0001140361-16-085185.txt : 20161107 0001140361-16-085185.hdr.sgml : 20161107 20161107170156 ACCESSION NUMBER: 0001140361-16-085185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JBF Capital, Inc. CENTRAL INDEX KEY: 0001483864 IRS NUMBER: 134259470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13723 FILM NUMBER: 161978929 BUSINESS ADDRESS: STREET 1: 306 WEST FRANCIS STREET CITY: ASPEN STATE: CO ZIP: 81611 BUSINESS PHONE: 970-319-8251 MAIL ADDRESS: STREET 1: 306 WEST FRANCIS STREET CITY: ASPEN STATE: CO ZIP: 81611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001483864 XXXXXXXX 09-30-2016 09-30-2016 JBF Capital, Inc.

306 WEST FRANCIS STREET ASPEN CO 81611

13F HOLDINGS REPORT 028-13723 N John B. Fullerton 970-920-1145 John B. Fullerton Aspen CO 11-07-2016 0 75 790938 false INFORMATION TABLE 2 form13fInfoTable.xml ARI NETWORK SERVICES INC (NEW) CMN COM 001930205 54 12200 SH SOLE 12200 0 0 AGROFRESH SOLUTIONS, INC. CMN COM 00856G109 3123 590380 SH SOLE 590380 0 0 WTS/AGROFRESH SOLUTIONS 11.5000 EXP02/19/2019 WTS 00856G117 315 404050 SH Call SOLE 404050 0 0 ALPHABET INC. CMN CLASS C COM 02079K107 4664 6000 SH SOLE 6000 0 0 AMAZON.COM INC CMN COM 023135106 16746 20000 SH SOLE 20000 0 0 AMERCO CMN COM 023586100 324 1000 SH SOLE 1000 0 0 AMERICAN SHARED HOSP SVCS CMN COM 029595105 233 75058 SH SOLE 75058 0 0 APPLE INC. CMN COM 037833100 4759 42100 SH SOLE 42100 0 0 APPLIED MATERIALS INC CMN COM 038222105 6152 204030 SH SOLE 204030 0 0 ARES COMMERCIAL REAL ESTATE CO CMN COM 04013V108 875 69472 SH SOLE 69472 0 0 BANK OF AMERICA CORP CMN COM 060505104 2348 150000 SH SOLE 150000 0 0 BLACKSTONE MORTGAGE TRUST INC CMN COM 09257W100 14725 500010 SH SOLE 500010 0 0 BOULDER GROWTH & INCOME FD INC MUTUAL FUND COM 101507101 604 72106 SH SOLE 72106 0 0 BOULEVARD ACQUISITION CORP. II CORP II UNIT OTHER 10157Q201 1021 100000 SH SOLE 100000 0 0 CSW INDUSTRIALS, INC. CMN COM 126402106 242 7477 SH SOLE 7477 0 0 CAPITOL ACQUISITION CORP III UNIT OTHER 14055M205 1011 100000 SH SOLE 100000 0 0 CAPSTEAD MORTGAGE CORPORATION CMN COM 14067E506 189 20000 SH SOLE 20000 0 0 CHEMOURS COMPANY (THE) CMN COM 163851108 320 20000 SH SOLE 20000 0 0 CITY OFFICE REIT, INC. CMN COM 178587101 237 18600 SH SOLE 18600 0 0 CIVEO CORP CMN COM 17878Y108 431 377900 SH SOLE 377900 0 0 CORENERGY INFRASTRUCTURE TRUST INC. CMN COM 21870U502 235 8000 SH SOLE 8000 0 0 DANAHER CORPORATION CMN COM 235851102 784 10000 SH SOLE 10000 0 0 DIGIRAD CORPORATION CMN COM 253827109 153 30000 SH SOLE 30000 0 0 DOVER DOWNS GAMING & ENTMT INC CMN COM 260095104 17 16157 SH SOLE 16157 0 0 ELLINGTON RESIDENTIAL MORT REIT CMN COM 288578107 1119 86225 SH SOLE 86225 0 0 ENVIROSTAR INC CMN COM 29414M100 618 75874 SH SOLE 75874 0 0 EXPEDITORS INTL WASH INC CMN COM 302130109 258 5000 SH SOLE 5000 0 0 FIRST CMNTY CORP S C CMN COM 319835104 304 19301 SH SOLE 19301 0 0 FIRSTCASH INC CMN COM 33767D105 395 8400 SH SOLE 8400 0 0 FORTRESS INVESTMENT GROUP LLC CMN CLASS A COM 34958B106 7765 1571782 SH SOLE 1571782 0 0 FORTIVE CORPORATION CMN COM 34959J108 255 5000 SH SOLE 5000 0 0 GENVEC INC CMN COM 37246C307 6 11800 SH SOLE 11800 0 0 GOLUB CAPITAL BDC LLC MUTUAL FUND COM 