0001483964-11-000006.txt : 20111114 0001483964-11-000006.hdr.sgml : 20111111 20111114113352 ACCESSION NUMBER: 0001483964-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ladenburg Thalmann Asset Management CENTRAL INDEX KEY: 0001483964 IRS NUMBER: 133286023 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13809 FILM NUMBER: 111199331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124092021 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 ltam13f.txt LTAM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09-30-11 ------------ Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ladenburg Thalmann Asset Management -------------------------------------- -------------------------------------- Address: 520 Madison Ave, FL 9 -------------------------------------- New York, NY -------------------------------------- Form 13F File Number: 28- 13809 ------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Blancato ----------------------------- Title: President ----------------------------- Phone: 2124092682 ----------------------------- Signature, Place, and Date of Signing: /S/ Philip Blancato NEw York, NY 11-14-11 - ------------------ ---------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- None ------------------ -------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry : 548 ------------------- Form 13F Information Table Value : $203,090 (x1000) ------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME NAME 1 28- None ---- ------------------------- --------------------------- FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MANAGERS None Sole Shared 1 800 FLOWERS.COM INC CL A 68243Q106 1 362 SH Sole 01 362 3M COMPANY 88579Y101 3 40 SH Sole 01 40 ABBOTT LABORATORIES 002824100 61 1200 SH Sole 01 1200 ABERDEEN ASIA PACIFIC INCOME FD 003009107 48 7000 SH Sole 01 7000 ACADIA REALTY TRUST 004239109 10 552 SH Sole 01 552 ADOBE SYS INC 00724F101 24 1000 SH Sole 01 1000 ADVANCED MICRO DEVICES INC 007903107 2 375 SH Sole 01 375 AEROPOSTALE 007865108 1 100 SH Sole 01 100 AETNA INC NEW COM 00817Y108 291 8000 SH Sole 01 8000 AGRIUM INC COM NPV ISIN #CA0089161081 008916108 1 22 SH Sole 01 22 ALCOA INC ISIN #US0138171014 013817101 8 800 SH Sole 01 800 ALEXANDRIA REAL ESTATE EQUITIES INC 015271109 196 3200 SH Sole 01 3200 ALLIANCEBERNSTEIN GLOBAL HIGH INCOME 01879R106 22 1659 SH Sole 01 1659 ALLIANCEBERNSTEIN INCOME FD INC 01881E101 23 2824 SH Sole 01 2824 ALLIED IRISH BANKS ADR(CNV TO 10 ORD 019228808 0 320 SH Sole 01 320 ALTRIA GROUP INC 02209S103 13 500 SH Sole 01 500 AMAZON.COM INC 023135106 108 500 SH Sole 01 500 AMC NETWORKS INC COM USD0.01 CL A 00164V103 0 6 SH Sole 01 6 AMDOCS LTD ORD GBP0.01 G02602103 1 40 SH Sole 01 40 AMERICA MOVIL SAB DE CV ADR EACH REP 20 02364W105 9 400 SH Sole 01 400 AMERICAN INDEPENDENCE CORP 026760405 1 178 SH Sole 01 178 AMERICAN APPAREL INC COM 023850100 1 800 SH Sole 01 800 AMERICAN CAMPUS CMNTYS INC 024835100 37 1000 SH Sole 01 1000 AMERICAN EAGLE OUTFITTERS 02553E106 5 400 SH Sole 01 400 AMERICAN EXPRESS CO 025816109 200 4450 SH Sole 01 4450 AMERICAN INTL GROUP INC COM NEW 026874784 2 80 SH Sole 01 80 AMERICAN INTL GROUP INC WT EXP 026874156 0 13 SH Sole 01 13 ANADARKO PETE CORP 032511107 37 587 SH Sole 01 587 ANNALY MORTGAGE MANAGEMENT 035710409 352 21139 SH Sole 01 21139 ANWORTH MORTGAGE ASSET CORP 037347101 328 48186 SH Sole 01 48186 AOL INC COM USD0.01 00184X105 4 327 SH Sole 01 327 APACHE CORP 037411105 8 103 SH Sole 01 103 APARTMENT INVT & MGMT CO 03748R101 11 500 SH Sole 01 500 APOLLO INVT CORP COM SH BEN INT 03761U106 531 70721 SH Sole 01 70721 APOLLO RESIDENTIAL MORTGAGE INC COM 03763V102 15 900 SH Sole 01 900 APOLLO SENIOR FLOATING RATE FD INC 037636107 323 20500 SH Sole 01 20500 APPLE INC 037833100 229 600 SH Sole 01 600 ARCH COAL INC 039380100 1 57 SH Sole 01 57 ARES CAPITAL CORP COM STK USD0.001 04010L103 411 29821 SH Sole 01 29821 ARLINGTON ASSET INVT CORP CL A NEW 041356205 10 400 SH Sole 01 400 ARMOUR RESIDENTIAL REIT INC WT EXP 042315119 0 15000 SH Sole 01 15000 ARMOUR RESIDENTIAL REIT 042315101 338 49642 SH Sole 01 49642 ASHFORD HOSPITALITY TR INC COM SHS 044103109 46 6500 SH Sole 01 6500 ASSURANT INC 04621X108 4 100 SH Sole 01 100 AT&T INC COM 00206R102 52 1840 SH Sole 01 1840 ATLAS PIPELINE PARTNERS LP UT LTD 