0001483964-11-000006.txt : 20111114
0001483964-11-000006.hdr.sgml : 20111111
20111114113352
ACCESSION NUMBER: 0001483964-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ladenburg Thalmann Asset Management
CENTRAL INDEX KEY: 0001483964
IRS NUMBER: 133286023
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13809
FILM NUMBER: 111199331
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2124092021
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
ltam13f.txt
LTAM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09-30-11
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Check here if Amendment [ ]; Amendment Number:
------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ladenburg Thalmann Asset Management
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Address: 520 Madison Ave, FL 9
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New York, NY
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Form 13F File Number: 28- 13809
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The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Blancato
-----------------------------
Title: President
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Phone: 2124092682
-----------------------------
Signature, Place, and Date of Signing:
/S/ Philip Blancato NEw York, NY 11-14-11
- ------------------ ---------------- ---------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- None
------------------ --------------------------
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry : 548
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Form 13F Information Table Value : $203,090 (x1000)
-------------------
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NO. FORM 13F FILE NUMBER NAME NAME
1 28- None
---- ------------------------- ---------------------------
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MANAGERS None Sole Shared
1 800 FLOWERS.COM INC CL A 68243Q106 1 362 SH Sole 01 362
3M COMPANY 88579Y101 3 40 SH Sole 01 40
ABBOTT LABORATORIES 002824100 61 1200 SH Sole 01 1200
ABERDEEN ASIA PACIFIC INCOME FD 003009107 48 7000 SH Sole 01 7000
ACADIA REALTY TRUST 004239109 10 552 SH Sole 01 552
ADOBE SYS INC 00724F101 24 1000 SH Sole 01 1000
ADVANCED MICRO DEVICES INC 007903107 2 375 SH Sole 01 375
AEROPOSTALE 007865108 1 100 SH Sole 01 100
AETNA INC NEW COM 00817Y108 291 8000 SH Sole 01 8000
AGRIUM INC COM NPV ISIN #CA0089161081 008916108 1 22 SH Sole 01 22
ALCOA INC ISIN #US0138171014 013817101 8 800 SH Sole 01 800
ALEXANDRIA REAL ESTATE EQUITIES INC 015271109 196 3200 SH Sole 01 3200
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME 01879R106 22 1659 SH Sole 01 1659
ALLIANCEBERNSTEIN INCOME FD INC 01881E101 23 2824 SH Sole 01 2824
ALLIED IRISH BANKS ADR(CNV TO 10 ORD 019228808 0 320 SH Sole 01 320
ALTRIA GROUP INC 02209S103 13 500 SH Sole 01 500
AMAZON.COM INC 023135106 108 500 SH Sole 01 500
AMC NETWORKS INC COM USD0.01 CL A 00164V103 0 6 SH Sole 01 6
AMDOCS LTD ORD GBP0.01 G02602103 1 40 SH Sole 01 40
AMERICA MOVIL SAB DE CV ADR EACH REP 20 02364W105 9 400 SH Sole 01 400
AMERICAN INDEPENDENCE CORP 026760405 1 178 SH Sole 01 178
AMERICAN APPAREL INC COM 023850100 1 800 SH Sole 01 800
AMERICAN CAMPUS CMNTYS INC 024835100 37 1000 SH Sole 01 1000
AMERICAN EAGLE OUTFITTERS 02553E106 5 400 SH Sole 01 400
AMERICAN EXPRESS CO 025816109 200 4450 SH Sole 01 4450
AMERICAN INTL GROUP INC COM NEW 026874784 2 80 SH Sole 01 80
AMERICAN INTL GROUP INC WT EXP 026874156 0 13 SH Sole 01 13
ANADARKO PETE CORP 032511107 37 587 SH Sole 01 587
ANNALY MORTGAGE MANAGEMENT 035710409 352 21139 SH Sole 01 21139
ANWORTH MORTGAGE ASSET CORP 037347101 328 48186 SH Sole 01 48186
AOL INC COM USD0.01 00184X105 4 327 SH Sole 01 327
APACHE CORP 037411105 8 103 SH Sole 01 103
APARTMENT INVT & MGMT CO 03748R101 11 500 SH Sole 01 500
APOLLO INVT CORP COM SH BEN INT 03761U106 531 70721 SH Sole 01 70721
APOLLO RESIDENTIAL MORTGAGE INC COM 03763V102 15 900 SH Sole 01 900
APOLLO SENIOR FLOATING RATE FD INC 037636107 323 20500 SH Sole 01 20500
APPLE INC 037833100 229 600 SH Sole 01 600
ARCH COAL INC 039380100 1 57 SH Sole 01 57
ARES CAPITAL CORP COM STK USD0.001 04010L103 411 29821 SH Sole 01 29821
ARLINGTON ASSET INVT CORP CL A NEW 041356205 10 400 SH Sole 01 400
ARMOUR RESIDENTIAL REIT INC WT EXP 042315119 0 15000 SH Sole 01 15000
