0001140361-11-025150.txt : 20110505
0001140361-11-025150.hdr.sgml : 20110505
20110505135918
ACCESSION NUMBER: 0001140361-11-025150
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110505
DATE AS OF CHANGE: 20110505
EFFECTIVENESS DATE: 20110505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JBF Capital, Inc.
CENTRAL INDEX KEY: 0001483864
IRS NUMBER: 134259470
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13723
FILM NUMBER: 11813882
BUSINESS ADDRESS:
STREET 1: 306 WEST FRANCIS STREET
CITY: ASPEN
STATE: CO
ZIP: 81611
BUSINESS PHONE: 970-920-1145
MAIL ADDRESS:
STREET 1: 306 WEST FRANCIS STREET
CITY: ASPEN
STATE: CO
ZIP: 81611
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: JBF Capital, Inc.
Address: 306 West Francis Street
Aspen, CO 81611
Form 13F File Number: 028-13723
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: John B. Fullerton
Title: President
Phone: 970-920-1145
Signature, Place, and Date of Signing:
/s/ John B. Fullerton Aspen, CO 5/4/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 166
Form 13F Information Table Value Total: $ 340,028
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ABBOTT LABORATORIES CMN COM 002824100 4,660 95,000 SH SOLE 95,000 0 0
ACETO CORP CMN COM 004446100 754 94,651 SH SOLE 94,651 0 0
ADOBE SYSTEMS INC CMN COM 00724F101 2,255 67,991 SH SOLE 67,991 0 0
AEROPOSTALE, INC. CMN COM 007865108 693 28,500 SH SOLE 28,500 0 0
AETNA INC CMN COM 00817Y108 2,994 80,000 SH SOLE 80,000 0 0
AIR T INC CMN COM 009207101 20 2,125 SH SOLE 2,125 0 0
ALTERA CORP CMN COM 021441100 220 5,000 SH SOLE 5,000 0 0
AMERICAN GREETINGS CORPORATION CMN COM 026375105 1,157 49,015 SH SOLE 49,015 0 0
CLASS A
AMERICAN REPROGRAPHICS CO CMN COM 029263100 1,611 155,678 SH SOLE 155,678 0 0
AMERICAN RIVER BANKSHARES CMN COM 029326105 220 33,320 SH SOLE 33,320 0 0
AMERICAN VANGUARD CORPORATION CMN COM 030371108 109 12,600 SH SOLE 12,600 0 0
AMERISOURCEBERGEN CORPORATION CMN COM 03073E105 2,176 55,000 SH SOLE 55,000 0 0
AMERISERV FINL INC CMN COM 03074A102 82 34,711 SH SOLE 34,711 0 0
APACHE CORP. CMN COM 037411105 3,273 25,000 SH SOLE 25,000 0 0
APPLE, INC. CMN COM 037833100 3,485 10,000 SH SOLE 10,000 0 0
CALL/AAPL @ 300 EXP 01/21/2012 CALL 037833100 181 26 SH CALL SOLE 26 0 0
APPLIED MATERIALS INC CMN COM 038222105 3,405 218,000 SH SOLE 218,000 0 0
ARROW ELECTRONICS INC. CMN COM 042735100 9,628 229,900 SH SOLE 229,900 0 0
AUTODESK INC CMN COM 052769106 697 15,800 SH SOLE 15,800 0 0
THE BANCORP INC CMN COM 05969A105 331 35,850 SH SOLE 35,850 0 0
BANK OF AMERICA CORP CMN COM 060505104 766 57,500 SH SOLE 57,500 0 0
BANK OF MARIN BANCORP CMN COM 063425102 1,108 29,694 SH SOLE 29,694 0 0
THE BANK OF NY MELLON CORP CMN COM 064058100 3,136 105,000 SH SOLE 105,000 0 0