049392103 1 50 SH Sole 01 50 AUTODESK INC 052769106 6 200 SH Sole 01 200 AVALONBAY COMMUNITIES INC 053484101 228 2000 SH Sole 01 2000 AWARE INC MASS 05453N100 1 425 SH Sole 01 425 BABCOCK & WILCOX CO NEW COM 05615F102 10 500 SH Sole 01 500 BAKER HUGHES INC 057224107 28 600 SH Sole 01 600 BANCO BILBAO VIZCAYA ARGENTARIA SA ADS 05946K101 6 700 SH Sole 01 700 BANCO SANTANDER SA ADR EACH 1 REPR 1 05964H105 1 126 SH Sole 01 126 BANK NEW YORK MELLON CORP 064058100 20 1100 SH Sole 01 1100 BANK OF AMERICA CORP 060505104 7 1200 SH Sole 01 1200 BANKATLANTIC BANCORP INC CL A NEW 065908600 0 500 SH Sole 01 500 BARCLAYS ADR-EACH CV INTO 4 ORD STK 06738E204 13 1300 SH Sole 01 1300 BAXTER INTL INC 071813109 39 700 SH Sole 01 700 BEACON PWR CORP COM NEW 073677205 0 185 SH Sole 01 185 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 217 3050 SH Sole 01 3050 BEST BUY INC 086516101 2 76 SH Sole 01 76 BIOMARIN PHARMACEUTICAL INC 09061G101 16 500 SH Sole 01 500 BIOMED RLTY TR INC 09063H107 124 7500 SH Sole 01 7500 BIOSANTE PHARMACEUTICALS INC 09065V203 0 63 SH Sole 01 63 BLACK DIAMOND INC COM 09202G101 7 1000 SH Sole 01 1000 BLACKROCK MUNIHOLDINGS 09254P108 14 1000 SH Sole 01 1000 BLACKROCK ENHANCED CAP & INCOME FD INC 09256A109 1 117 SH Sole 01 117 BLACKROCK KELSO CAP CORPORATION 092533108 13 1800 SH Sole 01 1800 BLACKROCK MUNIYIELD CALIF FD INC COM 09254M105 4 300 SH Sole 01 300 BLDRS DEVELOPED MKTS 100 ADR INDEX FD 09348R201 0 25 SH Sole 01 25 BOARDWALK PIPELINE PARTNERS 096627104 244 9500 SH Sole 01 9500 BOSTON PPTYS INC 101121101 196 2200 SH Sole 01 2200 BP PLC ADR (CNV INTO 6 ORD USD0.25 SHS) 055622104 4 100 SH Sole 01 100 BRANDYWINE RLTY TR SBI NEW 105368203 1 100 SH Sole 01 100 BRE PPTYS INC CL A 05564E106 64 1500 SH Sole 01 1500 BRIDGFORD FOODS CORP 108763103 1 75 SH Sole 01 75 BRINKS CO 109696104 9 400 SH Sole 01 400 BRISTOL MYERS SQUIBB 110122108 45 1420 SH Sole 01 1420 BROOKDALE SR LIVING INC COM 112463104 38 3050 SH Sole 01 3050 BRT RLTY TR SH BEN INT NEW 055645303 39 6204 SH Sole 01 6204 BUILDERS FIRSTSOURCE INC COM 12008R107 1 550 SH Sole 01 550 BUNGE LIMITED COM STK USD0.01 G16962105 2 37 SH Sole 01 37 CABLEVISION SYS CORP NY GROUP CL A COM 12686C109 2 100 SH Sole 01 100 CABOT OIL & GAS CP COM 127097103 12 200 SH Sole 01 200 CALLAWAY GOLF CO DELAWARE 131193104 0 14 SH Sole 01 14 CANADIAN NATURAL RESOURCES LTD COM 136385101 32 1100 SH Sole 01 1100 CAPITAL SENIOR LIVING CORP 140475104 1 100 SH Sole 01 100 CARMIKE CINEMAS INC 143436400 1 100 SH Sole 01 100 CATERPILLAR INC 149123101 253 3420 SH Sole 01 3420 CB RICHARD ELLIS GROUP INC CL A 12497T101 97 7200 SH Sole 01 7200 CBL & ASSOC PPTYS INC 124830100 74 6500 SH Sole 01 6500 CBS CORP NEW CL B 124857202 26 1300 SH Sole 01 1300 CEMEX S.A.B. DE C.V. SPON ADR REP 10 CPO 151290889 5 1593 SH Sole 01 1593 CENOVUS ENERGY INC COM NPV 15135U109 31 1000 SH Sole 01 1000 CENTURY CASINOS INC 156492100 1 200 SH Sole 01 200 CENTURYLINK INC 156700106 4 116 SH Sole 01 116 CHEVRON CORP NEW 166764100 225 2430 SH Sole 01 2430 CHOICE HOTEL INTL INC NEW 169905106 89 3000 SH Sole 01 3000 CHURCH & DWIGHT INC 171340102 27 600 SH Sole 01 600 CINEDIGM DIGITAL CINEMA CORP COM 172407108 0 400 SH Sole 01 400 CISCO SYS INC 17275R102 81 5208 SH Sole 01 5208 CITIGROUP INC COM NEW 172967424 733 28608 SH Sole 01 1391 CITIZENS REPUBLIC BANCORP INC COM 174420307 0 10 SH Sole 01 10 CITRIX SYSTEMS INC 177376100 64 1173 SH Sole 01 1173 CLAYMORE EXCHANGE TRADED FD TR 18383M472 40 1400 SH Sole 01 1400 COCA COLA BOTTLING CO CONS 191098102 2 37 SH Sole 01 37 COCA COLA CO 191216100 42 620 SH Sole 01 620 COCA-COLA HBC S.A. SPONS ADR EACH REPR 1912EP104 5 300 SH Sole 01 300 COLLECTIVE BRANDS INC 19421W100 2 150 SH Sole 01 150 COLONIAL PPTYS TR SH BEN INT 195872106 9 500 SH Sole 01 500 COMCAST CORP NEW CL A 20030N101 19 932 SH Sole 01 932 CONAGRA FOODS INC 205887102 12 500 SH Sole 01 500 CONOCOPHILLIPS 20825C104 46 730 SH Sole 01 730 CONSOLIDATED EDISON HLDG CO INC 209115104 3 50 SH Sole 01 50 CORNING INC 219350105 63 5100 SH Sole 01 5100 CORPORATE OFFICE PROPERTIES 22002T108 109 5000 SH Sole 01 5000 COSTCO WHOLESALE CORP 22160K105 8 100 SH Sole 01 100 COVANCE INC 222816100 2 50 SH Sole 01 50 CUSHING MLP TOTAL RETURN FUND 231631102 1010 115526 SH Sole 01 115526 CVS CAREMARK CORP 126650100 16 