ARMOUR RESIDENTIAL REIT 042315101 338 49642 SH Sole 01 49642
ASHFORD HOSPITALITY TR INC COM SHS 044103109 46 6500 SH Sole 01 6500
ASSURANT INC 04621X108 4 100 SH Sole 01 100
AT&T INC COM 00206R102 52 1840 SH Sole 01 1840
ATLAS PIPELINE PARTNERS LP UT LTD 049392103 1 50 SH Sole 01 50
AUTODESK INC 052769106 6 200 SH Sole 01 200
AVALONBAY COMMUNITIES INC 053484101 228 2000 SH Sole 01 2000
AWARE INC MASS 05453N100 1 425 SH Sole 01 425
BABCOCK & WILCOX CO NEW COM 05615F102 10 500 SH Sole 01 500
BAKER HUGHES INC 057224107 28 600 SH Sole 01 600
BANCO BILBAO VIZCAYA ARGENTARIA SA ADS 05946K101 6 700 SH Sole 01 700
BANCO SANTANDER SA ADR EACH 1 REPR 1 05964H105 1 126 SH Sole 01 126
BANK NEW YORK MELLON CORP 064058100 20 1100 SH Sole 01 1100
BANK OF AMERICA CORP 060505104 7 1200 SH Sole 01 1200
BANKATLANTIC BANCORP INC CL A NEW 065908600 0 500 SH Sole 01 500
BARCLAYS ADR-EACH CV INTO 4 ORD STK 06738E204 13 1300 SH Sole 01 1300
BAXTER INTL INC 071813109 39 700 SH Sole 01 700
BEACON PWR CORP COM NEW 073677205 0 185 SH Sole 01 185
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 217 3050 SH Sole 01 3050
BEST BUY INC 086516101 2 76 SH Sole 01 76
BIOMARIN PHARMACEUTICAL INC 09061G101 16 500 SH Sole 01 500
BIOMED RLTY TR INC 09063H107 124 7500 SH Sole 01 7500
BIOSANTE PHARMACEUTICALS INC 09065V203 0 63 SH Sole 01 63
BLACK DIAMOND INC COM 09202G101 7 1000 SH Sole 01 1000
BLACKROCK MUNIHOLDINGS 09254P108 14 1000 SH Sole 01 1000
BLACKROCK ENHANCED CAP & INCOME FD INC 09256A109 1 117 SH Sole 01 117
BLACKROCK KELSO CAP CORPORATION 092533108 13 1800 SH Sole 01 1800
BLACKROCK MUNIYIELD CALIF FD INC COM 09254M105 4 300 SH Sole 01 300
BLDRS DEVELOPED MKTS 100 ADR INDEX FD 09348R201 0 25 SH Sole 01 25
BOARDWALK PIPELINE PARTNERS 096627104 244 9500 SH Sole 01 9500
BOSTON PPTYS INC 101121101 196 2200 SH Sole 01 2200
BP PLC ADR (CNV INTO 6 ORD USD0.25 SHS) 055622104 4 100 SH Sole 01 100
BRANDYWINE RLTY TR SBI NEW 105368203 1 100 SH Sole 01 100
BRE PPTYS INC CL A 05564E106 64 1500 SH Sole 01 1500
BRIDGFORD FOODS CORP 108763103 1 75 SH Sole 01 75
BRINKS CO 109696104 9 400 SH Sole 01 400
BRISTOL MYERS SQUIBB 110122108 45 1420 SH Sole 01 1420
BROOKDALE SR LIVING INC COM 112463104 38 3050 SH Sole 01 3050
BRT RLTY TR SH BEN INT NEW 055645303 39 6204 SH Sole 01 6204
BUILDERS FIRSTSOURCE INC COM 12008R107 1 550 SH Sole 01 550
BUNGE LIMITED COM STK USD0.01 G16962105 2 37 SH Sole 01 37
CABLEVISION SYS CORP NY GROUP CL A COM 12686C109 2 100 SH Sole 01 100
CABOT OIL & GAS CP COM 127097103 12 200 SH Sole 01 200
CALLAWAY GOLF CO DELAWARE 131193104 0 14 SH Sole 01 14
CANADIAN NATURAL RESOURCES LTD COM 136385101 32 1100 SH Sole 01 1100
CAPITAL SENIOR LIVING CORP 140475104 1 100 SH Sole 01 100
CARMIKE CINEMAS INC 143436400 1 100 SH Sole 01 100
CATERPILLAR INC 149123101 253 3420 SH Sole 01 3420
CB RICHARD ELLIS GROUP INC CL A 12497T101 97 7200 SH Sole 01 7200
CBL & ASSOC PPTYS INC 124830100 74 6500 SH Sole 01 6500
CBS CORP NEW CL B 124857202 26 1300 SH Sole 01 1300
CEMEX S.A.B. DE C.V. SPON ADR REP 10 CPO 151290889 5 1593 SH Sole 01 1593
CENOVUS ENERGY INC COM NPV 15135U109 31 1000 SH Sole 01 1000
CENTURY CASINOS INC 156492100 1 200 SH Sole 01 200
CENTURYLINK INC 156700106 4 116 SH Sole 01 116
CHEVRON CORP NEW 166764100 225 2430 SH Sole 01 2430
CHOICE HOTEL INTL INC NEW 169905106 89 3000 SH Sole 01 3000
CHURCH & DWIGHT INC 171340102 27 600 SH Sole 01 600
CINEDIGM DIGITAL CINEMA CORP COM 172407108 0 400 SH Sole 01 400
CISCO SYS INC 17275R102 81 5208 SH Sole 01 5208
CITIGROUP INC COM NEW 172967424 733 28608 SH Sole 01 1391
CITIZENS REPUBLIC BANCORP INC COM 174420307 0 10 SH Sole 01 10
CITRIX SYSTEMS INC 177376100 64 1173 SH Sole 01 1173
CLAYMORE EXCHANGE TRADED FD TR 18383M472 40 1400 SH Sole 01 1400
COCA COLA BOTTLING CO CONS 191098102 2 37 SH Sole 01 37
COCA COLA CO 191216100 42 620 SH Sole 01 620
COCA-COLA HBC S.A. SPONS ADR EACH REPR 1912EP104 5 300 SH Sole 01 300
COLLECTIVE BRANDS INC 19421W100 2 150 SH Sole 01 150
COLONIAL PPTYS TR SH BEN INT 195872106 9 500 SH Sole 01 500
COMCAST CORP NEW CL A 20030N101 19 932 SH Sole 01 932
CONAGRA FOODS INC 205887102 12 500 SH Sole 01 500
CONOCOPHILLIPS 20825C104 46 730 SH Sole 01 730
CONSOLIDATED EDISON HLDG CO INC 209115104 3 50 SH Sole 01 50
CORNING INC 219350105 63 5100 SH Sole 01 5100
