-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T32ob4HyTvgBdbKJ6f6JCaYayv1rxzzqc74nBMmRnObZ3E9akAwcadVj2Ms/nfbp TqZLXWcy1bioVtR/FBCyRw== 0001144204-10-007801.txt : 20100216 0001144204-10-007801.hdr.sgml : 20100215 20100216100929 ACCESSION NUMBER: 0001144204-10-007801 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ITHAKA GROUP LLC CENTRAL INDEX KEY: 0001484043 IRS NUMBER: 262269925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13786 FILM NUMBER: 10602965 BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 240 395 5000 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 v174468_13f-hr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 ------------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: THE ITHAKA GROUP, LLC ------------------------------------------------- Address: 3 BETHESDA METRO CENTER ------------------------------------------------- SUITE 700 ------------------------------------------------- BETHESDA, MD 20814 ------------------------------------------------- Form 13F File Number: 28- --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ROBERT A. KATZEN ------------------------------------------------- Title: CFO & CCO ------------------------------------------------- Phone: 301-775-7409 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robert A. Katzen West Palm Beach, FL 2/13/10 - ----------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 40 --------------- Form 13F Information Table Value Total: 156,858 --------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respectto which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC COM 023135106 7045 52371 SH Sole 29656 22715 APPLE COMPUTER INC COM COM 037833100 8267 39228 SH Sole 21018 18210 B E AEROSPACE INC COM 073302101 3762 160105 SH Sole 90155 69950 BLACKROCK INC COM 09247x101 3459 14895 SH Sole 7460 7435 BP PLC SPONSORED ADR COM 055622104 319 5500 SH Sole 500 5000 C H ROBINSON WORLDWIDE N EW COM 12541w209 3272 55710 SH Sole 32160 23550 CISCO SYSTEM INC COM 17275r102 4679 195429 SH Sole 116779 78650 CME GROUP INC CL A COM 12572q105 7030 20926 SH Sole 11856 9070 COACH INC COM 189754104 3042 83266 SH Sole 49066 34200 EXPEDITORS INTL WASH INC COM 302130109 2923 84080 SH Sole 49105 34975 GILEAD SCIENCES INC COM 375558103 2035 47022 SH Sole 31447 15575 GOLDMAN SACHS GROUP INC COM 38141g104 2777 16445 SH Sole 12090 4355 GOOGLE INC CLASS A COM 38259p508 7199 11612 SH Sole 6285 5327 GREEN MTN COFFEE INC COM 393122106 4647 57044 SH Sole 31250 25794 HONEYWELL INTERNATIONAL COM 438516106 3187 81307 SH Sole 48307 33000 ILLUMINA INC COM 452327109 2729 88935 SH Sole 51285 37650 INTERCONTINENTAL EXCHANGE COM 45865v100 4029 35875 SH Sole 20105 15770 INTUITIVE SURGICAL NEW COM 46120e602 5266 17355 SH Sole 9105 8250 IRON MOUNTAIN INC NEW COM 462846106 2258 99230 SH Sole 54655 44575 ISHARES TR RUSSELL 3000 RUSSEL COM 464287671 241 5950 SH Sole 5950 JOHNSON CONTROLS INC COM 478366107 5720 210000 SH Sole 210000 MASTERCARD INC COM 57636q104 7371 28795 SH Sole 16045 12750 MCAFEE INC COM 579064106 2400 59165 SH Sole 33590 25575 MICROSOFT CORP COM 594918104 675 22156 SH Sole 7700 14456 MONSANTO CO NEW DEL COM 61166w101 5290 64707 SH Sole 37207 27500 NATIONAL-OILWELL INC COM 637071101 5400 122474 SH Sole 69459 53015 NEUTRAL TANDEM INC COM 64128b108 951 41785 SH Sole 24735 17050 NUVASIVE INC NEW COM 670704105 1954 61100 SH Sole 36475 24625 POTASH CORP SASK INC FOR EIGN COM 73755l107 4254 39210 SH Sole 21745 17465 PRECISION CASTPARTS CORP COM 740189105 3659 33162 SH Sole 18942 14220 PRICELINE.COM INC NEW COM 741503403 2830 12955 SH Sole 7535 5420 PROCTER & GAMBLE CO COM COM 742718109 243 4000 SH Sole 4000 QUALCOMM INC COM 747525103 4484 96928 SH Sole 56978 39950 RESEARCH IN MOTION LTD COM 760975102 3580 53000 SH Sole 29950 23050 SCHLUMBERGER LTD COM 806857108 5517 84765 SH Sole 45730 39035 SOUTHWESTERN ENERGY CO COM 845467109 4618 95800 SH Sole 54300 41500 ST JUDE MEDICAL INC COM 790849103 4006 108905 SH Sole 61305 47600 STERICYCLE INC COM COM 858912108 3604 65324 SH Sole 39599 25725 TEVA PHARMACEUTICAL INDU STRIE COM 881624209 6974 124128 SH Sole 69078 55050 VISA INC CL A COM 92826c839 5164 59049 SH Sole 30210 28839
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