475 SH Sole 01 475 CYTRX CORP 232828301 7 20000 SH Sole 01 20000 DDR CORP COM 23317H102 185 17000 SH Sole 01 17000 DEAN FOODS CO 242370104 4 400 SH Sole 01 400 DELL INC 24702R101 1 78 SH Sole 01 78 DEVON ENERGY CORP NEW 25179M103 10 180 SH Sole 01 180 DIAGEO ADR EACH REPR 4 ORD GBX28.935185 25243Q205 23 300 SH Sole 01 300 DIAMOND OFFSHORE DRILLING INC 25271C102 4 70 SH Sole 01 70 DIAMONDROCK HOSPITALITY CO COM 252784301 70 10000 SH Sole 01 10000 DIGITAL RLTY TR INC COM 253868103 72 1300 SH Sole 01 1300 DIME COMMUNITY BANCSHARES 253922108 7 703 SH Sole 01 703 DIRECTV COM CL A 25490A101 13 300 SH Sole 01 300 DIREXION SHS ETF TR DIREXION DAILY REAL 25459W755 257 6600 SH Sole 01 6600 DISCOVER FINL SVCS 254709108 37 1600 SH Sole 01 1600 DISCOVERY COMMUNICATIONS INC 25470F104 15 400 SH Sole 01 400 DISCOVERY LABORATORIES INC NEW 254668403 0 61 SH Sole 01 61 DISH NETWORK CORP CL A 25470M109 2 75 SH Sole 01 75 DISNEY WALT CO 254687106 23 775 SH Sole 01 775 DONNELLEY R R & SONS 257867101 4 300 SH Sole 01 300 DORAL FINANCIAL CORP COM STK USD0.01 25811P886 0 63 SH Sole 01 63 DOUGLAS EMMETT INC COM 25960P109 60 3500 SH Sole 01 3500 DOW CHEMICAL CO 260543103 1 50 SH Sole 01 50 DRYSHIPS INC COM USD0.01 Y2109Q101 5 2000 SH Sole 01 2000 DTE ENERGY HOLDING CO 233331107 25 518 SH Sole 01 518 DU PONT E I DE NEMOURS & CO 263534109 18 450 SH Sole 01 450 DUKE ENERGY CORP NEW COM 26441C105 22 1100 SH Sole 01 1100 DUKE REALTY CORP COM NEW 264411505 16 1500 SH Sole 01 1500 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 69 3500 SH Sole 01 3500 E M C CORP MASS 268648102 0 10 SH Sole 01 10 EATON VANCE LTD DUR INC INCOME FUND 27828H105 43 2900 SH Sole 01 0 ECHOSTAR CORP CL A 278768106 1 25 SH Sole 01 25 EDWARDS LIFESCIENCES CORP 28176E108 14 200 SH Sole 01 200 EL PASO PIPELINE PARTNERS L P COM 283702108 2 50 SH Sole 01 50 ELAN CORP ADR-EACH CNV INTO 1 ORD 284131208 16 1500 SH Sole 01 1500 ENCANA CORPORATION COM NPV 292505104 19 1000 SH Sole 01 1000 ENERGY INCOME AND GROWTH 292697109 706 27878 SH Sole 01 27878 ENERGY TRANSFER EQUITY L P COM UNIT 29273V100 2 50 SH Sole 01 50 ENERPLUS CORPORATION COM NPV 292766102 12 500 SH Sole 01 500 ENTERPRISE PRODUCTS PPTNS LP 293792107 20 500 SH Sole 01 500 ENTERTAINMENT PPTYS TRUST 29380T105 217 5575 SH Sole 01 5575 EOG RESOURCES INC 26875P101 5 75 SH Sole 01 75 EQUITY ONE INC 294752100 13 800 SH Sole 01 800 EQUITY RESIDENTIAL 29476L107 182 3500 SH Sole 01 3500 ESSEX PPTY TR INC 297178105 36 300 SH Sole 01 300 EXCEL MARITIME CARRIERS COM STK V3267N107 0 100 SH Sole 01 100 EXELIXIS INC 30161Q104 5 1000 SH Sole 01 1000 EXELON CORP 30161N101 21 500 SH Sole 01 500 EXPEDITORS INTL WASH INC 302130109 56 1375 SH Sole 01 1375 EXPRESS SCRIPTS INC COM FORMERLY CL A 302182100 22 600 SH Sole 01 600 EXXON MOBIL CORP 30231G102 205 2824 SH Sole 01 2824 F N B CORPORATION 302520101 5 600 SH Sole 01 600 FAMILY DOLLAR STORES INC 307000109 107 2100 SH Sole 01 2100 FBR & CO 30247C301 5 2125 SH Sole 01 2125 FEDEX CORP 31428X106 7 100 SH Sole 01 100 FIRST INDL RLTY TR INC 32054K103 68 8500 SH Sole 01 8500 FIRST POTOMAC RLTY TR 33610F109 6 500 SH Sole 01 500 FIRST TRUST PORTFOLIOS FIRST 33734J102 23 1446 SH Sole 01 1446 FISERV INC 337738108 6 120 SH Sole 01 120 FIVE STAR QUALITY CARE INC 33832D106 40 16100 SH Sole 01 16100 FLEXTRONICS INTERNATIONAL ORD Y2573F102 1 203 SH Sole 01 203 FOREST OIL CORP COM PAR $0.01 346091705 11 750 SH Sole 01 750 FORTRESS INVT GROUP LLC DEL CL A 34958B106 2 800 SH Sole 01 800 FOSTER WHEELER AG ORD CHF3 H27178104 2 100 SH Sole 01 100 FREDS INC CL A 356108100 3 275 SH Sole 01 275 FREEPORT MCMORAN COPPER & GOLD INC. 35671D857 2 50 SH Sole 01 50 FREIGHTCAR AMER INC 357023100 1 75 SH Sole 01 75 FRONTIER COMMUNICATIONS CORP 35906A108 7 1108 SH Sole 01 1108 FRONTLINE LTD COM STK USD2.50 G3682E127 46 9500 SH Sole 01 9500 FUELCELL ENERGY INC CHG #US35952H1068 35952H106 2 2000 SH Sole 01 2000 GAMESTOP CORP NEW CL A 36467W109 1 25 SH Sole 01 25 GENERAL ELECTRIC CO 369604103 71 4675 SH Sole 01 4675 GENERAL GROWTH PPTYS INC NEW COM 370023103 121 10000 SH Sole 01 10000 GENERAL MOTORS CO COM USD0.01 37045V100 1 65 SH Sole 01 65 GENERAL MTRS CO WTS 37045V118 1 59 SH Sole 01 59 GENERAL MTRS CO WTS 37045V126 0 59 SH Sole 01 59 GENON ENERGY INC COM 37244E107 0 161 SH Sole 01 161 GLAXOSMITHKLINE