CORPORATE OFFICE PROPERTIES 22002T108 109 5000 SH Sole 01 5000
COSTCO WHOLESALE CORP 22160K105 8 100 SH Sole 01 100
COVANCE INC 222816100 2 50 SH Sole 01 50
CUSHING MLP TOTAL RETURN FUND 231631102 1010 115526 SH Sole 01 115526
CVS CAREMARK CORP 126650100 16 475 SH Sole 01 475
CYTRX CORP 232828301 7 20000 SH Sole 01 20000
DDR CORP COM 23317H102 185 17000 SH Sole 01 17000
DEAN FOODS CO 242370104 4 400 SH Sole 01 400
DELL INC 24702R101 1 78 SH Sole 01 78
DEVON ENERGY CORP NEW 25179M103 10 180 SH Sole 01 180
DIAGEO ADR EACH REPR 4 ORD GBX28.935185 25243Q205 23 300 SH Sole 01 300
DIAMOND OFFSHORE DRILLING INC 25271C102 4 70 SH Sole 01 70
DIAMONDROCK HOSPITALITY CO COM 252784301 70 10000 SH Sole 01 10000
DIGITAL RLTY TR INC COM 253868103 72 1300 SH Sole 01 1300
DIME COMMUNITY BANCSHARES 253922108 7 703 SH Sole 01 703
DIRECTV COM CL A 25490A101 13 300 SH Sole 01 300
DIREXION SHS ETF TR DIREXION DAILY REAL 25459W755 257 6600 SH Sole 01 6600
DISCOVER FINL SVCS 254709108 37 1600 SH Sole 01 1600
DISCOVERY COMMUNICATIONS INC 25470F104 15 400 SH Sole 01 400
DISCOVERY LABORATORIES INC NEW 254668403 0 61 SH Sole 01 61
DISH NETWORK CORP CL A 25470M109 2 75 SH Sole 01 75
DISNEY WALT CO 254687106 23 775 SH Sole 01 775
DONNELLEY R R & SONS 257867101 4 300 SH Sole 01 300
DORAL FINANCIAL CORP COM STK USD0.01 25811P886 0 63 SH Sole 01 63
DOUGLAS EMMETT INC COM 25960P109 60 3500 SH Sole 01 3500
DOW CHEMICAL CO 260543103 1 50 SH Sole 01 50
DRYSHIPS INC COM USD0.01 Y2109Q101 5 2000 SH Sole 01 2000
DTE ENERGY HOLDING CO 233331107 25 518 SH Sole 01 518
DU PONT E I DE NEMOURS & CO 263534109 18 450 SH Sole 01 450
DUKE ENERGY CORP NEW COM 26441C105 22 1100 SH Sole 01 1100
DUKE REALTY CORP COM NEW 264411505 16 1500 SH Sole 01 1500
DUPONT FABROS TECHNOLOGY INC COM 26613Q106 69 3500 SH Sole 01 3500
E M C CORP MASS 268648102 0 10 SH Sole 01 10
EATON VANCE LTD DUR INC INCOME FUND 27828H105 43 2900 SH Sole 01 0
ECHOSTAR CORP CL A 278768106 1 25 SH Sole 01 25
EDWARDS LIFESCIENCES CORP 28176E108 14 200 SH Sole 01 200
EL PASO PIPELINE PARTNERS L P COM 283702108 2 50 SH Sole 01 50
ELAN CORP ADR-EACH CNV INTO 1 ORD 284131208 16 1500 SH Sole 01 1500
ENCANA CORPORATION COM NPV 292505104 19 1000 SH Sole 01 1000
ENERGY INCOME AND GROWTH 292697109 706 27878 SH Sole 01 27878
ENERGY TRANSFER EQUITY L P COM UNIT 29273V100 2 50 SH Sole 01 50
ENERPLUS CORPORATION COM NPV 292766102 12 500 SH Sole 01 500
ENTERPRISE PRODUCTS PPTNS LP 293792107 20 500 SH Sole 01 500
ENTERTAINMENT PPTYS TRUST 29380T105 217 5575 SH Sole 01 5575
EOG RESOURCES INC 26875P101 5 75 SH Sole 01 75
EQUITY ONE INC 294752100 13 800 SH Sole 01 800
EQUITY RESIDENTIAL 29476L107 182 3500 SH Sole 01 3500
ESSEX PPTY TR INC 297178105 36 300 SH Sole 01 300
EXCEL MARITIME CARRIERS COM STK V3267N107 0 100 SH Sole 01 100
EXELIXIS INC 30161Q104 5 1000 SH Sole 01 1000
EXELON CORP 30161N101 21 500 SH Sole 01 500
EXPEDITORS INTL WASH INC 302130109 56 1375 SH Sole 01 1375
EXPRESS SCRIPTS INC COM FORMERLY CL A 302182100 22 600 SH Sole 01 600
EXXON MOBIL CORP 30231G102 205 2824 SH Sole 01 2824
F N B CORPORATION 302520101 5 600 SH Sole 01 600
FAMILY DOLLAR STORES INC 307000109 107 2100 SH Sole 01 2100
FBR & CO 30247C301 5 2125 SH Sole 01 2125
FEDEX CORP 31428X106 7 100 SH Sole 01 100
FIRST INDL RLTY TR INC 32054K103 68 8500 SH Sole 01 8500
FIRST POTOMAC RLTY TR 33610F109 6 500 SH Sole 01 500
FIRST TRUST PORTFOLIOS FIRST 33734J102 23 1446 SH Sole 01 1446
FISERV INC 337738108 6 120 SH Sole 01 120
FIVE STAR QUALITY CARE INC 33832D106 40 16100 SH Sole 01 16100
FLEXTRONICS INTERNATIONAL ORD Y2573F102 1 203 SH Sole 01 203
FOREST OIL CORP COM PAR $0.01 346091705 11 750 SH Sole 01 750
FORTRESS INVT GROUP LLC DEL CL A 34958B106 2 800 SH Sole 01 800
FOSTER WHEELER AG ORD CHF3 H27178104 2 100 SH Sole 01 100
FREDS INC CL A 356108100 3 275 SH Sole 01 275
FREEPORT MCMORAN COPPER & GOLD INC. 35671D857 2 50 SH Sole 01 50
FREIGHTCAR AMER INC 357023100 1 75 SH Sole 01 75
FRONTIER COMMUNICATIONS CORP 35906A108 7 1108 SH Sole 01 1108
FRONTLINE LTD COM STK USD2.50 G3682E127 46 9500 SH Sole 01 9500
FUELCELL ENERGY INC CHG #US35952H1068 35952H106 2 2000 SH Sole 01 2000
GAMESTOP CORP NEW CL A 36467W109 1 25 SH Sole 01 25
GENERAL ELECTRIC CO 369604103 71 4675 SH Sole 01 4675
GENERAL GROWTH PPTYS INC NEW COM 370023103 121 10000 SH Sole 01 10000
