0001484068-11-000008.txt : 20111114 0001484068-11-000008.hdr.sgml : 20111111 20111114161029 ACCESSION NUMBER: 0001484068-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN ARROW CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001484068 IRS NUMBER: 260368514 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13792 FILM NUMBER: 111202545 BUSINESS ADDRESS: STREET 1: C/O MILLENNIUM INTERNATIONAL MGMT. LP STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-841-4100 MAIL ADDRESS: STREET 1: C/O MILLENNIUM INTERNATIONAL MGMT. LP STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 13F-HR 1 greenarrow_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment |_| This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Green Arrow Capital Management LLC Address: 666 Fifth Avenue, 8th Floor New York, NY 10103 13F File Number: 028-13792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Williams Title: Chief Financial Officer Phone: 212-841-4100 Signature, Place, and Date of Signing: /s/ Robert Williams New York, NY 11/14/2011 ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $ 415,234 (thousands) List of Other Included Managers: No. Form 13 F File Number Name --- --------------------- ---- 1 028-12506 Israel A. Englander 2 028-12854 Millennium International Management LP The Institutional Investment Manager filing this report and the Other Included Managers described above are affiliates. Each of the holdings described below is held directly or indirectly by Millennium Partners, L.P. or one or more affiliated investment funds that invest a portion of their assets in Millennium Partners, L.P. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE ----------------------- -------- --------- ------ -------- --- ---- ------- ------- ------- ------ ------- ABB LTD SPONSORED ADR 000375204 683 40000 SH DEFINED 1,2 40000 ABINGTON BANCORP INC COM 00350L109 1217 169000 SH DEFINED 1,2 169000 ACTIVISION BLIZZARD INC COM 00507V109 2975 250000 SH DEFINED 1,2 250000 ADTRAN INC COM 00738A106 1323 50000 SH DEFINED 1,2 50000 AETNA INC NEW COM 00817Y108 3635 100000 SH DEFINED 1,2 100000 AIRGAS INC COM 009363102 1915 30000 SH DEFINED 1,2 30000 ALERE INC COM 01449J105 2456 125000 SH DEFINED 1,2 125000 ALEXION PHARMACEUTICALS INC COM 015351109 4183 65300 SH DEFINED 1,2 65300 ALLERGAN INC COM 018490102 1699 20618 SH DEFINED 1,2 20618 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1506 83593 SH DEFINED 1,2 83593 ALPHA NATURAL RESOURCES INC COM 02076X102 378 21345 SH DEFINED 1,2 21345 AMERICAN AXLE & MFG HLDGS IN COM 024061103 420 55000 SH CALL DEFINED 1,2 55000 ANTHERA PHARMACEUTICALS INC COM 03674U102 954 200000 SH DEFINED 1,2 200000 APOLLO GROUP INC CL A 037604105 198 5000 SH DEFINED 1,2 5000 ARCH COAL INC COM 039380100 881 60441 SH DEFINED 1,2 60441 ARIAD PHARMACEUTICALS INC COM 04033A100 2637 300000 SH DEFINED 1,2 300000 ASHLAND INC NEW COM 044209104 2648 60000 SH DEFINED 1,2 60000 AUTODESK INC COM 052769106 1390 50000 SH DEFINED 1,2 50000 AVAGO TECHNOLOGIES LTD SHS Y0486S104 3441 105000 SH DEFINED 1,2 105000 BARNES & NOBLE INC COM 