ADR EACH CNV INTO 2 ORD 37733W105 23 550 SH Sole 01 550 GLOBAL INDS LTD 379336100 1 100 SH Sole 01 100 GLOBAL SHIP LEASE INC USD0.01 CLASS A Y27183105 1 506 SH Sole 01 506 GOLDMAN SACHS GROUP INC 38141G104 9 95 SH Sole 01 95 GOOGLE INC CL A 38259P508 15 30 SH Sole 01 30 GSV CAP CORP COM 36191J101 113 8334 SH Sole 01 8334 GUGGENHEIM BRIC ETF 18383M100 5 156 SH Sole 01 156 GUGGENHM CANADIAN ENERGY INCOME 18383Q606 226 15952 SH Sole 01 15952 GUGGENHM CHINA SMALL CAP ETF 18383Q853 12 654 SH Sole 01 654 GUGGENHM S&P GLOBAL WATER INDEX 18383Q507 29 1608 SH Sole 01 1608 HALLIBURTON CO HOLDING CO FRMLY 406216101 34 1100 SH Sole 01 1100 HARRIS & HARRIS GROUP INC 413833104 1 325 SH Sole 01 325 HARSCO CORP 415864107 2 100 SH Sole 01 100 HAUPPAGUE DIGITAL 419131107 0 400 SH Sole 01 400 HCP INC COM 40414L109 53 1500 SH Sole 01 1500 HEALTHCARE RLTY TR 421946104 93 5500 SH Sole 01 5500 HECLA MINING CO 422704106 54 10000 SH Sole 01 10000 HEINZ H J CO 423074103 25 500 SH Sole 01 500 HEWLETT-PACKARD CO DE 428236103 92 4105 SH Sole 01 4105 HIGHWOODS PPTYS INC 431284108 99 3500 SH Sole 01 3500 HILL INTL INC 431466101 2 400 SH Sole 01 400 HILLTOP HLDGS INC COM 432748101 14 2000 SH Sole 01 2000 HITACHI ADR-EACH CNV INTO 10 ORD NPV 433578507 7 150 SH Sole 01 150 HOME DEPOT INC 437076102 63 1926 SH Sole 01 1926 HOME INNS & HOTEL MANAGEMENT INC SPON 43713W107 241 9350 SH Sole 01 9350 HOME PPTYS INC FORMERLY HOME PPTYS 437306103 57 1000 SH Sole 01 1000 HONEYWELL INTL INC 438516106 22 500 SH Sole 01 500 HOSPITALITY PROPERTIES TRUST 44106M102 159 7500 SH Sole 01 7500 HOST HOTELS & RESORTS INC COM 44107P104 159 14500 SH Sole 01 14500 HUB GROUP INC CL A 443320106 3 100 SH Sole 01 100 HUDSON CITY BANCORP INC 443683107 48 8400 SH Sole 01 8400 HUDSON PAC PPTYS INC COM USD0.01 444097109 6 511 SH Sole 01 511 HUMANA INC 444859102 36 500 SH Sole 01 500 HYATT HOTELS CORP COM USD0.01 CLASS A 448579102 82 2600 SH Sole 01 2600 ICG GROUP INC COM 44928D108 0 16 SH Sole 01 16 IMAX CORP COM STK NPV 45245E109 1 50 SH Sole 01 50 INFOSPACE INC COM PAR $.0001 45678T300 1 99 SH Sole 01 99 INTEGRATED DEVICE TECH INC 458118106 1 100 SH Sole 01 100 INTEGRYS ENERGY GROUP INC 45822P105 5 100 SH Sole 01 100 INTEL CORP COM 458140100 32 1500 SH Sole 01 1500 INTERCONTL HOTELS ADR EACH REPR 1 ORD 45857P301 1 50 SH Sole 01 50 INTL BUSINESS MACH COM 459200101 109 624 SH Sole 01 624 IRSA INVERSIONES Y REPRESENTACIONES 450047204 1 75 SH Sole 01 75 ISHARES BARCLAYS 7-10 YEAR TREASURY BOND 464287440 8650 82322 SH Sole 01 82322 ISHARES BARCLAYS INTERMEDIATE CR BD FD 464288638 28096 263100 SH Sole 01 263100 ISHARES BARCLAYS 10-20 YR TREAS BD FD 464288653 4897 37045 SH Sole 01 37045 ISHARES BARCLAYS 1-3 YR CD BD FD 464288646 9890 95119 SH Sole 01 94919 ISHARES BARCLAYS MBS BOND FD 464288588 251 2323 SH Sole 01 2323 ISHARES BARCLAYS SHORT TREAS BD FD 464288679 277 2512 SH Sole 01 2512 ISHARES BARCLAYS TREAS INFLATION 464287176 308 2699 SH Sole 01 2699 ISHARES BARCLAYS U S AGGREGATE BD FD 464287226 396 3595 SH Sole 01 3595 ISHARES FTSE CHINA HK LISTED 464288190 19 526 SH Sole 01 526 ISHARES GOLD TRUST ISHARES 464285105 191 12078 SH Sole 01 12078 ISHARES IBOXX $ INVESTOP INVESTMENT 464287242 732 6518 SH Sole 01 6018 ISHARES INC MCSI BRIC INDEX FD 464286657 34 992 SH Sole 01 992 ISHARES INC MSCI SOUTH AFRICA 464286780 11 193 SH Sole 01 193 ISHARES INC MSCI BRAZIL INDEX 464286400 67 1281 SH Sole 01 1281 ISHARES INC MSCI EMERGING MKTS 464286566 5 219 SH Sole 01 219 ISHARES INC MSCI GERMANY INDEX FD 464286806 0 25 SH Sole 01 25 ISHARES INC MSCI HONG KONG INDEX FD 464286871 1 50 SH Sole 01 50 ISHARES INC MSCI JAPAN INDEX FD 464286848 115 12204 SH Sole 01 12204 ISHARES INC MSCI MEXICO INVESTABLE 464286822 5 106 SH Sole 01 106 ISHARES INC MSCI PACIFIC EX JAPAN 464286665 6 162 SH Sole 01 162 ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 21 455 SH Sole 01 455 ISHARES INC MSCI UNITED KINGDOM INDEX 464286699 0 25 SH Sole 01 25 ISHARES NASDAQ BIOTECHNOLOGY INDEX 464287556 102 1093 SH Sole 01 1093 ISHARES S&P EMERGING MKTS 464288216 10 394 SH Sole 01 394 ISHARES S&P AMT-FREE MUNI BND FND 464288323 58 540 SH Sole 01 540 ISHARES S&P GLOBAL TIMBER & FORESTRY 464288174 294 8565 SH Sole 01 8565 ISHARES S&P INDIA NIFTY 50 INDEX FD 464289529 20 909 SH Sole 01 909 