GENERAL MOTORS CO COM USD0.01 37045V100 1 65 SH Sole 01 65
GENERAL MTRS CO WTS 37045V118 1 59 SH Sole 01 59
GENERAL MTRS CO WTS 37045V126 0 59 SH Sole 01 59
GENON ENERGY INC COM 37244E107 0 161 SH Sole 01 161
GLAXOSMITHKLINE ADR EACH CNV INTO 2 ORD 37733W105 23 550 SH Sole 01 550
GLOBAL INDS LTD 379336100 1 100 SH Sole 01 100
GLOBAL SHIP LEASE INC USD0.01 CLASS A Y27183105 1 506 SH Sole 01 506
GOLDMAN SACHS GROUP INC 38141G104 9 95 SH Sole 01 95
GOOGLE INC CL A 38259P508 15 30 SH Sole 01 30
GSV CAP CORP COM 36191J101 113 8334 SH Sole 01 8334
GUGGENHEIM BRIC ETF 18383M100 5 156 SH Sole 01 156
GUGGENHM CANADIAN ENERGY INCOME 18383Q606 226 15952 SH Sole 01 15952
GUGGENHM CHINA SMALL CAP ETF 18383Q853 12 654 SH Sole 01 654
GUGGENHM S&P GLOBAL WATER INDEX 18383Q507 29 1608 SH Sole 01 1608
HALLIBURTON CO HOLDING CO FRMLY 406216101 34 1100 SH Sole 01 1100
HARRIS & HARRIS GROUP INC 413833104 1 325 SH Sole 01 325
HARSCO CORP 415864107 2 100 SH Sole 01 100
HAUPPAGUE DIGITAL 419131107 0 400 SH Sole 01 400
HCP INC COM 40414L109 53 1500 SH Sole 01 1500
HEALTHCARE RLTY TR 421946104 93 5500 SH Sole 01 5500
HECLA MINING CO 422704106 54 10000 SH Sole 01 10000
HEINZ H J CO 423074103 25 500 SH Sole 01 500
HEWLETT-PACKARD CO DE 428236103 92 4105 SH Sole 01 4105
HIGHWOODS PPTYS INC 431284108 99 3500 SH Sole 01 3500
HILL INTL INC 431466101 2 400 SH Sole 01 400
HILLTOP HLDGS INC COM 432748101 14 2000 SH Sole 01 2000
HITACHI ADR-EACH CNV INTO 10 ORD NPV 433578507 7 150 SH Sole 01 150
HOME DEPOT INC 437076102 63 1926 SH Sole 01 1926
HOME INNS & HOTEL MANAGEMENT INC SPON 43713W107 241 9350 SH Sole 01 9350
HOME PPTYS INC FORMERLY HOME PPTYS 437306103 57 1000 SH Sole 01 1000
HONEYWELL INTL INC 438516106 22 500 SH Sole 01 500
HOSPITALITY PROPERTIES TRUST 44106M102 159 7500 SH Sole 01 7500
HOST HOTELS & RESORTS INC COM 44107P104 159 14500 SH Sole 01 14500
HUB GROUP INC CL A 443320106 3 100 SH Sole 01 100
HUDSON CITY BANCORP INC 443683107 48 8400 SH Sole 01 8400
HUDSON PAC PPTYS INC COM USD0.01 444097109 6 511 SH Sole 01 511
HUMANA INC 444859102 36 500 SH Sole 01 500
HYATT HOTELS CORP COM USD0.01 CLASS A 448579102 82 2600 SH Sole 01 2600
ICG GROUP INC COM 44928D108 0 16 SH Sole 01 16
IMAX CORP COM STK NPV 45245E109 1 50 SH Sole 01 50
INFOSPACE INC COM PAR $.0001 45678T300 1 99 SH Sole 01 99
INTEGRATED DEVICE TECH INC 458118106 1 100 SH Sole 01 100
INTEGRYS ENERGY GROUP INC 45822P105 5 100 SH Sole 01 100
INTEL CORP COM 458140100 32 1500 SH Sole 01 1500
INTERCONTL HOTELS ADR EACH REPR 1 ORD 45857P301 1 50 SH Sole 01 50
INTL BUSINESS MACH COM 459200101 109 624 SH Sole 01 624
IRSA INVERSIONES Y REPRESENTACIONES 450047204 1 75 SH Sole 01 75
ISHARES BARCLAYS 7-10 YEAR TREASURY BOND 464287440 8650 82322 SH Sole 01 82322
ISHARES BARCLAYS INTERMEDIATE CR BD FD 464288638 28096 263100 SH Sole 01 263100
ISHARES BARCLAYS 10-20 YR TREAS BD FD 464288653 4897 37045 SH Sole 01 37045
ISHARES BARCLAYS 1-3 YR CD BD FD 464288646 9890 95119 SH Sole 01 94919
ISHARES BARCLAYS MBS BOND FD 464288588 251 2323 SH Sole 01 2323
ISHARES BARCLAYS SHORT TREAS BD FD 464288679 277 2512 SH Sole 01 2512
ISHARES BARCLAYS TREAS INFLATION 464287176 308 2699 SH Sole 01 2699
ISHARES BARCLAYS U S AGGREGATE BD FD 464287226 396 3595 SH Sole 01 3595
ISHARES FTSE CHINA HK LISTED 464288190 19 526 SH Sole 01 526
ISHARES GOLD TRUST ISHARES 464285105 191 12078 SH Sole 01 12078
ISHARES IBOXX $ INVESTOP INVESTMENT 464287242 732 6518 SH Sole 01 6018
ISHARES INC MCSI BRIC INDEX FD 464286657 34 992 SH Sole 01 992
ISHARES INC MSCI SOUTH AFRICA 464286780 11 193 SH Sole 01 193
ISHARES INC MSCI BRAZIL INDEX 464286400 67 1281 SH Sole 01 1281
ISHARES INC MSCI EMERGING MKTS 464286566 5 219 SH Sole 01 219
ISHARES INC MSCI GERMANY INDEX FD 464286806 0 25 SH Sole 01 25
ISHARES INC MSCI HONG KONG INDEX FD 464286871 1 50 SH Sole 01 50
ISHARES INC MSCI JAPAN INDEX FD 464286848 115 12204 SH Sole 01 12204
ISHARES INC MSCI MEXICO INVESTABLE 464286822 5 106 SH Sole 01 106
ISHARES INC MSCI PACIFIC EX JAPAN 464286665 6 162 SH Sole 01 162
ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 21 455 SH Sole 01 455
ISHARES INC MSCI UNITED KINGDOM INDEX 464286699 0 25 SH Sole 01 25
ISHARES NASDAQ BIOTECHNOLOGY INDEX 464287556 102 1093 SH Sole 01 1093
ISHARES S&P EMERGING MKTS 464288216 10 394 SH Sole 01 394
ISHARES S&P AMT-FREE MUNI BND FND 464288323 58 540 SH Sole 01 540
