOCKHEED MARTIN CORP COM 539830109 654 8,686 SH 01 DEFINED 8,686 LOWES COS INC COM 548661107 265 11,323 SH 01 DEFINED 11,323 MACY'S INC COM 55616P104 249 14,873 SH 01 DEFINED 14,873 MANPOWER INC WIS COM 56418H100 289 5,300 SH 01 DEFINED 5,300 MARATHON OIL CORP COM 565849106 211 6,769 SH 01 DEFINED 6,769 MARINER ENERGY INC COM 56845T305 134 11,514 SH 01 DEFINED 11,514 MARRIOTT INTL INC CL A 571903202 434 15,914 SH 01 DEFINED 15,914 MARTIN MARIETTA MATLS INC COM 573284106 476 5,327 SH 01 DEFINED 5,327 MCDONALDS CORP COM 580135101 1,047 16,764 SH 01 DEFINED 16,764 MCGRAW HILL COS INC COM 580645109 464 13,832 SH 01 DEFINED 13,832 MCKESSON INC COM 58155Q103 243 3,890 SH 01 DEFINED 3,890 MEDCO HEALTH SOLUTIONS INC COM 58405U102 435 6,800 SH 01 DEFINED 6,800 MERCADOLIBRE INC COM 58733R102 539 10,400 SH 01 DEFINED 10,400 MERCK & CO INC COM 58933Y105 484 13,258 SH 01 DEFINED 13,258 MGM MIRAGE COM 552953101 160 17,500 SH 01 DEFINED 17,500 MICROSOFT CORP COM 594918104 1,913 62,751 SH 01 DEFINED 62,751 MOSAIC CO COM 61945A107 561 9,400 SH 01 DEFINED 9,400 MOTOROLA INC COM 620076109 636 81,900 SH 01 DEFINED 81,900 MURPHY OIL CORP COM 626717102 389 7,171 SH 01 DEFINED 7,171 MYLAN INC COM 628530107 455 24,672 SH 01 DEFINED 24,672 NETAPP INC COM 64110D104 297 8,644 SH 01 DEFINED 8,644 NETFLIX INC COM 64110L106 331 5,994 SH 01 DEFINED 5,994 NEWMONT MINING CORP COM 651639106 545 11,525 SH 01 DEFINED 11,525 NEWS CORP CL A 65248E104 163 11,900 SH 01 DEFINED 11,900 NOBLE CORPORATION NAMEN -AKT H5833N103 233 5,732 SH 01 DEFINED 5,732 NOBLE ENERGY INC COM 655044105 414 5,809 SH 01 DEFINED 5,809 NOKIA CORP SPONSORED ADR 654902204 144 11,174 SH 01 DEFINED 11,174 NORFOLK SOUTHERN CORP COM 655844108 448 8,543 SH 01 DEFINED 8,543 NORTHROP GRUMMAN CORP COM 666807102 765 13,700 SH 01 DEFINED 13,700 NOVELLUS SYS INC COM 670008101 238 10,205 SH 01 DEFINED 10,205 NUANCE COMMUNICATIONS INC COM 67020Y100 170 10,961 SH 01 DEFINED 10,961 NUVASIVE INC COM 670704105 427 13,363 SH 01 DEFINED 13,363 OLD DOMINION FGHT LINES INC COM 679580100 279 9,076 SH 01 DEFINED 9,076 OMNICOM GROUP INC COM 681919106 243 6,200 SH 01 DEFINED 6,200 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 871 46,856 SH 01 DEFINED 46,856 ORMAT TECHNOLOGIES INC COM 686688102 409 10,800 SH 01 DEFINED 10,800 OSHKOSH CORP COM 688239201 685 18,500 SH 01 DEFINED 18,500 OSI PHARMACEUTICALS INC COM 671040103 329 10,600 SH 01 DEFINED 10,600 OWENS ILL INC COM NEW 690768403 201 6,100 SH 01 DEFINED 6,100 PACCAR INC COM 693718108 248 6,828 SH 01 DEFINED 6,828 PALM INC NEW COM 696643105 136 13,500 SH 01 DEFINED 13,500 PARTNERRE LTD COM G6852T105 202 2,700 SH 01 DEFINED 2,700 PAYCHEX INC COM 704326107 762 24,877 SH 01 DEFINED 24,877 PEETS COFFEE & TEA INC COM 705560100 507 15,200 SH 01 DEFINED 15,200 PENNEY J C INC COM 708160106 258 9,707 SH 01 DEFINED 9,707 PEPSICO INC COM 713448108 321 5,285 SH 01 DEFINED 5,285 PETROCHINA CO LTD SPONSORED ADR 71646E100 1,249 10,500 SH 01 DEFINED 10,500 