ISHARES S&P NATL AMT FREE MUNI BND FND 464288414 197 1850 SH Sole 01 1850 ISHARES S&P NORTH AMERI NATURAL RESOURCES INDEX 464287374 7935 237140 SH Sole 01 237140 ISHARES SILVER TR ISHARES 46428Q109 13 463 SH Sole 01 463 ISHARES TR MSCI EAFE INDEX FD 464287465 344 7208 SH Sole 01 7208 ISHARES TR MSCI EMERGING MKTS 464287234 49 1393 SH Sole 01 1393 ISHARES TR COHEN & STEERS REALTY MAJORS 464287564 184 3000 SH Sole 01 3000 ISHARES TR DOW JONES U S REAL ESTATE 464287739 202 4000 SH Sole 01 4000 ISHARES TR DOW JONES EPAC SELECT 464288448 545 19240 SH Sole 01 19240 ISHARES TR DOW JONES SELECT DIVID INDEX 464287168 416 8625 SH Sole 01 8625 ISHARES TR DOW JONES US REGIONAL BKS 464288778 172 9512 SH Sole 01 9512 ISHARES TR FTSE XINHUA HK CHINA 25 464287184 47 1535 SH Sole 01 1535 ISHARES TR IBOXX $ HIGH YIELD CORP 464288513 8 95 SH Sole 01 95 ISHARES TR JPMORGAN USD EMERGING MKTS BD 464288281 508 4818 SH Sole 01 4818 ISHARES TR MSCI ACWI EX US INDEX FD 464288240 12 330 SH Sole 01 330 ISHARES TR MSCI ACWI EX US ENERGY INDEX 464289594 58 1200 SH Sole 01 1200 ISHARES TR MSCI ACWI EX US MATERIALS 464289578 59 1200 SH Sole 01 1200 ISHARES TR RUSSELL 1000 GROWTH INDEX FD 464287614 16603 315771 SH Sole 01 315771 ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 14849 262401 SH Sole 01 262401 ISHARES TR RUSSELL MIDCAP GROWTH INDEX FD 464287481 11560 232886 SH Sole 01 232886 ISHARES TR RUSSELL MIDCAP VALUE INDEX FD 464287473 12135 314699 SH Sole 01 314699 ISHARES TR RUSSELL 2000 INDEX FD 464287655 10 157 SH Sole 01 157 ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 442 5008 SH Sole 01 5008 ISHARES TR S&P LATIN AMER 40 464287390 154 3961 SH Sole 01 3961 ISHARES TR S&P MIDCAP 400 INDEX FD 464287507 591 7575 SH Sole 01 7575 ISHARES TR S&P MIDCAP 400/ 464287705 10 144 SH Sole 01 144 ISHARES TR S&P MIDCAP 400/GROWTH 464287606 28 310 SH Sole 01 310 ISHARES TR S&P 100 INDEX FUND 464287101 87 1690 SH Sole 01 1690 ISHARES TR S&P 500 INDEX FD 464287200 6 51 SH Sole 01 51 ISHARES TR S&P U S PFD STK INDEX FD 464288687 748 20996 SH Sole 01 20996 ISHARES TRUST 10+ YEAR CREDIT BOND 464289511 63 1100 SH Sole 01 1100 ISLE OF CAPRIS CASINOS INC 464592104 1 200 SH Sole 01 200 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 12 SH Sole 01 12 JETBLUE AWYS CORP 477143101 1 325 SH Sole 01 325 JOHNSON & JOHNSON 478160104 37 580 SH Sole 01 580 JOY GLOBAL INC 481165108 6 100 SH Sole 01 100 JPMORGAN CHASE & CO 46625H100 159 5285 SH Sole 01 5285 JPMORGAN CHASE & CO ALERIAN MLP INDEX 46625H365 720 21140 SH Sole 01 21140 JUNIPER NETWORKS INC 48203R104 2 100 SH Sole 01 100 KAYNE ANDERSON MLP INVESTMENTS 486606106 209 7500 SH Sole 01 7500 KAYNE ANDERSON ENERGY TOTAL RETURN FUND 48660P104 454 18788 SH Sole 01 18788 KBW INC COM 482423100 1 50 SH Sole 01 50 KEY ENERGY SERVICES INC 492914106 0 50 SH Sole 01 50 KILROY REALTY CORP 49427F108 235 7500 SH Sole 01 7500 KIMCO REALTY CORP (MOVED FROM DELAWARE) 49446R109 170 11300 SH Sole 01 11300 KOHLS CORP 500255104 1 25 SH Sole 01 25 KRAFT FOODS INC CL A 50075N104 2 50 SH Sole 01 50 KRISPY KREME DOUGHNUTS INC 501014104 1 100 SH Sole 01 100 LADENBURG THALMANN FINL SVCS INC 50575Q102 47 30200 SH Sole 01 30200 LAS VEGAS SANDS CORP 517834107 38 1000 SH Sole 01 1000 LASALLE HOTEL PPTYS 517942108 54 2800 SH Sole 01 2800 LAZARD LTD COM CLASS A USD0.01 G54050102 1 50 SH Sole 01 50 LEXINGTON REALTY TR 529043101 2 350 SH Sole 01 350 LIBERTY INTERACTIVE CORP INTERACTIVE 53071M104 8 562 SH Sole 01 562 LIBERTY PPTY TR SHS BEN INT 531172104 73 2500 SH Sole 01 2500 LILLY ELI & CO 532457108 2 50 SH Sole 01 50 LINN ENERGY LLC UNIT REPSTG LTD LIABILITY 536020100 2 50 SH Sole 01 50 LOEWS CORP 540424108 13 375 SH Sole 01 375 LOWES COMPANIES 548661107 6 334 SH Sole 01 334 LSI CORP 502161102 0 5 SH Sole 01 5 MACERICH CO 554382101 214 5025 SH Sole 01 5025 MACK CALI REALTY CORP 554489104 78 2900 SH Sole 01 2900 MADISON SQUARE GARDEN COCL A 55826P100 3 143 SH Sole 01 143 MARKET VECTORS ETF TR COAL ETF 57060U837 20 653 SH Sole 01 653 MARKET VECTORS ETF TR GOLD MINERS ETF 57060U100 17 300 SH Sole 01 300 MARKET VECTORS ETF TR RVE HARD ASSETS 57060U795 15 484 SH Sole 01 484 MARRIOTT INTL INC CL A 571903202 150 5500 SH Sole 01 5500 MASSMUTUAL CORP INVS 576292106 136 8000 SH Sole 01 8000 MCDERMOTT INTERNATIONAL INC 