ISHARES S&P GLOBAL TIMBER & FORESTRY 464288174 294 8565 SH Sole 01 8565
ISHARES S&P INDIA NIFTY 50 INDEX FD 464289529 20 909 SH Sole 01 909
ISHARES S&P NATL AMT FREE MUNI BND FND 464288414 197 1850 SH Sole 01 1850
ISHARES S&P NORTH AMERI NATURAL RESOURCES INDEX 464287374 7935 237140 SH Sole 01 237140
ISHARES SILVER TR ISHARES 46428Q109 13 463 SH Sole 01 463
ISHARES TR MSCI EAFE INDEX FD 464287465 344 7208 SH Sole 01 7208
ISHARES TR MSCI EMERGING MKTS 464287234 49 1393 SH Sole 01 1393
ISHARES TR COHEN & STEERS REALTY MAJORS 464287564 184 3000 SH Sole 01 3000
ISHARES TR DOW JONES U S REAL ESTATE 464287739 202 4000 SH Sole 01 4000
ISHARES TR DOW JONES EPAC SELECT 464288448 545 19240 SH Sole 01 19240
ISHARES TR DOW JONES SELECT DIVID INDEX 464287168 416 8625 SH Sole 01 8625
ISHARES TR DOW JONES US REGIONAL BKS 464288778 172 9512 SH Sole 01 9512
ISHARES TR FTSE XINHUA HK CHINA 25 464287184 47 1535 SH Sole 01 1535
ISHARES TR IBOXX $ HIGH YIELD CORP 464288513 8 95 SH Sole 01 95
ISHARES TR JPMORGAN USD EMERGING MKTS BD 464288281 508 4818 SH Sole 01 4818
ISHARES TR MSCI ACWI EX US INDEX FD 464288240 12 330 SH Sole 01 330
ISHARES TR MSCI ACWI EX US ENERGY INDEX 464289594 58 1200 SH Sole 01 1200
ISHARES TR MSCI ACWI EX US MATERIALS 464289578 59 1200 SH Sole 01 1200
ISHARES TR RUSSELL 1000 GROWTH INDEX FD 464287614 16603 315771 SH Sole 01 315771
ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 14849 262401 SH Sole 01 262401
ISHARES TR RUSSELL MIDCAP GROWTH INDEX FD 464287481 11560 232886 SH Sole 01 232886
ISHARES TR RUSSELL MIDCAP VALUE INDEX FD 464287473 12135 314699 SH Sole 01 314699
ISHARES TR RUSSELL 2000 INDEX FD 464287655 10 157 SH Sole 01 157
ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 442 5008 SH Sole 01 5008
ISHARES TR S&P LATIN AMER 40 464287390 154 3961 SH Sole 01 3961
ISHARES TR S&P MIDCAP 400 INDEX FD 464287507 591 7575 SH Sole 01 7575
ISHARES TR S&P MIDCAP 400/ 464287705 10 144 SH Sole 01 144
ISHARES TR S&P MIDCAP 400/GROWTH 464287606 28 310 SH Sole 01 310
ISHARES TR S&P 100 INDEX FUND 464287101 87 1690 SH Sole 01 1690
ISHARES TR S&P 500 INDEX FD 464287200 6 51 SH Sole 01 51
ISHARES TR S&P U S PFD STK INDEX FD 464288687 748 20996 SH Sole 01 20996
ISHARES TRUST 10+ YEAR CREDIT BOND 464289511 63 1100 SH Sole 01 1100
ISLE OF CAPRIS CASINOS INC 464592104 1 200 SH Sole 01 200
JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 12 SH Sole 01 12
JETBLUE AWYS CORP 477143101 1 325 SH Sole 01 325
JOHNSON & JOHNSON 478160104 37 580 SH Sole 01 580
JOY GLOBAL INC 481165108 6 100 SH Sole 01 100
JPMORGAN CHASE & CO 46625H100 159 5285 SH Sole 01 5285
JPMORGAN CHASE & CO ALERIAN MLP INDEX 46625H365 720 21140 SH Sole 01 21140
JUNIPER NETWORKS INC 48203R104 2 100 SH Sole 01 100
KAYNE ANDERSON MLP INVESTMENTS 486606106 209 7500 SH Sole 01 7500
KAYNE ANDERSON ENERGY TOTAL RETURN FUND 48660P104 454 18788 SH Sole 01 18788
KBW INC COM 482423100 1 50 SH Sole 01 50
KEY ENERGY SERVICES INC 492914106 0 50 SH Sole 01 50
KILROY REALTY CORP 49427F108 235 7500 SH Sole 01 7500
KIMCO REALTY CORP (MOVED FROM DELAWARE) 49446R109 170 11300 SH Sole 01 11300
KOHLS CORP 500255104 1 25 SH Sole 01 25
KRAFT FOODS INC CL A 50075N104 2 50 SH Sole 01 50
KRISPY KREME DOUGHNUTS INC 501014104 1 100 SH Sole 01 100
LADENBURG THALMANN FINL SVCS INC 50575Q102 47 30200 SH Sole 01 30200
LAS VEGAS SANDS CORP 517834107 38 1000 SH Sole 01 1000
LASALLE HOTEL PPTYS 517942108 54 2800 SH Sole 01 2800
LAZARD LTD COM CLASS A USD0.01 G54050102 1 50 SH Sole 01 50
LEXINGTON REALTY TR 529043101 2 350 SH Sole 01 350
LIBERTY INTERACTIVE CORP INTERACTIVE 53071M104 8 562 SH Sole 01 562
LIBERTY PPTY TR SHS BEN INT 531172104 73 2500 SH Sole 01 2500
LILLY ELI & CO 532457108 2 50 SH Sole 01 50
LINN ENERGY LLC UNIT REPSTG LTD LIABILITY 536020100 2 50 SH Sole 01 50
LOEWS CORP 540424108 13 375 SH Sole 01 375
LOWES COMPANIES 548661107 6 334 SH Sole 01 334
LSI CORP 502161102 0 5 SH Sole 01 5
MACERICH CO 554382101 214 5025 SH Sole 01 5025
MACK CALI REALTY CORP 554489104 78 2900 SH Sole 01 2900
MADISON SQUARE GARDEN COCL A 55826P100 3 143 SH Sole 01 143
MARKET VECTORS ETF TR COAL ETF 57060U837 20 653 SH Sole 01 653
MARKET VECTORS ETF TR GOLD MINERS ETF 57060U100 17 300 SH Sole 01 300
MARKET VECTORS ETF TR RVE HARD ASSETS 57060U795 15 484 SH Sole 01 484
