-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nk/EQk3ye2DtbOmrwLFhGXo6+hWA3fv+8PA6s8dfBxxXdKn7Sc2so9sD0QXEHZRv uS4YJ85wKBlWPewQ6umf3w== 0001144204-10-056438.txt : 20101029 0001144204-10-056438.hdr.sgml : 20101029 20101029164131 ACCESSION NUMBER: 0001144204-10-056438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101029 DATE AS OF CHANGE: 20101029 EFFECTIVENESS DATE: 20101029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ITHAKA GROUP LLC CENTRAL INDEX KEY: 0001484043 IRS NUMBER: 262269925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13786 FILM NUMBER: 101152344 BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 240 395 5000 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 v199310_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 ------------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: ` Name: THE ITHAKA GROUP, LLC ------------------------------------------------- Address: 3 BETHESDA METRO CENTER ------------------------------------------------- SUITE 700 ------------------------------------------------- BETHESDA, MD 20814 ------------------------------------------------- Form 13F File Number: 28-13786 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ROBERT A. KATZEN ------------------------------------------------- Title: COO, CFO & CCO ------------------------------------------------- Phone: 301-775-7409 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robert A. Katzen West Palm Beach, FL 10/18/10 - ----------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 39 --------------- Form 13F Information Table Value Total: 168,029 --------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respectto which this report is filed, other than the manager filing this report. NONE The Ithaka Group, LLC FORM 13F Master 30-Sept-10 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AKAMAI TECHNOLOGIES COM COM 00971T101 3478 69320 SH Sole 42640 26680 AMAZON COM INC COM 23135106 8478 53978 SH Sole 34833 19145 AMERICAN TOWER CORP CL A COM 29912201 2604 50795 SH Sole 29525 21270 APPLE COMPUTER INC COM COM 37833100 11980 42220 SH Sole 26035 16185 B E AEROSPACE INC COM 73302101 5289 174485 SH Sole 107485 67000 BAIDU INC COM 56752108 3101 30220 SH Sole 18685 11535 BLACKROCK INC COM 09247x101 1920 11276 SH Sole 8126 3150 C H ROBINSON WORLDWIDE NEW COM 12541w209 4261 60946 SH Sole 38321 22625 CISCO SYSTEM INC COM 17275r102 285 13000 SH Sole 3950 9050 COACH INC COM 189754104 5665 131860 SH Sole 85810 46050 CREE INC COM 225447101 2491 45885 SH Sole 28370 17515 EXPEDITORS INTL WASH INC COM 302130109 4077 88185 SH Sole 57490 30695 F5 NETWORKS INC COM 315616102 7358 70882 SH Sole 45437 25445 GOLDMAN SACHS GROUP INC COM 38141g104 2784 19256 SH Sole 15291 3965 GOOGLE INC CLASS A COM 38259p508 7129 13558 SH Sole 8523 5035 GREEN MTN COFFEE INC COM 393122106 3340 107089 SH Sole 63410 43679 HONEYWELL INTERNATIONAL COM 438516106 3859 87827 SH Sole 61702 26125 ILLUMINA INC COM 452327109 5917 120270 SH Sole 76670 43600 INTUITIVE SURGICAL NEW COM 46120e602 5249 18500 SH Sole 10995 7505 JOHNSON CONTROLS INC COM 478366107 6405 210000 SH Sole 210000 MASTERCARD INC COM 57636q104 6802 30368 SH Sole 19058 11310 MERCADOLIBRE INC COM COM 58733R102 3307 45815 SH Sole 29215 16600 MICROSOFT CORP COM 594918104 476 19456 SH Sole 5100 14356 NATIONAL-OILWELL INC COM 637071101 3792 85270 SH Sole 53530 31740 NETFLIX INC COM 64110L106 1931 11905 SH Sole 7610 4295 NEW ORIENTAL ED & TECH SPON AD COM 647581107 2722 27900 SH Sole 18600 9300 NUVASIVE INC NEW COM 670704105 2075 59055 SH Sole 40835 18220 OPENTABLE INC COM 68372A104 2757 40502 SH Sole 26267 14235 POTASH CORP SASK INC FOR EIGN COM 73755l107 5937 41220 SH Sole 25410 15810 PRECISION CASTPARTS CORP COM 740189105 5226 41037 SH Sole 26262 14775 PRICELINE.COM INC NEW COM 741503403 5078 14579 SH Sole 8854 5725 PROCTER & GAMBLE CO COM COM 742718109 240 4000 SH Sole 4000 QUALCOMM INC COM 747525103 3284 72755 SH Sole 51015 21740 SALESFORCE COM INC COM 79466L302 7915 70800 SH Sole 48465 22335 SCHLUMBERGER LTD COM 806857108 5410 87805 SH Sole 53995 33810 SOUTHWESTERN ENERGY CO COM 845467109 3277 98010 SH Sole 62435 35575 VISA INC CL A COM 92826c839 4601 61962 SH Sole 37333 24629 VMWARE INC COM 928563402 3293 38770 SH Sole 25300 13470 WYNN RESORTS COM 983134107 4236 48813 SH Sole 31298 17515
-----END PRIVACY-ENHANCED MESSAGE-----