BARRY R G CORP (OHIO) CMN COM 068798107 713 54,440 SH SOLE 54,440 0 0
BAXTER INTERNATIONAL INC CMN COM 071813109 2,434 45,269 SH SOLE 45,269 0 0
BECTON DICKINSON & CO CMN COM 075887109 4,201 52,766 SH SOLE 52,766 0 0
W.R. BERKLEY CORPORATION CMN COM 084423102 161 5,000 SH SOLE 5,000 0 0
BIG LOTS INC CMN COM 089302103 1,572 36,200 SH SOLE 36,200 0 0
BLACK BOX CORP (DE) CMN COM 091826107 475 13,500 SH SOLE 13,500 0 0
BRIDGE CAPITAL HOLDINGS CMN COM 108030107 548 58,668 SH SOLE 58,668 0 0
BRISTOL-MYERS SQUIBB COMPANY CMN COM 110122108 2,511 95,000 SH SOLE 95,000 0 0
BROWN & BROWN INC CMN COM 115236101 657 25,480 SH SOLE 25,480 0 0
CEC ENTERTAINMENT INC CMN COM 125137109 1,019 27,000 SH SOLE 27,000 0 0
CIT GROUP INC. CMN CLASS COM 125581801 3,013 70,800 SH SOLE 70,800 0 0
CNO FINANCIAL GROUP INC CMN COM 12621E103 3,730 496,698 SH SOLE 496,698 0 0
CA, INC. CMN COM 12673P105 3,849 159,183 SH SOLE 159,183 0 0
CAPITAL ONE FINANCIAL CORP CMN COM 14040H105 3,377 65,000 SH SOLE 65,000 0 0
CAPITALSOURCE INC. CMN COM 14055X102 787 111,800 SH SOLE 111,800 0 0
CASEY'S GENERAL STORES,INC CMN COM 147528103 935 23,980 SH SOLE 23,980 0 0
CENTER FINANCIAL CORPORATION CMN COM 15146E102 785 107,003 SH SOLE 107,003 0 0
CENTRAL SECURITIES CORP. MUTUAL FUND COM 155123102 8 354 SH SOLE 354 0 0
CHEVRON CORPORATION CMN COM 166764100 10,373 96,500 SH SOLE 96,500 0 0
CHINA FUND INC. Closed-End Fund COM 169373107 1,014 32,209 SH SOLE 32,209 0 0
CHUBB CORP CMN COM 171232101 3,556 58,000 SH SOLE 58,000 0 0
CIBER INC CMN COM 17163B102 1,593 237,814 SH SOLE 237,814 0 0
CISCO SYSTEMS, INC. CMN COM 17275R102 2,641 154,000 SH SOLE 154,000 0 0
CITIGROUP INC. CMN COM 172967101 4,087 924,700 SH SOLE 924,700 0 0
CITIZENS REPUBLIC BANCORP IN CMN COM 174420109 1,716 1,928,726 SH SOLE 1,928,726 0 0
COCA-COLA COMPANY (THE) CMN COM 191216100 12,899 194,433 SH SOLE 194,433 0 0
COHEN & STEERS INFRA FUND INC MUTUAL COM 19248A109 143 8,100 SH SOLE 8,100 0 0
FUND
CONOCOPHILLIPS CMN COM 20825C104 4,025 50,400 SH SOLE 50,400 0 0
CONTINENTAL MATERIALS CORP CMN COM 211615307 89 4,771 SH SOLE 4,771 0 0
D.R. HORTON, INC. CMN COM 23331A109 2,773 238,000 SH SOLE 238,000 0 0
CALL/DHI @ 15 EXP 01/21/2012 CALL 23331A109 2 40 SH CALL SOLE 40 0 0
CALL/DHI @ 17.5 EXP 01/21/2012 CALL 23331A109 6 280 SH CALL SOLE 280 0 0
CALL/DHI @ 12.5 EXP 01/21/2012 CALL 23331A109 36 300 SH CALL SOLE 300 0 0
DANA HOLDING CORPORATION CMN COM 235825205 87 5,000 SH SOLE 5,000 0 0
DIRECTV CMN COM 25490A101 1,170 25,000 SH SOLE 25,000 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
DOVER DOWNS GAMING & ENTMT INC CMN COM 260095104 58 16,157 SH SOLE 16,157 0 0
DR PEPPER SNAPPLE GROUP, INC. CMN COM 26138E109 1,858 50,000 SH SOLE 50,000 0 0