MARRIOTT INTL INC CL A 571903202 150 5500 SH Sole 01 5500
MASSMUTUAL CORP INVS 576292106 136 8000 SH Sole 01 8000
MCDERMOTT INTERNATIONAL INC 580037109 11 1000 SH Sole 01 1000
MCDONALDS CORP 580135101 25 283 SH Sole 01 283
MEDCO HEALTH SOLUTIONS INC 58405U102 2 48 SH Sole 01 48
MEDIFAST INC 58470H101 2 100 SH Sole 01 100
MERCK & CO INC NEW COM 58933Y105 195 5952 SH Sole 01 5952
METLIFE INC COM 59156R108 16 583 SH Sole 01 583
MFA FINL INC COM 55272X102 1 100 SH Sole 01 100
MGM RESORTS INTERNATIONAL 552953101 1 55 SH Sole 01 55
MICROSOFT CORP 594918104 8274 332441 SH Sole 01 332441
MICROVISION INC DEL COM 594960106 0 150 SH Sole 01 150
MONSANTO CO NEW 61166W101 6 102 SH Sole 01 102
MORGAN STANLEY 617446448 1 50 SH Sole 01 50
MORGAN STANLEY EM MKTS DM DE COM 617477104 25 1750 SH Sole 01 0
MOSAIC CO NEW COM 61945C103 17 350 SH Sole 01 350
MOTOROLA MOBILITY HLDGS INC COM 620097105 3 74 SH Sole 01 74
MOTOROLA SOLUTIONS INC COM NEW 620076307 4 85 SH Sole 01 85
MVC CAP INC 553829102 1 100 SH Sole 01 100
NATIONAL BANK OF GREECE ADR EACH REP 633643408 1 1561 SH Sole 01 1561
NATIONAL GRID NEW ADR EACH REPR 5 ORD 636274300 2 50 SH Sole 01 50
NATUS MED INC DEL 639050103 1 100 SH Sole 01 100
NAVISTAR INTL CORP 63934E108 1 25 SH Sole 01 25
NEWS CORP CL A 65248E104 0 4 SH Sole 01 4
NEWTEK BUSINESS SERVICES INC 652526104 112 82650 SH Sole 01 82650
NII HLDGS INC NEW 62913F201 1 50 SH Sole 01 50
NOKIA OYJ ADR EACH REPR 1 ORD NPV 654902204 3 550 SH Sole 01 550
NORFOLK SOUTHERN CRP 655844108 18 300 SH Sole 01 300
NORTHRIM BANCORP INC 666762109 1 27 SH Sole 01 27
NUVEEN BUILD AMER BD FD COM 67074C103 349 17475 SH Sole 01 17475
NUVEEN ENERGY MLP TOTAL RETURN FUND 67074U103 19 1250 SH Sole 01 1250
NUVEEN INSD TAX FREE ADVANTAGE MUN FD 670657105 107 7500 SH Sole 01 7500
NUVEEN MORTGAGE OPPORTUNITY TRM FD2 67074R100 71 3500 SH Sole 01 3500
NUVEEN MTG OPPORTUNITY TERM FD 670735109 133 6450 SH Sole 01 6450
NUVEEN MUN VALUE FD 670928100 95 9800 SH Sole 01 9800
NUVEEN QUALITY PFD INCOME FD 67071S101 9 1200 SH Sole 01 1200
O CHARLEYS INC 670823103 0 75 SH Sole 01 75
OCCIDENTAL PETROLEUM CORP 674599105 29 400 SH Sole 01 400
OCEANEERING INTL INC 675232102 7 200 SH Sole 01 200
OMEGA HEALTHCARE INVS INC 681936100 1 50 SH Sole 01 50
OMEGA PROTEIN CORP 68210P107 32 3500 SH Sole 01 3500
ONE LIBERTY PPTYS INC FRMLY ONE 682406103 175 11968 SH Sole 01 11968
OPENTABLE INC COM 68372A104 5 100 SH Sole 01 100
ORACLE CORPORATION 68389X105 56 1951 SH Sole 01 1951
ORCKIT COMMUNICATIONS NPV M7531S206 1 400 SH Sole 01 400
ORIENT EXPRESS HOTELS LTD CLASS A G67743107 0 37 SH Sole 01 37
ORMAT TECHNOLOGIES INC 686688102 1 50 SH Sole 01 50
OXFORD LANE CAP CORP 691543102 7 521 SH Sole 01 521
PACIFIC ETHANOL INC COM NEW 69423U206 0 68 SH Sole 01 68
PARKER HANNIFIN CORP 701094104 55 879 SH Sole 01 879
PEAPACK GLADSTONE FINL CORP 704699107 14 1400 SH Sole 01 1400
PENNANTPARK FLOATING RATE CAP LTD COM 70806A106 549 52064 SH Sole 01 49550
PENNANTPARK INVESTMENT CO 708062104 480 53771 SH Sole 01 53771
PEP BOYS MANNY MOE & JACK 713278109 0 50 SH Sole 01 50
PEPSICO INC 713448108 1 11 SH Sole 01 11
PETROLEO BRASILEIRO SA PETROBRAS ADS 71654V408 18 806 SH Sole 01 806
PFIZER INC 717081103 326 18466 SH Sole 01 18466
PHILIP MORRIS INTL INC COM 718172109 41 650 SH Sole 01 650
PIMCO ETF TR ENHANCED SHORT 72201R833 655 6525 SH Sole 01 6525
PLUM CREEK TIMBER CO INC 729251108 260 7500 SH Sole 01 7500
PMC COML TR SH BEN INT 693434102 6 740 SH Sole 01 740
POST PPTYS INC 737464107 69 2000 SH Sole 01 2000
POTASH CORP OF SASKATCHEWAN COM NPV 73755L107 19 450 SH Sole 01 450
POWERSHARES ETF TR II EMERGING MKTS 73937B209 13 366 SH Sole 01 366
POWERSHARES EXCH TRADED FD TR II 73936T565 613 45142 SH Sole 01 45142
POWERSHARES EXCH TRADED FD TR II MENA 73936Q603 2 192 SH Sole 01 192
POWERSHARES EXCHANGE TRADED FD TR 73935X161 21 1059 SH Sole 01 1059
POWERSHARES EXCHANGE TRADED FD TR DYNAMIC 73935X278 10 500 SH Sole 01 500
POWERSHARES EXCHANGE TRADED FD TR DYNAMIC 73935X856 7 409 SH Sole 01 409
POWERSHARES EXCHANGE TRADED FDS TST 73935X500 13 2302 SH Sole 01 2302
POWERSHARES EXCHANGE TRADED FDS TST INDIA 73935L100 21 1155 SH Sole 01 1155
POWERSHARES GLOBAL EXCHANGE TRADED 73936T524 3 99 SH Sole 01 99
POWERSHARES GLOBAL EXCHANGE TRADED 73936T615 3 365 SH Sole 01 365
POWERSHARES GLOBAL EXCHANGE TRADED FD 73936G308 4 189 SH Sole 01 189