580037109 11 1000 SH Sole 01 1000 MCDONALDS CORP 580135101 25 283 SH Sole 01 283 MEDCO HEALTH SOLUTIONS INC 58405U102 2 48 SH Sole 01 48 MEDIFAST INC 58470H101 2 100 SH Sole 01 100 MERCK & CO INC NEW COM 58933Y105 195 5952 SH Sole 01 5952 METLIFE INC COM 59156R108 16 583 SH Sole 01 583 MFA FINL INC COM 55272X102 1 100 SH Sole 01 100 MGM RESORTS INTERNATIONAL 552953101 1 55 SH Sole 01 55 MICROSOFT CORP 594918104 8274 332441 SH Sole 01 332441 MICROVISION INC DEL COM 594960106 0 150 SH Sole 01 150 MONSANTO CO NEW 61166W101 6 102 SH Sole 01 102 MORGAN STANLEY 617446448 1 50 SH Sole 01 50 MORGAN STANLEY EM MKTS DM DE COM 617477104 25 1750 SH Sole 01 0 MOSAIC CO NEW COM 61945C103 17 350 SH Sole 01 350 MOTOROLA MOBILITY HLDGS INC COM 620097105 3 74 SH Sole 01 74 MOTOROLA SOLUTIONS INC COM NEW 620076307 4 85 SH Sole 01 85 MVC CAP INC 553829102 1 100 SH Sole 01 100 NATIONAL BANK OF GREECE ADR EACH REP 633643408 1 1561 SH Sole 01 1561 NATIONAL GRID NEW ADR EACH REPR 5 ORD 636274300 2 50 SH Sole 01 50 NATUS MED INC DEL 639050103 1 100 SH Sole 01 100 NAVISTAR INTL CORP 63934E108 1 25 SH Sole 01 25 NEWS CORP CL A 65248E104 0 4 SH Sole 01 4 NEWTEK BUSINESS SERVICES INC 652526104 112 82650 SH Sole 01 82650 NII HLDGS INC NEW 62913F201 1 50 SH Sole 01 50 NOKIA OYJ ADR EACH REPR 1 ORD NPV 654902204 3 550 SH Sole 01 550 NORFOLK SOUTHERN CRP 655844108 18 300 SH Sole 01 300 NORTHRIM BANCORP INC 666762109 1 27 SH Sole 01 27 NUVEEN BUILD AMER BD FD COM 67074C103 349 17475 SH Sole 01 17475 NUVEEN ENERGY MLP TOTAL RETURN FUND 67074U103 19 1250 SH Sole 01 1250 NUVEEN INSD TAX FREE ADVANTAGE MUN FD 670657105 107 7500 SH Sole 01 7500 NUVEEN MORTGAGE OPPORTUNITY TRM FD2 67074R100 71 3500 SH Sole 01 3500 NUVEEN MTG OPPORTUNITY TERM FD 670735109 133 6450 SH Sole 01 6450 NUVEEN MUN VALUE FD 670928100 95 9800 SH Sole 01 9800 NUVEEN QUALITY PFD INCOME FD 67071S101 9 1200 SH Sole 01 1200 O CHARLEYS INC 670823103 0 75 SH Sole 01 75 OCCIDENTAL PETROLEUM CORP 674599105 29 400 SH Sole 01 400 OCEANEERING INTL INC 675232102 7 200 SH Sole 01 200 OMEGA HEALTHCARE INVS INC 681936100 1 50 SH Sole 01 50 OMEGA PROTEIN CORP 68210P107 32 3500 SH Sole 01 3500 ONE LIBERTY PPTYS INC FRMLY ONE 682406103 175 11968 SH Sole 01 11968 OPENTABLE INC COM 68372A104 5 100 SH Sole 01 100 ORACLE CORPORATION 68389X105 56 1951 SH Sole 01 1951 ORCKIT COMMUNICATIONS NPV M7531S206 1 400 SH Sole 01 400 ORIENT EXPRESS HOTELS LTD CLASS A G67743107 0 37 SH Sole 01 37 ORMAT TECHNOLOGIES INC 686688102 1 50 SH Sole 01 50 OXFORD LANE CAP CORP 691543102 7 521 SH Sole 01 521 PACIFIC ETHANOL INC COM NEW 69423U206 0 68 SH Sole 01 68 PARKER HANNIFIN CORP 701094104 55 879 SH Sole 01 879 PEAPACK GLADSTONE FINL CORP 704699107 14 1400 SH Sole 01 1400 PENNANTPARK FLOATING RATE CAP LTD COM 70806A106 549 52064 SH Sole 01 49550 PENNANTPARK INVESTMENT CO 708062104 480 53771 SH Sole 01 53771 PEP BOYS MANNY MOE & JACK 713278109 0 50 SH Sole 01 50 PEPSICO INC 713448108 1 11 SH Sole 01 11 PETROLEO BRASILEIRO SA PETROBRAS ADS 71654V408 18 806 SH Sole 01 806 PFIZER INC 717081103 326 18466 SH Sole 01 18466 PHILIP MORRIS INTL INC COM 718172109 41 650 SH Sole 01 650 PIMCO ETF TR ENHANCED SHORT 72201R833 655 6525 SH Sole 01 6525 PLUM CREEK TIMBER CO INC 729251108 260 7500 SH Sole 01 7500 PMC COML TR SH BEN INT 693434102 6 740 SH Sole 01 740 POST PPTYS INC 737464107 69 2000 SH Sole 01 2000 POTASH CORP OF SASKATCHEWAN COM NPV 73755L107 19 450 SH Sole 01 450 POWERSHARES ETF TR II EMERGING MKTS 73937B209 13 366 SH Sole 01 366 POWERSHARES EXCH TRADED FD TR II 73936T565 613 45142 SH Sole 01 45142 POWERSHARES EXCH TRADED FD TR II MENA 73936Q603 2 192 SH Sole 01 192 POWERSHARES EXCHANGE TRADED FD TR 73935X161 21 1059 SH Sole 01 1059 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC 73935X278 10 500 SH Sole 01 500 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC 73935X856 7 409 SH Sole 01 409 POWERSHARES EXCHANGE TRADED FDS TST 73935X500 13 2302 SH Sole 01 2302 POWERSHARES EXCHANGE TRADED FDS TST INDIA 73935L100 21 1155 SH Sole 01 1155 POWERSHARES GLOBAL EXCHANGE TRADED 73936T524 3 99 SH Sole 01 99 POWERSHARES GLOBAL EXCHANGE TRADED 73936T615 3 365 SH Sole 01 365 POWERSHARES GLOBAL EXCHANGE TRADED FD 73936G308 4 189 SH Sole 01 189 POWERSHARES GLOBAL EXCHANGE TRADED FD 73936T441 23 950 SH