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 309 7,300 SH 01 DEFINED 7,300 PFIZER INC COM 717081103 352 19,332 SH 01 DEFINED 19,332 PG&E CORP COM 69331C108 210 4,700 SH 01 DEFINED 4,700 PNC FINL SVCS GROUP INC COM 693475105 307 5,818 SH 01 DEFINED 5,818 POTASH CORP SASK INC COM 73755L107 304 2,804 SH 01 DEFINED 2,804 PPG INDS INC COM 693506107 658 11,247 SH 01 DEFINED 11,247 PRAXAIR INC COM 74005P104 250 3,117 SH 01 DEFINED 3,117 PRE PAID LEGAL SVCS INC COM 740065107 288 7,000 SH 01 DEFINED 7,000 PRECISION CASTPARTS CORP COM 740189105 673 6,100 SH 01 DEFINED 6,100 PRICELINE COM INC COM NEW 741503403 926 4,238 SH 01 DEFINED 4,238 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 221 9,200 SH 01 DEFINED 9,200 PROCTER & GAMBLE CO COM 742718109 1,661 27,388 SH 01 DEFINED 27,388 PRUDENTIAL FINL INC COM 744320102 491 9,874 SH 01 DEFINED 9,874 PUBLIC STORAGE COM 74460D109 1,328 16,300 SH 01 DEFINED 16,300 QUEST DIAGNOSTICS INC COM 74834L100 844 13,977 SH 01 DEFINED 13,977 RANDGOLD RES LTD ADR 752344309 201 2,538 SH 01 DEFINED 2,538 RANGE RES CORP COM 75281A109 295 5,920 SH 01 DEFINED 5,920 RAYTHEON CO COM NEW 755111507 927 17,994 SH 01 DEFINED 17,994 REGIONS FINANCIAL CORP NEW COM 7591EP100 91 17,200 SH 01 DEFINED 17,200 RELIANCE STEEL & ALUMINUM CO COM 759509102 207 4,800 SH 01 DEFINED 4,800 RESMED INC COM 761152107 209 4,000 SH 01 DEFINED 4,000 RIO TINTO PLC SPONSORED ADR 767204100 258 1,200 SH 01 DEFINED 1,200 ROCKWELL COLLINS INC COM 774341101 283 5,121 SH 01 DEFINED 5,121 ROPER INDS INC NEW COM 776696106 293 5,600 SH 01 DEFINED 5,600 ROSS STORES INC COM 778296103 359 8,400 SH 01 DEFINED 8,400 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 306 12,099 SH 01 DEFINED 12,099 ROYAL GOLD INC COM 780287108 452 9,600 SH 01 DEFINED 9,600 RYDER SYS INC COM 783549108 263 6,400 SH 01 DEFINED 6,400 SANOFI AVENTIS SPONSORED ADR 80105N105 1,222 31,124 SH 01 DEFINED 31,124 SAP AG SPON ADR 803054204 646 13,794 SH 01 DEFINED 13,794 SCHNITZER STL INDS CL A 806882106 229 4,800 SH 01 DEFINED 4,800 SCHWAB CHARLES CORP NEW COM 808513105 291 15,452 SH 01 DEFINED 15,452 SEARS HLDGS CORP COM 812350106 258 3,095 SH 01 DEFINED 3,095 SIEMENS A G SPONSORED ADR 826197501 557 6,077 SH 01 DEFINED 6,077 SIMON PPTY GROUP INC NEW COM 828806109 830 10,407 SH 01 DEFINED 10,407 SIRONA DENTAL SYSTEMS INC COM 82966C103 340 10,700 SH 01 DEFINED 10,700 SK TELECOM LTD SPONSORED ADR 78440P108 195 11,974 SH 01 DEFINED 11,974 SMITHFIELD FOODS INC COM 832248108 170 11,200 SH 01 DEFINED 11,200 SOUTHERN COPPER CORP COM 84265V105 559 17,000 SH 01 DEFINED 17,000 SOUTHWESTERN ENERGY CO COM 845467109 362 7,500 SH 01 DEFINED 7,500 SPECTRA ENERGY CORP COM 847560109 226 11,000 SH 01 DEFINED 11,000 ST JUDE MEDICAL INC COM 790849103 455 12,366 SH 01 DEFINED 12,366 STAPLES INC COM 855030102 287 11,653 SH 01 DEFINED 11,653 STARBUCKS CORP COM 855244109 596 25,829 SH 01 DEFINED 25,829 STATE STR CORP COM 857477103 614 14,100 SH 01 DEFINED 14,100 STATOIL ASA SPONSORED ADR 85771P102 234 9,411 SH 01 DEFINED 9,411 