POWERSHARES GLOBAL EXCHANGE TRADED FD 73936T441 23 950 SH Sole 01 950
POWERSHARES GLOBAL EMERGING MARKETS SOV.DB 73936T573 5831 222976 SH Sole 01 222976
POWERSHARES QQQ TR UNIT SER 1 73935A104 388 7393 SH Sole 01 7393
POWERSHARES XTF UNITS (GLOBAL WATER 73935X575 15 1015 SH Sole 01 1015
PRIMORIS SVCS CORP COM 74164F103 10 1000 SH Sole 01 1000
PRIVATE MEDIA GROUP INC COM NEW 74266R302 0 508 SH Sole 01 508
PROCTER & GAMBLE CO 742718109 304 4817 SH Sole 01 4817
PROLOGIS INC COM 74340W103 332 13680 SH Sole 01 13680
PROSHARES ULTRASHORT 20+ YR 74347R297 19 1000 SH Sole 01 1000
PROSHARES TR PROSHARES ULTRASHORT 74347R883 0 12 SH Sole 01 12
PROSHARES TR ULTRASHORT QQQ 74347X237 0 5 SH Sole 01 5
PROSHARES TR ULTRA REAL ESTATE NEW 74347X625 289 7100 SH Sole 01 7100
PROSHARES TRUST SHORT DOW 30 74347R701 1 25 SH Sole 01 25
PROSHARES ULTRA DOW 30 PROSHARES 74347R305 7 150 SH Sole 01 150
PROSHARES ULTRA S&P 500 PROSHARES 74347R107 7 175 SH Sole 01 175
PROSPECT CAPITAL CORPORATION 74348T102 219 26000 SH Sole 01 26000
PROVIDENT FINL SVCS INC 74386T105 135 12600 SH Sole 01 12600
PUBLIC STORAGE COM 74460D109 100 900 SH Sole 01 900
PUTNAM MASTER INTER INCOME TR SH BEN INT 746909100 13 2554 SH Sole 01 2554
PUTNAM PREMIER INC TR SH BEN INT 746853100 21 4011 SH Sole 01 4011
QUALCOMM INC 747525103 58 1200 SH Sole 01 1200
RADIOSHACK CORP 750438103 3 300 SH Sole 01 300
RAYONIER INC 754907103 287 7800 SH Sole 01 7800
RAYTHEON CO COM NEW 755111507 20 500 SH Sole 01 500
REALNETWORKS INC COM STK USD0.001 75605L708 1 125 SH Sole 01 125
REALTY INCOME CORP (MARYLAND) 756109104 32 1000 SH Sole 01 1000
REGAL ENTERTAINMENT GROUP 758766109 41 3500 SH Sole 01 3500
REGENCY CTRS CORP 758849103 260 7350 SH Sole 01 7350
REGIONS FINL CORP 7591EP100 2 500 SH Sole 01 500
RESEARCH IN MOTION COM NPV 760975102 5 250 SH Sole 01 250
RITE AID CORP 767754104 1 550 SH Sole 01 550
RYDEX ETF TR MSCI EAFE EQUAL 78355W544 21 600 SH Sole 01 600
S1 CORP 78463B101 1 100 SH Sole 01 100
SAFEGUARD SCIENTIFICS INC COM 786449207 2 100 SH Sole 01 100
SANDISK CORP 80004C101 2 50 SH Sole 01 50
SANDY SPRING BANCORP INC 800363103 6 400 SH Sole 01 400
SANOFI CONTINGENT VALUE RT 80105N113 0 25 SH Sole 01 25
SANOFI SPONSORED ADR 80105N105 2 58 SH Sole 01 50
SARA LEE CORP 803111103 3 155 SH Sole 01 155
SCHLUMBERGER LIMITED COM STK USD0.01 806857108 94 1569 SH Sole 01 1569
SCHWAB CHARLES CORP COM 808513105 3 309 SH Sole 01 309
SEADRILL LTD USD2 ISIN #BMG7945E1057 G7945E105 28 1000 SH Sole 01 1000
SECTOR SPDR TR SHS BEN INT ENERGY 81369Y506 29 500 SH Sole 01 500
SECTOR SPDR TR SHS BEN INT FINANCIAL 81369Y605 6 550 SH Sole 01 550
SELECT SECTOR SPDR TR HEALTH CARE 81369Y209 331 10426 SH Sole 01 10426
SEMPRA ENERGY 816851109 26 500 SH Sole 01 500
SENIOR HOUSING PROP TRUST 81721M109 43 2000 SH Sole 01 2000
SHAW GROUP INC 820280105 4 200 SH Sole 01 200
SIMON PPTY GRP INC 828806109 264 2400 SH Sole 01 2400
SIRIUS XM RADIO INC COM 82967N108 9 5675 SH Sole 01 5675
SL GREEN REALTY CORP 78440X101 227 3900 SH Sole 01 3900
SODASTREAM INTERNATIONAL LTD M9068E105 66 2000 SH Sole 01 2000
SOLAR CAPITAL LTD 83413U100 1593 80626 SH Sole 01 75569
SOLAR SENIOR CAPITAL LTD COM USD0.01 83416M105 2075 145194 SH Sole 01 145194
SONUS NETWORKS INC 835916107 1 400 SH Sole 01 400
SOUTHWEST AIRLNS CO 844741108 1 75 SH Sole 01 75
SOVRAN SELF STORAGE INC 84610H108 130 3500 SH Sole 01 3500
SPDR DOW JONES INDL AVERAGE ETF TR UNIT 78467X109 840 7715 SH Sole 01 7715
SPDR GOLD TR GOLD SHS 78463V107 6 40 SH Sole 01 40
SPDR INDEX SHS FDS S&P EMERGING LATIN 78463X707 8 126 SH Sole 01 126
SPDR INDEX SHS FDS S&P GLOBAL NAT RES 78463X541 566 12415 SH Sole 01 12415
SPDR INDEX SHS FDS SPDR S&P INTL 78463X731 8 339 SH Sole 01 339
SPDR S&P 500 ETF TRUST UNIT SER 1 S&P 78462F103 224 1983 SH Sole 01 1708
SPDR SER TR S&P DIVID ETF 78464A763 162 3331 SH Sole 01 3331
SPDR SER TR DJ WILSHIRE REIT ETF 78464A607 85 1500 SH Sole 01 1500
SPDR SER TR BARCLAYS CAP HIGH YIELD BD 78464A417 110 3045 SH Sole 01 3045
SPDR SER TR LEHMAN SHORT TERM INTL 78464A334 23 625 SH Sole 01 625
SPDR SER TR NUVEEN BARCLAYS CAP SHORT 78464A425 23 950 SH Sole 01 950
SPDR SERIES TRUST BARCLAYS INTL ETF 78464A516 7323 121822 SH Sole 01 121822
SPECTRA ENERGY CORP COM 847560109 12 500 SH Sole 01 500
SPRINT NEXTEL CORP FON SHS 852061100 9 3001 SH Sole 01 3001