E. I. DU PONT DE NEMOURS AND COM 263534109 2,199 40,000 SH SOLE 40,000 0 0
C*OMPANY CMN
EMC CORPORATION MASS CMN COM 268648102 1,726 65,000 SH SOLE 65,000 0 0
EASYLINK SERVICES INTL CORP CMN COM 277858106 144 34,700 SH SOLE 34,700 0 0
CLASS A
EBAY INC. CMN COM 278642103 5,531 178,200 SH SOLE 178,200 0 0
CALL/EBAY @ 35 EXP 01/21/2012 CALL 278642103 14 64 SH CALL SOLE 64 0 0
CALL/EBAY @ 30 EXP 01/21/2012 CALL 278642103 140 322 SH CALL SOLE 322 0 0
CALL/EBAY @ 25 EXP 01/21/2012 CALL 278642103 260 335 SH CALL SOLE 335 0 0
ENDO PHARMACEUTICALS HLDGS INC CMN COM 29264F205 1,927 50,500 SH SOLE 50,500 0 0
ENGLOBAL CORPORATION CMN COM 293306106 1,296 286,133 SH SOLE 286,133 0 0
EQUIFAX INC CMN COM 294429105 3,065 78,900 SH SOLE 78,900 0 0
E Z CORP INC CL-A NON VTG CMN CLASS A COM 302301106 4,759 151,600 SH SOLE 151,600 0 0
FEDFIRST FINANCIAL CORPORATION CMN COM 31429C101 61 4,390 SH SOLE 4,390 0 0
FIFTH THIRD BANCORP CMN COM 316773100 3,362 242,100 SH SOLE 242,100 0 0
FIRST DEFIANCE FINANCIAL CORP. CMN COM 32006W106 1,897 132,290 SH SOLE 132,290 0 0
FIRST PLACE FINANCIAL/OHIO CMN COM 33610T109 124 55,819 SH SOLE 55,819 0 0
FONAR CORPORATION CMN COM 344437405 2 1,000 SH SOLE 1,000 0 0
FRIEDMAN INDS INC CMN COM 358435105 121 11,885 SH SOLE 11,885 0 0
FROZEN FOOD EXPRESS INDS INC CMN COM 359360104 129 37,505 SH SOLE 37,505 0 0
GABELLI DIVIDEND & INCM TRUST MUTUAL COM 36242H104 1,644 98,886 SH SOLE 98,886 0 0
FUND
GABELLI HEALTHCARE & WELLNESSR*X COM 36246K103 162 21,020 SH SOLE 21,020 0 0
TRUST (THE) MUTUAL FUND
RTS/GABELLI HEALTHCARE & WELLNESSRX RTS 36246K111 8 21,021 SH SOLE 21,021 0 0
TRUST (THE) EXP 04/12/2011 RTS RATIO
UNKNOWN
GAP INC CMN COM 364760108 680 30,000 SH SOLE 30,000 0 0
GENERAL ELECTRIC CO CMN COM 369604103 970 48,400 SH SOLE 48,400 0 0
GENESCO INC. CMN COM 371532102 651 16,200 SH SOLE 16,200 0 0
GIBRALTAR INDUSTRIES INC CMN COM 374689107 251 21,011 SH SOLE 21,011 0 0
GLOBALSCAPE, INC CMN COM 37940G109 28 11,000 SH SOLE 11,000 0 0
GOLDMAN SACHS GROUP, INC.(THE) CMN COM 38141G104 4,837 30,500 SH SOLE 30,500 0 0
HEWLETT-PACKARD CO. CMN COM 428236103 2,311 56,400 SH SOLE 56,400 0 0
THE HOME DEPOT, INC. CMN COM 437076102 3,202 86,400 SH SOLE 86,400 0 0
HORIZON LINES, INC. CMN COM 44044K101 127 149,140 SH SOLE 149,140 0 0
INSPERITY INC CMN COM 45778Q107 1,815 59,729 SH SOLE 59,729 0 0
INTEL CORPORATION CMN COM 458140100 6,363 315,300 SH SOLE 315,300 0 0
CALL/INTC @ 25 EXP 01/21/2012 CALL 458140100 11 333 SH CALL SOLE 333 0 0
INTL BUSINESS MACHINES CORP CMN COM 459200101 10,469 64,200 SH SOLE 64,200 0 0
INTUIT INC CMN COM 461202103 3,718 70,000 SH SOLE 70,000 0 0
ISHARES MSCI JAPAN INDEX FD MARKET ETF 464286848 441 42,800 SH SOLE 42,800 0 0
INDEX ge.