Sole 01 950 POWERSHARES GLOBAL EMERGING MARKETS SOV.DB 73936T573 5831 222976 SH Sole 01 222976 POWERSHARES QQQ TR UNIT SER 1 73935A104 388 7393 SH Sole 01 7393 POWERSHARES XTF UNITS (GLOBAL WATER 73935X575 15 1015 SH Sole 01 1015 PRIMORIS SVCS CORP COM 74164F103 10 1000 SH Sole 01 1000 PRIVATE MEDIA GROUP INC COM NEW 74266R302 0 508 SH Sole 01 508 PROCTER & GAMBLE CO 742718109 304 4817 SH Sole 01 4817 PROLOGIS INC COM 74340W103 332 13680 SH Sole 01 13680 PROSHARES ULTRASHORT 20+ YR 74347R297 19 1000 SH Sole 01 1000 PROSHARES TR PROSHARES ULTRASHORT 74347R883 0 12 SH Sole 01 12 PROSHARES TR ULTRASHORT QQQ 74347X237 0 5 SH Sole 01 5 PROSHARES TR ULTRA REAL ESTATE NEW 74347X625 289 7100 SH Sole 01 7100 PROSHARES TRUST SHORT DOW 30 74347R701 1 25 SH Sole 01 25 PROSHARES ULTRA DOW 30 PROSHARES 74347R305 7 150 SH Sole 01 150 PROSHARES ULTRA S&P 500 PROSHARES 74347R107 7 175 SH Sole 01 175 PROSPECT CAPITAL CORPORATION 74348T102 219 26000 SH Sole 01 26000 PROVIDENT FINL SVCS INC 74386T105 135 12600 SH Sole 01 12600 PUBLIC STORAGE COM 74460D109 100 900 SH Sole 01 900 PUTNAM MASTER INTER INCOME TR SH BEN INT 746909100 13 2554 SH Sole 01 2554 PUTNAM PREMIER INC TR SH BEN INT 746853100 21 4011 SH Sole 01 4011 QUALCOMM INC 747525103 58 1200 SH Sole 01 1200 RADIOSHACK CORP 750438103 3 300 SH Sole 01 300 RAYONIER INC 754907103 287 7800 SH Sole 01 7800 RAYTHEON CO COM NEW 755111507 20 500 SH Sole 01 500 REALNETWORKS INC COM STK USD0.001 75605L708 1 125 SH Sole 01 125 REALTY INCOME CORP (MARYLAND) 756109104 32 1000 SH Sole 01 1000 REGAL ENTERTAINMENT GROUP 758766109 41 3500 SH Sole 01 3500 REGENCY CTRS CORP 758849103 260 7350 SH Sole 01 7350 REGIONS FINL CORP 7591EP100 2 500 SH Sole 01 500 RESEARCH IN MOTION COM NPV 760975102 5 250 SH Sole 01 250 RITE AID CORP 767754104 1 550 SH Sole 01 550 RYDEX ETF TR MSCI EAFE EQUAL 78355W544 21 600 SH Sole 01 600 S1 CORP 78463B101 1 100 SH Sole 01 100 SAFEGUARD SCIENTIFICS INC COM 786449207 2 100 SH Sole 01 100 SANDISK CORP 80004C101 2 50 SH Sole 01 50 SANDY SPRING BANCORP INC 800363103 6 400 SH Sole 01 400 SANOFI CONTINGENT VALUE RT 80105N113 0 25 SH Sole 01 25 SANOFI SPONSORED ADR 80105N105 2 58 SH Sole 01 50 SARA LEE CORP 803111103 3 155 SH Sole 01 155 SCHLUMBERGER LIMITED COM STK USD0.01 806857108 94 1569 SH Sole 01 1569 SCHWAB CHARLES CORP COM 808513105 3 309 SH Sole 01 309 SEADRILL LTD USD2 ISIN #BMG7945E1057 G7945E105 28 1000 SH Sole 01 1000 SECTOR SPDR TR SHS BEN INT ENERGY 81369Y506 29 500 SH Sole 01 500 SECTOR SPDR TR SHS BEN INT FINANCIAL 81369Y605 6 550 SH Sole 01 550 SELECT SECTOR SPDR TR HEALTH CARE 81369Y209 331 10426 SH Sole 01 10426 SEMPRA ENERGY 816851109 26 500 SH Sole 01 500 SENIOR HOUSING PROP TRUST 81721M109 43 2000 SH Sole 01 2000 SHAW GROUP INC 820280105 4 200 SH Sole 01 200 SIMON PPTY GRP INC 828806109 264 2400 SH Sole 01 2400 SIRIUS XM RADIO INC COM 82967N108 9 5675 SH Sole 01 5675 SL GREEN REALTY CORP 78440X101 227 3900 SH Sole 01 3900 SODASTREAM INTERNATIONAL LTD M9068E105 66 2000 SH Sole 01 2000 SOLAR CAPITAL LTD 83413U100 1593 80626 SH Sole 01 75569 SOLAR SENIOR CAPITAL LTD COM USD0.01 83416M105 2075 145194 SH Sole 01 145194 SONUS NETWORKS INC 835916107 1 400 SH Sole 01 400 SOUTHWEST AIRLNS CO 844741108 1 75 SH Sole 01 75 SOVRAN SELF STORAGE INC 84610H108 130 3500 SH Sole 01 3500 SPDR DOW JONES INDL AVERAGE ETF TR UNIT 78467X109 840 7715 SH Sole 01 7715 SPDR GOLD TR GOLD SHS 78463V107 6 40 SH Sole 01 40 SPDR INDEX SHS FDS S&P EMERGING LATIN 78463X707 8 126 SH Sole 01 126 SPDR INDEX SHS FDS S&P GLOBAL NAT RES 78463X541 566 12415 SH Sole 01 12415 SPDR INDEX SHS FDS SPDR S&P INTL 78463X731 8 339 SH Sole 01 339 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P 78462F103 224 1983 SH Sole 01 1708 SPDR SER TR S&P DIVID ETF 78464A763 162 3331 SH Sole 01 3331 SPDR SER TR DJ WILSHIRE REIT ETF 78464A607 85 1500 SH Sole 01 1500 SPDR SER TR BARCLAYS CAP HIGH YIELD BD 78464A417 110 3045 SH Sole 01 3045 SPDR SER TR LEHMAN SHORT TERM INTL 78464A334 23 625 SH Sole 01 625 SPDR SER TR NUVEEN BARCLAYS CAP SHORT 78464A425 23 950 SH Sole 01 950 SPDR SERIES TRUST BARCLAYS INTL ETF 78464A516 7323 121822 SH Sole 01 121822 SPECTRA ENERGY CORP COM 847560109 12 500 SH Sole 01 500 SPRINT NEXTEL CORP FON SHS 852061100 9 3001 SH Sole 01 3001 STARWOOD HOTELS & RESORTS