STERICYCLE INC COM 858912108 226 4,092 SH 01 DEFINED 4,092 STERIS CORP COM 859152100 235 8,400 SH 01 DEFINED 8,400 STRYKER CORP COM 863667101 317 6,301 SH 01 DEFINED 6,301 SUN MICROSYSTEMS INC COM NEW 866810203 101 10,728 SH 01 DEFINED 10,728 SUNCOR ENERGY INC NEW COM 867224107 204 5,765 SH 01 DEFINED 5,765 SYSCO CORP COM 871829107 658 23,542 SH 01 DEFINED 23,542 TECK RESOURCES LTD CL B 878742204 706 20,200 SH 01 DEFINED 20,200 TELEFONICA S A SPONSORED ADR 879382208 283 3,384 SH 01 DEFINED 3,384 TERRA INDS INC COM 880915103 264 8,200 SH 01 DEFINED 8,200 TESSERA TECHNOLOGIES INC COM 88164L100 242 10,400 SH 01 DEFINED 10,400 THERMO FISHER SCIENTIFIC INC COM 883556102 307 6,442 SH 01 DEFINED 6,442 THORATEC CORP COM NEW 885175307 210 7,800 SH 01 DEFINED 7,800 TIME WARNER CABLE INC COM 88732J207 584 14,101 SH 01 DEFINED 14,101 TITAN INTL INC ILL COM 88830M102 84 10,300 SH 01 DEFINED 10,300 TJX COS INC NEW COM 872540109 525 14,358 SH 01 DEFINED 14,358 TORCHMARK CORP COM 891027104 207 4,700 SH 01 DEFINED 4,700 TOTAL S A SPONSORED ADR 89151E109 877 13,700 SH 01 DEFINED 13,700 TRANSOCEAN LTD REG SHS H8817H100 346 4,180 SH 01 DEFINED 4,180 TRUE RELIGION APPAREL INC COM 89784N104 324 17,500 SH 01 DEFINED 17,500 TUPPERWARE BRANDS CORP COM 899896104 331 7,100 SH 01 DEFINED 7,100 UBS AG SHS NEW H89231338 156 10,082 SH 01 DEFINED 10,082 UNILEVER N V N Y SHS NEW 904784709 778 24,052 SH 01 DEFINED 24,052 UNILEVER PLC SPON ADR NEW 904767704 996 31,219 SH 01 DEFINED 31,219 UNION PAC CORP COM 907818108 581 9,087 SH 01 DEFINED 9,087 UNITED STATES STEEL CORP NEW COM 912909108 226 4,100 SH 01 DEFINED 4,100 UNITED TECHNOLOGIES CORP COM 913017109 1,048 15,104 SH 01 DEFINED 15,104 UNITEDHEALTH GROUP INC COM 91324P102 486 15,948 SH 01 DEFINED 15,948 UNIVERSAL CORP VA COM 913456109 201 4,400 SH 01 DEFINED 4,400 US BANCORP DEL COM NEW 902973304 360 16,000 SH 01 DEFINED 16,000 VIACOM INC NEW CL B 92553P201 200 6,741 SH 01 DEFINED 6,741 VISTAPRINT NV SHS N93540107 238 4,200 SH 01 DEFINED 4,200 VMWARE INC CL A COM 928563402 471 11,120 SH 01 DEFINED 11,120 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 356 15,400 SH 01 DEFINED 15,400 VORNADO RLTY TR SH BEN INT 929042109 804 11,501 SH 01 DEFINED 11,501 WAL MART STORES INC COM 931142103 567 10,600 SH 01 DEFINED 10,600 WALGREEN CO COM 931422109 634 17,260 SH 01 DEFINED 17,260 WALTER ENERGY INC COM 93317Q105 279 3,700 SH 01 DEFINED 3,700 WHIRLPOOL CORP COM 963320106 248 3,078 SH 01 DEFINED 3,078 WMS INDS INC COM 929297109 204 5,100 SH 01 DEFINED 5,100 WYNN RESORTS LTD COM 983134107 524 9,000 SH 01 DEFINED 9,000 YUM BRANDS INC COM 988498101 440 12,591 SH 01 DEFINED 12,591 ZIMMER HLDGS INC COM 98956P102 808 13,675 SH 01 DEFINED 13,675 298 134,432
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 298 Form 13F Information Table Value Total: 134,432 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number CIK Number Name 01 28-13268 0001425994 Schonfeld Group Holdings, LLC -----END PRIVACY-ENHANCED MESSAGE-----