ISHARES MSCI EAFE VALUE IDX FD CMN ETF 464288877 2,092 39,460 SH SOLE 39,460 0 0
ETF
JDS UNIPHASE CORPORATION CMN COM 46612J507 1,011 48,500 SH SOLE 48,500 0 0
JPMORGAN CHASE & CO CMN COM 46625H100 10,396 225,500 SH SOLE 225,500 0 0
JARDEN CORPORATION CMN COM 471109108 2,654 74,600 SH SOLE 74,600 0 0
KORN/FERRY INTERNATIONAL CMN COM 500643200 650 29,200 SH SOLE 29,200 0 0
KRAFT FOODS INC. CMN CLASS A COM 50075N104 3,556 113,400 SH SOLE 113,400 0 0
LAM RESEARCH CORP CMN COM 512807108 850 15,000 SH SOLE 15,000 0 0
LIBBEY INC. CMN COM 529898108 3 200 SH SOLE 200 0 0
LIBERTY ALL-STAR EQUITY FD(SBI COM 530158104 220 41,800 SH SOLE 41,800 0 0
MUTUAL FUND
ELI LILLY & CO CMN COM 532457108 528 15,000 SH SOLE 15,000 0 0
LOUISIANA PACIFIC CORP CMN COM 546347105 1,419 135,165 SH SOLE 135,165 0 0
MBIA INC CMN COM 55262C100 464 46,200 SH SOLE 46,200 0 0
M.D.C.HOLDINGS,INC (DELAWARE) CMN COM 552676108 380 15,000 SH SOLE 15,000 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
MVC CAPITAL INC CLOSED END FUND COM 553829102 268 19,500 SH SOLE 19,500 0 0
MASTERCARD INCORPORATED CMN CLASS A COM 57636Q104 1,259 5,000 SH SOLE 5,000 0 0
MATTEL, INC. CMN COM 577081102 1,957 78,500 SH SOLE 78,500 0 0
MC DONALDS CORP CMN COM 580135101 5,136 67,500 SH SOLE 67,500 0 0
MEDICIS PHARMACEUTICAL CORP CL-A COM 584690309 833 26,000 SH SOLE 26,000 0 0
(NEW) CLASS A
MEDTRONIC INC CMN COM 585055106 4,021 102,183 SH SOLE 102,183 0 0
MERCK & CO., INC. CMN COM 58933Y105 1,357 41,100 SH SOLE 41,100 0 0
MICROSOFT CORPORATION CMN COM 594918104 11,860 467,130 SH SOLE 467,130 0 0
MORGAN STANLEY CMN COM 617446448 1,060 38,800 SH SOLE 38,800 0 0
MORGAN STANLEY ASIA-PACIFIC FUND INC COM 61744U106 58 3,400 SH SOLE 3,400 0 0
THE MOSAIC COMPANY CMN COM 61945A107 1,181 15,000 SH SOLE 15,000 0 0
NAVARRE CORP CMN COM 639208107 2 1,300 SH SOLE 1,300 0 0
NEW FRONTIER MEDIA INC CMN COM 644398109 41 23,325 SH SOLE 23,325 0 0
NOKIA CORP SPON ADR SPONSORED ADR CMN COM 654902204 1 167 SH SOLE 167 0 0
NOVELLUS SYSTEMS INC CMN COM 670008101 743 20,000 SH SOLE 20,000 0 0
NUVEEN MULTI-STRATEGY INCOME AND COM 67073D102 1,262 141,040 SH SOLE 141,040 0 0
GROWTH FUND 2 MUTUAL FUND
OCCIDENTAL PETROLEUM CORP CMN COM 674599105 2,194 21,000 SH SOLE 21,000 0 0
PACIFIC PREMIER BANCORP CMN COM 69478X105 205 30,050 SH SOLE 30,050 0 0
PAPA JOHN'S INTERNATIONAL INC. CMN COM 698813102 823 25,975 SH SOLE 25,975 0 0
PEOPLES BANCORP INC CMN COM 709789101 1,556 129,492 SH SOLE 129,492 0 0
PFIZER INC. CMN COM 717081103 3,646 179,500 SH SOLE 179,500 0 0
PHILIP MORRIS INTL INC CMN COM 718172109 16,913 257,700 SH SOLE 257,700 0 0