WORLDWIDE 85590A401 155 4000 SH Sole 01 4000 STATE BANCORP INC NY 855716106 0 25 SH Sole 01 25 STIFEL FINL CORP 860630102 2 81 SH Sole 01 81 SUNCOR ENERGY COM NPV NEW 867224107 10 400 SH Sole 01 400 SUNSTONE HOTEL INVS INC NEW 867892101 108 19000 SH Sole 01 19000 SWIFT ENERGY CO 870738101 1 50 SH Sole 01 50 SYSTEMAX INC 871851101 1 100 SH Sole 01 100 TAKE-TWO INTERACTIVE SOFTWRE 874054109 0 8 SH Sole 01 8 TANGER FACTORY OUTLET CTRS INC 875465106 91 3500 SH Sole 01 3500 TAUBMAN CENTERS INC 876664103 103 2050 SH Sole 01 2050 TECH DATA CORP 878237106 1 17 SH Sole 01 17 TEVA PHARMACEUTICAL INDUSTRIES ADR-EACH 881624209 17 465 SH Sole 01 465 TEXAS INSTRUMENTS INC 882508104 1 25 SH Sole 01 25 TEXTRON INC 883203101 19 1065 SH Sole 01 1065 TIME WARNER CABLE INC COM 88732J207 71 1138 SH Sole 01 1138 TIME WARNER INC NEW COM NEW 887317303 117 3920 SH Sole 01 3920 TORCH ENERGY ROYALTY TRUST 891013104 1 250 SH Sole 01 250 TORTOISE ENERGY INFRASTRUCTURE 89147L100 485 14290 SH Sole 01 14290 TORTOISE POWER AND ENERGY INFRASTRUCTURE 89147X104 111 4950 SH Sole 01 4950 TOTAL ADR EACH REP 1 ORD SHS EUR10 89151E109 22 500 SH Sole 01 500 TOTAL SYS SVCS INC 891906109 7 400 SH Sole 01 400 TRANSOCEAN LIMITED COM CHF15 H8817H100 2 50 SH Sole 01 50 TRAVELERS COMPANIES INC 89417E109 49 1001 SH Sole 01 0 TSR INC COM NEW 872885207 0 25 SH Sole 01 25 TWO HBRS INVT CORP 90187B101 13 1480 SH Sole 01 1480 TWO HBRS INVT CORP WT EXP 11/07/2013 90187B119 3 17566 SH Sole 01 17566 TYCO INTERNATIONAL LTD(SWITZERLAND) COM H89128104 24 585 SH Sole 01 585 UDR INC 902653104 11 500 SH Sole 01 500 UNILEVER NV EUR0.16(NEW YORK 904784709 30 950 SH Sole 01 950 UNION PACIFIC CORP 907818108 6 70 SH Sole 01 70 UNITED COMMUNITY FINANCIAL CORP OHIO 909839102 1 1000 SH Sole 01 1000 UNITED CONTINENTAL HOLDINGS INC COM 910047109 2 78 SH Sole 01 78 UNITED PARCEL SVC INC CL B 911312106 2 35 SH Sole 01 35 UNITED TECHNOLOGIES CORP 913017109 11 150 SH Sole 01 150 VAALCO ENERGY INC COM NEW 91851C201 2 400 SH Sole 01 400 VAIL RESORTS INC 91879Q109 207 5465 SH Sole 01 5465 VALEANT PHARM INTE 91911K102 2 55 SH Sole 01 0 VALLEY NATL BANCORP 919794107 0 2 SH Sole 01 2 VANGUARD INDEX FDS VANGUARD LARGE CAP 922908637 2552 49406 SH Sole 01 49406 VANGUARD INDEX FDS VANGUARD REIT ETF 922908553 51 1000 SH Sole 01 1000 VANGUARD INDEX FDS VANGUARD TOTAL STK 922908769 98 1706 SH Sole 01 1706 VANGUARD INTL EQUITY INDEX FDS MSCI 922042858 307 8566 SH Sole 01 8566 VANGUARD INTL EQUITY INDEX FDS MSCI PAC 922042866 336 6927 SH Sole 01 6927 VANGUARD INTL EQUITY INDEX FDS TOTAL 922042742 14 350 SH Sole 01 350 VANGUARD SECTOR INDEX FDS VANGUARD 92204A504 29 518 SH Sole 01 518 VENTAS INC 92276F100 252 5100 SH Sole 01 5100 VERIZON COMMUNICATIONS 92343V104 182 4945 SH Sole 01 4945 VERSAR INC 925297103 1 250 SH Sole 01 250 VERTEX PHARMACEUTCLS INC 92532F100 36 800 SH Sole 01 800 VIACOM INC NEW CL B 92553P201 50 1300 SH Sole 01 1300 VICON INDS INC COM 925811101 1 250 SH Sole 01 250 VODAFONE GROUP SPON ADR REP 10 ORD 92857W209 15 580 SH Sole 01 580 VORNADO RLTY TR COM 929042109 142 1900 SH Sole 01 1900 WALGREEN COMPANY COM 931422109 2 50 SH Sole 01 50 WAL-MART STORES INC COM 931142103 45 867 SH Sole 01 867 WASHINGTON REAL ESTATE INVT TR 939653101 85 3000 SH Sole 01 3000 WATSCO INC COMMON CL A RECLASSIFIED AS 942622200 3 60 SH Sole 01 60 WEATHERFORD INTERNATIONAL H27013103 2 200 SH Sole 01 200 WEBMD HEALTH CORP CL A 94770V102 1 25 SH Sole 01 25 WEINGARTEN RLTY INVS SH BEN INT 948741103 127 6000 SH Sole 01 6000 WELLS FARGO & CO NEW 949746101 22 900 SH Sole 01 900 WENDYS COMPANY (THE) COM USD0.10 95058W100 7 1551 SH Sole 01 1551 WEST MARINE INC COM 954235107 4 480 SH Sole 01 480 WESTERN GAS PARTNERS LP COM UNIT REPSTG 958254104 2 50 SH Sole 01 50 WESTERN INTER MUNI FD INC COM 958435109 9 925 SH Sole 01 925 WINDSTREAM CORP COM 97381W104 1 100 SH Sole 01 100 WISDOMTREE EMERG MKTS EQUITY INCOME FUND 97717W315 9976 210686 SH Sole 01 210686 WISDOMTREE TR DEFA FD 97717W703 12456 312975 SH Sole 01 312975 WISDOMTREE TR EMERGING MKTS 97717W281 28 724 SH Sole 01 724 WISDOMTREE TR INTL SMALLCAP DIVID FD 97717W760 29 654 SH Sole 01 654 WISDOMTREE TR TOTAL DIVID FD 97717W109 9 200 SH Sole 01 200 XOMA LTD COM STK USD0.0005 G9825R206 3 1999 SH Sole 01 1999 YAHOO INC 984332106 3 225 SH Sole 01 225