STARWOOD HOTELS & RESORTS WORLDWIDE 85590A401 155 4000 SH Sole 01 4000
STATE BANCORP INC NY 855716106 0 25 SH Sole 01 25
STIFEL FINL CORP 860630102 2 81 SH Sole 01 81
SUNCOR ENERGY COM NPV NEW 867224107 10 400 SH Sole 01 400
SUNSTONE HOTEL INVS INC NEW 867892101 108 19000 SH Sole 01 19000
SWIFT ENERGY CO 870738101 1 50 SH Sole 01 50
SYSTEMAX INC 871851101 1 100 SH Sole 01 100
TAKE-TWO INTERACTIVE SOFTWRE 874054109 0 8 SH Sole 01 8
TANGER FACTORY OUTLET CTRS INC 875465106 91 3500 SH Sole 01 3500
TAUBMAN CENTERS INC 876664103 103 2050 SH Sole 01 2050
TECH DATA CORP 878237106 1 17 SH Sole 01 17
TEVA PHARMACEUTICAL INDUSTRIES ADR-EACH 881624209 17 465 SH Sole 01 465
TEXAS INSTRUMENTS INC 882508104 1 25 SH Sole 01 25
TEXTRON INC 883203101 19 1065 SH Sole 01 1065
TIME WARNER CABLE INC COM 88732J207 71 1138 SH Sole 01 1138
TIME WARNER INC NEW COM NEW 887317303 117 3920 SH Sole 01 3920
TORCH ENERGY ROYALTY TRUST 891013104 1 250 SH Sole 01 250
TORTOISE ENERGY INFRASTRUCTURE 89147L100 485 14290 SH Sole 01 14290
TORTOISE POWER AND ENERGY INFRASTRUCTURE 89147X104 111 4950 SH Sole 01 4950
TOTAL ADR EACH REP 1 ORD SHS EUR10 89151E109 22 500 SH Sole 01 500
TOTAL SYS SVCS INC 891906109 7 400 SH Sole 01 400
TRANSOCEAN LIMITED COM CHF15 H8817H100 2 50 SH Sole 01 50
TRAVELERS COMPANIES INC 89417E109 49 1001 SH Sole 01 0
TSR INC COM NEW 872885207 0 25 SH Sole 01 25
TWO HBRS INVT CORP 90187B101 13 1480 SH Sole 01 1480
TWO HBRS INVT CORP WT EXP 11/07/2013 90187B119 3 17566 SH Sole 01 17566
TYCO INTERNATIONAL LTD(SWITZERLAND) COM H89128104 24 585 SH Sole 01 585
UDR INC 902653104 11 500 SH Sole 01 500
UNILEVER NV EUR0.16(NEW YORK 904784709 30 950 SH Sole 01 950
UNION PACIFIC CORP 907818108 6 70 SH Sole 01 70
UNITED COMMUNITY FINANCIAL CORP OHIO 909839102 1 1000 SH Sole 01 1000
UNITED CONTINENTAL HOLDINGS INC COM 910047109 2 78 SH Sole 01 78
UNITED PARCEL SVC INC CL B 911312106 2 35 SH Sole 01 35
UNITED TECHNOLOGIES CORP 913017109 11 150 SH Sole 01 150
VAALCO ENERGY INC COM NEW 91851C201 2 400 SH Sole 01 400
VAIL RESORTS INC 91879Q109 207 5465 SH Sole 01 5465
VALEANT PHARM INTE 91911K102 2 55 SH Sole 01 0
VALLEY NATL BANCORP 919794107 0 2 SH Sole 01 2
VANGUARD INDEX FDS VANGUARD LARGE CAP 922908637 2552 49406 SH Sole 01 49406
VANGUARD INDEX FDS VANGUARD REIT ETF 922908553 51 1000 SH Sole 01 1000
VANGUARD INDEX FDS VANGUARD TOTAL STK 922908769 98 1706 SH Sole 01 1706
VANGUARD INTL EQUITY INDEX FDS MSCI 922042858 307 8566 SH Sole 01 8566
VANGUARD INTL EQUITY INDEX FDS MSCI PAC 922042866 336 6927 SH Sole 01 6927
VANGUARD INTL EQUITY INDEX FDS TOTAL 922042742 14 350 SH Sole 01 350
VANGUARD SECTOR INDEX FDS VANGUARD 92204A504 29 518 SH Sole 01 518
VENTAS INC 92276F100 252 5100 SH Sole 01 5100
VERIZON COMMUNICATIONS 92343V104 182 4945 SH Sole 01 4945
VERSAR INC 925297103 1 250 SH Sole 01 250
VERTEX PHARMACEUTCLS INC 92532F100 36 800 SH Sole 01 800
VIACOM INC NEW CL B 92553P201 50 1300 SH Sole 01 1300
VICON INDS INC COM 925811101 1 250 SH Sole 01 250
VODAFONE GROUP SPON ADR REP 10 ORD 92857W209 15 580 SH Sole 01 580
VORNADO RLTY TR COM 929042109 142 1900 SH Sole 01 1900
WALGREEN COMPANY COM 931422109 2 50 SH Sole 01 50
WAL-MART STORES INC COM 931142103 45 867 SH Sole 01 867
WASHINGTON REAL ESTATE INVT TR 939653101 85 3000 SH Sole 01 3000
WATSCO INC COMMON CL A RECLASSIFIED AS 942622200 3 60 SH Sole 01 60
WEATHERFORD INTERNATIONAL H27013103 2 200 SH Sole 01 200
WEBMD HEALTH CORP CL A 94770V102 1 25 SH Sole 01 25
WEINGARTEN RLTY INVS SH BEN INT 948741103 127 6000 SH Sole 01 6000
WELLS FARGO & CO NEW 949746101 22 900 SH Sole 01 900
WENDYS COMPANY (THE) COM USD0.10 95058W100 7 1551 SH Sole 01 1551
WEST MARINE INC COM 954235107 4 480 SH Sole 01 480
WESTERN GAS PARTNERS LP COM UNIT REPSTG 958254104 2 50 SH Sole 01 50
WESTERN INTER MUNI FD INC COM 958435109 9 925 SH Sole 01 925
WINDSTREAM CORP COM 97381W104 1 100 SH Sole 01 100
WISDOMTREE EMERG MKTS EQUITY INCOME FUND 97717W315 9976 210686 SH Sole 01 210686
WISDOMTREE TR DEFA FD 97717W703 12456 312975 SH Sole 01 312975
WISDOMTREE TR EMERGING MKTS 97717W281 28 724 SH Sole 01 724
WISDOMTREE TR INTL SMALLCAP DIVID FD 97717W760 29 654 SH Sole 01 654
WISDOMTREE TR TOTAL DIVID FD 97717W109 9 200 SH Sole 01 200
XOMA LTD COM STK USD0.0005 G9825R206 3 1999 SH Sole 01 1999
YAHOO INC 984332106 3 225 SH Sole 01 225