PRICESMART INC CMN COM 741511109 97 2,649 SH SOLE 2,649 0 0
PULTE HOMES, INC. CMN COM 745867101 1,279 172,800 SH SOLE 172,800 0 0
QC HOLDINGS, INC. CMN COM 74729T101 12 2,749 SH SOLE 2,749 0 0
REGIONS FINANCIAL CORPORATION CMN COM 7591EP100 3,141 432,700 SH SOLE 432,700 0 0
RENT-A-CENTER INC CMN COM 76009N100 5,884 168,539 SH SOLE 168,539 0 0
ROSS STORES,INC CMN COM 778296103 2,098 29,500 SH SOLE 29,500 0 0
CHARLES SCHWAB CORPORATION CMN COM 808513105 3,449 191,300 SH SOLE 191,300 0 0
STANLEY FURNITURE INC (NEW) CMN COM 854305208 4,650 843,958 SH SOLE 843,958 0 0
STEWART INFORMATION SVCS CORP CMN COM 860372101 2,107 201,042 SH SOLE 201,042 0 0
TJX COMPANIES INC (NEW) CMN COM 872540109 995 20,000 SH SOLE 20,000 0 0
TEXAS INSTRUMENTS INC. CMN COM 882508104 1,037 30,000 SH SOLE 30,000 0 0
3M COMPANY CMN COM 88579Y101 468 5,000 SH SOLE 5,000 0 0
TOLL BROTHERS, INC. CMN COM 889478103 1,971 99,700 SH SOLE 99,700 0 0
TOWER GROUP, INC. CMN COM 891777104 2,397 99,736 SH SOLE 99,736 0 0
THE TRAVELERS COMPANIES, INC CMN COM 89417E109 1,338 22,500 SH SOLE 22,500 0 0
TUESDAY MORNING CORP CMN COM 899035505 980 200,050 SH SOLE 200,050 0 0
UFP TECHNOLOGIES INC CMN COM 902673102 582 33,814 SH SOLE 33,814 0 0
ULTRATECH INC CMN COM 904034105 262 8,900 SH SOLE 8,900 0 0
UNITED ONLINE INC CMN COM 911268100 635 100,710 SH SOLE 100,710 0 0
UNITED PARCEL SERVICE, INC. CLASS B COM 911312106 4,317 58,091 SH SOLE 58,091 0 0
COMMON STOCK
VALSPAR CORP CMN COM 920355104 262 6,700 SH SOLE 6,700 0 0
VANGUARD MSCI EAFE ETF CMN ETF ETF 921943858 16 434 SH SOLE 434 0 0
VANGUARD FTSE ALL-WORLD EX-US INDEX ETF 922042775 27 542 SH SOLE 542 0 0
FUND ETF
VISA INC. CMN CLASS A COM 92826C839 1,914 26,000 SH SOLE 26,000 0 0
VISHAY PRECISION GROUP INC CMN COM 92835K103 115 7,321 SH SOLE 7,321 0 0
VITACOST.COM, INC. CMN COM 92847A200 140 24,500 SH SOLE 24,500 0 0
WAL MART STORES INC CMN COM 931142103 11,394 218,900 SH SOLE 218,900 0 0
WALGREEN CO. CMN COM 931422109 3,211 80,000 SH SOLE 80,000 0 0
WASTE MANAGEMENT INC CMN COM 94106L109 3,954 105,900 SH SOLE 105,900 0 0
WEST BANCORPORATION INC CMN COM 95123P106 1,244 155,906 SH SOLE 155,906 0 0
XILINX INCORPORATED CMN COM 983919101 3,769 114,900 SH SOLE 114,900 0 0
AXIS CAPITAL HOLDINGS, LTD. CMN COM G0692U109 1,397 40,000 SH SOLE 40,000 0 0
ACCENTURE PLC CMN COM G1151C101 3,787 68,900 SH SOLE 68,900 0 0
INGERSOLL-RAND PLC CMN COM G47791101 2,541 52,600 SH SOLE 52,600 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
TYCO INTERNATIONAL LTD CMN COM H89128104 1,652 36,900 SH SOLE 36,900 0 0