067774109 355 30000 SH DEFINED 1,2 30000 BARNES & NOBLE INC COM 067774109 355 30000 SH PUT DEFINED 1,2 30000 BAXTER INTL INC COM 071813109 2746 48922 SH DEFINED 1,2 48922 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2550 80000 SH DEFINED 1,2 80000 BROADSOFT INC COM 11133B409 1518 50000 SH DEFINED 1,2 50000 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2160 500000 SH CALL DEFINED 1,2 500000 BROOKLINE BANCORP INC DEL COM 11373M107 1399 181500 SH DEFINED 1,2 181500 CALIPER LIFE SCIENCES INC COM 130872104 3979 380000 SH DEFINED 1,2 380000 CAPITAL ONE FINL CORP COM 14040H105 169 4265 SH DEFINED 1,2 4265 CBS CORP NEW CL B 124857202 3058 150025 SH DEFINED 1,2 150025 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 4295 150000 SH DEFINED 1,2 150000 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 859 30000 SH CALL DEFINED 1,2 30000 CIGNA CORP COM 125509109 6328 150893 SH DEFINED 1,2 150893 CITRIX SYS INC COM 177376100 1363 25000 SH DEFINED 1,2 25000 CLECO CORP NEW COM 12561W105 4832 141527 SH DEFINED 1,2 141527 CLOROX CO DEL COM 189054109 2421 36500 SH CALL DEFINED 1,2 36500 CMS ENERGY CORP COM 125896100 6547 330837 SH DEFINED 1,2 330837 COMCAST CORP NEW CL A 20030N101 9937 475000 SH DEFINED 1,2 475000 CORELOGIC INC COM 21871D103 320 30000 SH CALL DEFINED 1,2 30000 CRANE CO COM 224399105 714 20000 SH DEFINED 1,2 20000 CVS CAREMARK CORPORATION COM 126650100 924 27518 SH DEFINED 1,2 27518 DANA HLDG CORP COM 235825205 1050 100000 SH DEFINED 1,2 100000 DOMINION RES INC VA NEW COM 25746U109 6182 121772 SH DEFINED 1,2 121772 DUKE ENERGY CORP NEW COM 26441C105 3278 164000 SH DEFINED 1,2 164000 E M C CORP MASS COM 268648102 5667 270000 SH DEFINED 1,2 270000 E TRADE FINANCIAL CORP COM NEW 269246401 94 10312 SH DEFINED 1,2 10312 E TRADE FINANCIAL CORP COM NEW 269246401 1458 160000 SH CALL DEFINED 1,2 160000 EASTMAN KODAK CO COM 277461109 78 100000 SH CALL DEFINED 1,2 100000 EASTMAN KODAK CO COM 277461109 43 55000 SH DEFINED 1,2 55000 EBAY INC COM 278642103 4424 150000 SH DEFINED 1,2 150000 EDWARDS LIFESCIENCES CORP COM 28176E108 1405 19705 SH DEFINED 1,2 19705 EL PASO CORP COM 28336L109 5441 311257 SH DEFINED 1,2 311257 ELECTRONIC ARTS INC COM 285512109 1023 50000 SH DEFINED 1,2 50000 EXELON CORP COM 30161N101 535 12552 SH DEFINED 1,2 12552 EXPEDIA INC DEL COM 30212P105 3219 125004 SH DEFINED 1,2 125004 EXPEDITORS INTL WASH INC COM 302130109 1926 47500 SH DEFINED 1,2 47500 EXPRESS SCRIPTS INC COM 302182100 4078 110000 SH CALL DEFINED 1,2 110000 EXTREME NETWORKS INC COM 30226D106 729 275000 SH DEFINED 1,2 275000 FIFTH THIRD BANCORP COM 316773100 256 25384 SH DEFINED 1,2 25384 FIRST HORIZON NATL CORP COM 320517105 596 100000 SH DEFINED 1,2 100000 FIRSTENERGY CORP COM 337932107 8462 188427 SH DEFINED 1,2 188427 FUNDTECH LTD ORD M47095100 462 20000 SH DEFINED 1,2 20000 GEN-PROBE INC NEW COM 36866T103 1145 20000 SH DEFINED 1,2 20000 GENUINE PARTS CO COM 372460105 1270 25000 SH DEFINED 1,2 25000 GLOBAL INDS LTD COM 379336100 8094 1022000 SH DEFINED 1,2 1022000 GLOBAL INDS LTD COM 379336100 372 47000 SH PUT DEFINED 1,2 47000 