38173M102 1495 80527 SH SOLE 80527 0 0 GREAT AJAX CORP CMN COM 38983D300 341 25000 SH SOLE 25000 0 0 GREAT ELM CAPITAL GROUP INC CMN COM 39036P100 78 16666 SH SOLE 16666 0 0 ISHARES MSCI IRELAND CAPPED ETF ETF 46429B507 738 19411 SH SOLE 19411 0 0 JPMORGAN CHASE & CO CMN COM 46625H100 2664 40000 SH SOLE 40000 0 0 JMP GROUP LLC. CMN COM 46629U107 189 34174 SH SOLE 34174 0 0 LANDMARK BANCORP INC CMN COM 51504L107 278 10500 SH SOLE 10500 0 0 LEUCADIA NATIONAL CORP CMN COM 527288104 388 20400 SH SOLE 20400 0 0 LIBERTY TRIPADVISOR HLDGS INC CMN SERIES A COM 531465102 1093 50000 SH SOLE 50000 0 0 MGIC INVESTMENT CORP COMMON STOCK COM 552848103 3514 439300 SH SOLE 439300 0 0 MARLIN BUSINESS SERVICES, INC. CMN COM 571157106 415 21400 SH SOLE 21400 0 0 MICROSOFT CORPORATION CMN COM 594918104 11520 200000 SH SOLE 200000 0 0 MODUSLINK GLOBAL SOLUTIONS, IN*C CMN COM 60786L206 16 10000 SH SOLE 10000 0 0 NEW IRELAND FUND INC MUTUAL FUND COM 645673104 552 45075 SH SOLE 45075 0 0 NICHOLAS FINANCIAL, INC. CMN COM 65373J209 3620 353900 SH SOLE 353900 0 0 PINNACLE ENTERTAINMENT INC. CMN COM 72348Y105 128 10400 SH SOLE 10400 0 0 CALL/SVXY @ 35 EXP 01/20/2017 CALL 74347W627 161 40 SH Call SOLE 40 0 0 CALL/SVXY @ 40 EXP 01/20/2017 CALL 74347W627 687 200 SH Call SOLE 200 0 0 CALL/SVXY @ 40 EXP 01/19/2018 CALL 74347W627 8690 2200 SH Call SOLE 2200 0 0 RADIANT LOGISTICS INC CMN COM 75025X100 103 36410 SH SOLE 36410 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 329527 1523471 SH SOLE 1523471 0 0 PUT/SPY @ 181 EXP 10/21/2016 PUT 78462F103 53 15000 SH Put SOLE 15000 0 0 PUT/SPY @ 184 EXP 11/18/2016 PUT 78462F103 255 10000 SH Put SOLE 10000 0 0 PUT/SPY @ 185 EXP 10/21/2016 PUT 78462F103 45 10000 SH Put SOLE 10000 0 0 PUT/SPY @ 184 EXP 10/21/2016 PUT 78462F103 134 29750 SH Put SOLE 29750 0 0 SHIRE LIMITED SPONSORED ADR CMN COM 82481R106 2873 14820 SH SOLE 14820 0 0 THL CREDIT INC MUTUAL FUND COM 872438106 209 21964 SH SOLE 21964 0 0 TRI POINTE GROUP INC CMN COM 87265H109 395 30000 SH SOLE 30000 0 0 TEMPLETON GLOBAL INCOME FUND MUTUAL FUND COM 880198106 250 40000 SH SOLE 40000 0 0 TOLL BROTHERS, INC. CMN COM 889478103 724 24231 SH SOLE 24231 0 0 TRUSTCO BANK CORP NY CMN COM 898349105 1843 260000 SH SOLE 260000 0 0 U.S. GEOTHERMAL, INC. CMN COM 90338S102 297 410200 SH SOLE 410200 0 0 VALVOLINE INC. CMN COM 92047W101 512 21800 SH SOLE 21800 0 0 CALL/GDX @ 30.0000 EXP01/19/2018 CALL 92189F106 1118 3000 SH Call SOLE 3000 0 0 VANGUARD SPECIALIZED PORTFOLIO VANGUARD DIVIDEND APPRECIATION MUTUAL FUND CL ETF SER VIPERS ETF 921908844 31957 380756 SH SOLE 380756 0 0 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF ETF 922042775 25 542 SH SOLE 542 0 0 VANGUARD S&P 500 ETF ETF 922908363 306940 1544818 SH SOLE 1544818 0 0 VIAD CORP CMN COM 92552R406 863 23400 SH SOLE 23400 0 0 VIDEOCON D2H LIMITED ADR CMN COM 92657J101 489 50000 SH SOLE 50000 0 0 VIRTU FINANCIAL, INC. CMN CLASS A COM 928254101 4343 290100 SH SOLE 290100 0 0 ALLERGAN PLC CMN COM G0177J108 230 1000 SH SOLE 1000 0 0 ELECTRUM SPL ACQUISITION CORP UNIT OTHER G3105C120 501 50000 SH SOLE 50000 0 0 GREENLIGHT CAPITAL RE LTD-A CMN COM G4095J109 403 19696 SH SOLE 19696 0 0