GOODRICH CORP COM 382388106 5262 43600 SH CALL DEFINED 1,2 43600 GOODRICH CORP COM 382388106 3620 30000 SH PUT DEFINED 1,2 30000 GOODRICH CORP COM 382388106 18790 155700 SH DEFINED 1,2 155700 GRAINGER W W INC COM 384802104 45 300 SH DEFINED 1,2 300 GREAT PLAINS ENERGY INC COM 391164100 3003 155618 SH DEFINED 1,2 155618 HARRIS CORP DEL COM 413875105 513 15000 SH DEFINED 1,2 15000 HEALTH MGMT ASSOC INC NEW CL A 421933102 2076 300000 SH DEFINED 1,2 300000 HEICO CORP NEW CL A 422806208 2356 70000 SH DEFINED 1,2 70000 HILL ROM HLDGS INC COM 431475102 3740 124583 SH DEFINED 1,2 124583 IDACORP INC COM 451107106 5860 155098 SH DEFINED 1,2 155098 INTUITIVE SURGICAL INC COM NEW 46120E602 1680 4613 SH DEFINED 1,2 4613 ISHARES TR RUSSELL 2000 464287655 1286 20000 SH PUT DEFINED 1,2 20000 ITT CORP NEW COM 450911102 2940 70000 SH DEFINED 1,2 70000 KANSAS CITY SOUTHERN COM NEW 485170302 1499 30000 SH DEFINED 1,2 30000 KBW INC COM 482423100 496 36000 SH DEFINED 1,2 36000 KINETIC CONCEPTS INC COM NEW 49460W208 389 5900 SH CALL DEFINED 1,2 5900 KRAFT FOODS INC CL A 50075N104 1075 50000 SH CALL DEFINED 1,2 50000 KRAFT FOODS INC CL A 50075N104 2240 66705 SH DEFINED 1,2 66705 LENNAR CORP CL A 526057104 51 3788 SH DEFINED 1,2 3788 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 2214 150000 SH DEFINED 1,2 150000 LIFE TECHNOLOGIES CORP COM 53217V109 3843 100000 SH CALL DEFINED 1,2 100000 LINCOLN NATL CORP IND COM 534187109 1419 90800 SH CALL DEFINED 1,2 90800 MAXIM INTEGRATED PRODS INC COM 57772K101 3500 150000 SH DEFINED 1,2 150000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 234 5000 SH DEFINED 1,2 5000 MOTOROLA MOBILITY HLDGS INC COM 620097105 5667 150000 SH DEFINED 1,2 150000 NALCO HOLDING COMPANY COM 62985Q101 1049 30000 SH CALL DEFINED 1,2 30000 NATIONAL SEMICONDUCTOR CORP COM 637640103 146 50000 SH CALL DEFINED 1,2 50000 NETAPP INC COM 64110D104 2545 75000 SH DEFINED 1,2 75000 NETLOGIC MICROSYSTEMS INC COM 64118B100 8662 180000 SH DEFINED 1,2 180000 NEW YORK CMNTY BANCORP INC COM 649445103 893 75000 SH DEFINED 1,2 75000 NEWMARKET CORP COM 651587107 1215 8000 SH DEFINED 1,2 8000 NEWS CORP CL B 65248E203 1404 90000 SH DEFINED 1,2 90000 NISOURCE INC COM 65473P105 5439 254404 SH DEFINED 1,2 254404 NORFOLK SOUTHERN CORP COM 655844108 3179 52100 SH DEFINED 1,2 52100 NORTHEAST UTILS COM 664397106 6933 206019 SH DEFINED 1,2 206019 NUVASIVE INC COM 670704105 1706 100000 SH CALL DEFINED 1,2 100000 OGE ENERGY CORP COM 670837103 1704 35661 SH DEFINED 1,2 35661 ONEOK INC NEW COM 682680103 5448 82500 SH DEFINED 1,2 82500 OPTIMER PHARMACEUTICALS INC COM 68401H104 4152 300000 SH DEFINED 1,2 300000 ORACLE CORP COM 68389X105 8622 300000 SH DEFINED 1,2 300000 PAETEC HOLDING CORP COM 695459107 3874 732400 SH DEFINED 1,2 732400 PAREXEL INTL CORP COM 699462107 1893 100000 SH DEFINED 1,2 100000 PFIZER INC COM 717081103 5481 310000 SH DEFINED 1,2 310000 PHH CORP COM NEW 693320202 161 10000 SH DEFINED 1,2 10000 PINNACLE WEST CAP CORP COM 723484101 3589 83583 SH DEFINED 1,2 83583 PNM RES INC COM 69349H107 3611 219800 SH DEFINED 1,2 219800 PPL CORP COM 69351T106 8767 307191 SH DEFINED 1,2 307191 PROGRESS ENERGY INC COM 743263105 7236 139906 SH DEFINED 1,2 139906 PROSPERITY BANCSHARES INC COM 743606105 989 30250 SH DEFINED 1,2 30250 QUAD /GRAPHICS INC COM CL A 747301109 994 55000 SH DEFINED 1,2 55000 QUALCOMM INC COM 747525103 243 5000 SH DEFINED 1,2 5000 REPUBLIC SVCS INC COM 760759100 702 25000 SH DEFINED 1,2 25000 RESEARCH IN MOTION LTD COM 760975102 4060 200000 SH CALL DEFINED 1,2 200000 RESMED INC COM 761152107 1754 60919 SH DEFINED 1,2 60919 S1 CORPORATION COM 78463B101 6281 685000 SH DEFINED 1,2 685000 SANOFI RIGHT 12/31/202080105N113 48 45000 SH DEFINED 1,2 45000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 2050 500000 SH DEFINED 1,2 500000 SHIRE PLC SPONSORED ADR 82481R106 5636 60000 SH DEFINED 1,2 60000 SHUTTERFLY INC COM 82568P304 1647 40000 SH DEFINED 1,2 40000 SIGNATURE BK NEW YORK N Y COM 82669G104 1417 29700 SH DEFINED 1,2 29700 SILGAN HOLDINGS INC COM 827048109 735 20000 SH DEFINED 1,2 20000 SIRONA DENTAL SYSTEMS INC COM 82966C103 1696 40000 SH DEFINED 1,2 40000 SOTHEBYS COM 835898107 551 20000 SH PUT DEFINED 1,2 20000 SOUTHERN CO COM 842587107 7886 186126 SH DEFINED 1,2 186126 SOUTHERN UN CO NEW COM 844030106 4098 101000 SH DEFINED 1,2 101000 SPDR GOLD TRUST GOLD SHS 78463V107 790 5000 SH DEFINED 1,2 5000 STRYKER CORP COM 863667101 3887 82463 SH DEFINED 1,2 82463 SUNTRUST BKS INC COM 867914103 337 18750 SH DEFINED 1,2 18750 TAM SA SP ADR REP PFD 87484D103 2337 150000 SH DEFINED 1,2 150000 TCF FINL CORP COM 872275102 916 100000 SH DEFINED 1,2 100000 TEMPLE INLAND INC COM 879868107 1569 50000 SH CALL DEFINED 1,2 50000 TEMPLE INLAND INC COM 879868107 1785 56900 SH DEFINED 1,2 56900 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 2074 90750 SH DEFINED 1,2 90750 THERMON GROUP HLDGS INC COM 88362T103 967 70000 SH DEFINED 1,2 70000 TIME WARNER INC COM NEW 887317303 5994 200000 SH DEFINED 1,2 200000 TRANSATLANTIC HLDGS INC COM 893521104 1941 40000 SH DEFINED 1,2 40000 TRAVELERS COMPANIES INC COM 89417E109 487 10000 SH DEFINED 1,2 10000 U S G CORP COM NEW 903293405 202 30000 SH PUT DEFINED 1,2 30000 UNION PAC CORP COM 907818108 5513 67500 SH DEFINED 1,2 67500 UNITED RENTALS INC COM 911363109 1347 80000 SH DEFINED 1,2 80000 VERTEX PHARMACEUTICALS INC COM 92532F100 8892 200000 SH CALL DEFINED 1,2 200000 VIVUS INC COM 928551100 525 65000 SH DEFINED 1,2 65000 VMWARE INC CL A COM 928563402 3215 40000 SH DEFINED 1,2 40000 WATSON PHARMACEUTICALS INC COM 942683103 1850 27112 SH DEFINED 1,2 27112 WEBMD HEALTH CORP COM 94770V102 1825 60526 SH DEFINED 1,2 60526 WEBSTER FINL CORP CONN COM 947890109 926 60500 SH DEFINED 1,2 60500 WELLS FARGO & CO NEW COM 949746101 306 12700 SH DEFINED 1,2 12700 WESTERN ALLIANCE BANCORP COM 957638109 767 139909 SH DEFINED 1,2 139909 WINN DIXIE STORES INC COM NEW 974280307 651 110000 SH DEFINED 1,2 110000 XENOPORT INC COM 98411C100 2950 500000 SH DEFINED 1,2 500000 YAHOO INC COM 984332106 1054 80000 SH CALL DEFINED 1,2 80000 YAHOO INC COM 984332106 3490 265000 SH PUT DEFINED 1,2 265000 YAHOO INC COM 984332106 3688 280000 SH DEFINED 1,2 280000