0001140361-11-038934.txt : 20110802 0001140361-11-038934.hdr.sgml : 20110802 20110802121211 ACCESSION NUMBER: 0001140361-11-038934 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110802 DATE AS OF CHANGE: 20110802 EFFECTIVENESS DATE: 20110802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JBF Capital, Inc. CENTRAL INDEX KEY: 0001483864 IRS NUMBER: 134259470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13723 FILM NUMBER: 111002715 BUSINESS ADDRESS: STREET 1: 306 WEST FRANCIS STREET CITY: ASPEN STATE: CO ZIP: 81611 BUSINESS PHONE: 970-920-1145 MAIL ADDRESS: STREET 1: 306 WEST FRANCIS STREET CITY: ASPEN STATE: CO ZIP: 81611 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: JBF Capital, Inc. Address: 306 West Francis Street Aspen, CO 81611 Form 13F File Number: 028-13723 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: John B. Fullerton Title: President Phone: 970-920-1145 Signature, Place, and Date of Signing: /s/ John B. Fullerton Aspen, Colorado 8/2/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $ 360,389 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ABBOTT LABORATORIES CMN COM 002824100 4,999 95,000 SH SOLE 95,000 0 0 ACETO CORP CMN COM 004446100 635 94,651 SH SOLE 94,651 0 0 AEROPOSTALE, INC. CMN COM 007865108 499 28,500 SH SOLE 28,500 0 0 AETNA INC CMN COM 00817Y108 3,527 80,000 SH SOLE 80,000 0 0 AIR T INC CMN COM 009207101 19 2,125 SH SOLE 2,125 0 0 ALPHA PRO TECH LTD CMN COM 020772109 7 5,600 SH SOLE 5,600 0 0 ALTERA CORP CMN COM 021441100 232 5,000 SH SOLE 5,000 0 0 AMERICAN GREETINGS CORPORATION CMN COM 026375105 1,178 49,015 SH SOLE 49,015 0 0 CLASS A AMERICAN REPROGRAPHICS CO CMN COM 029263100 1,101 155,678 SH SOLE 155,678 0 0 AMERICAN VANGUARD CORPORATION CMN COM 030371108 163 12,600 SH SOLE 12,600 0 0 AMERISOURCEBERGEN CORPORATION CMN COM 03073E105 2,277 55,000 SH SOLE 55,000 0 0 AMERISERV FINL INC CMN COM 03074A102 68 34,711 SH SOLE 34,711 0 0 APACHE CORP. CMN COM 037411105 3,085 25,000 SH SOLE 25,000 0 0 APPLE, INC. CMN COM 037833100 20,241 60,300 SH SOLE 60,300 0 0 CALL/AAPL @ 300 EXP 01/21/2012 CALL 037833100 134 26 SH CALL SOLE 26 0 0 APPLIED MATERIALS INC CMN COM 038222105 2,836 218,000 SH SOLE 218,000 0 0 ARROW ELECTRONICS INC. CMN COM 042735100 2,386 57,500 SH SOLE 57,500 0 0 BALL CORPORATION CMN COM 058498106 38 1,000 SH SOLE 1,000 0 0 THE BANCORP INC CMN COM 05969A105 375 35,850 SH SOLE 35,850 0 0 BANK OF AMERICA CORP CMN COM 060505104 1,617 147,500 SH SOLE 147,500 0 0 BANK OF MARIN BANCORP CMN COM 063425102 1,050 29,694 SH SOLE 29,694 0 0 THE BANK OF NY MELLON CORP CMN COM 064058100 2,690 105,000 SH SOLE 105,000 0 0 BARRY R G CORP (OHIO) CMN COM 068798107 614 54,440 SH SOLE 54,440 0 0 BAXTER INTERNATIONAL INC CMN COM 071813109 2,702 45,269 SH SOLE 45,269 0 0 BECTON DICKINSON & CO CMN COM 075887109 4,547 52,766 SH SOLE 52,766 0 0 BIG LOTS INC CMN COM 089302103 1,200 36,200 SH SOLE 36,200 0 0 BLACK BOX CORP (DE) CMN COM 091826107 48 1,535 SH SOLE 1,535 0 0 BRIDGE CAPITAL HOLDINGS CMN COM 108030107 225 20,335 SH SOLE 20,335 0 0 BRISTOL-MYERS SQUIBB COMPANY CMN COM 110122108 2,751 95,000 SH SOLE 95,000 0 0 CEC ENTERTAINMENT INC CMN COM 125137109 1,083 27,000 SH SOLE 27,000 0 0 CIT GROUP INC. CMN CLASS COM 125581801 3,134 70,800 SH SOLE 70,800 0 0 CNO FINANCIAL GROUP INC CMN COM 12621E103 3,929 496,698 SH SOLE 496,698 0 0 CA, INC. CMN COM 12673P105 3,636 159,183 SH SOLE 159,183 0 0 CAMBIUM LEARNING GROUP, INC. CMN COM 13201A107 6 1,858 SH SOLE 1,858 0 0 CAPITAL ONE FINANCIAL CORP CMN COM 14040H105 3,359 65,000 SH SOLE 65,000 0 0 CAPITALSOURCE INC. CMN COM 14055X102 721 111,800 SH SOLE 111,800 0 0 CASEY'S GENERAL STORES,INC CMN COM 147528103 1,055 23,980 SH SOLE 23,980 0 0 CENTER FINANCIAL CORPORATION CMN COM 15146E102 679 107,003 SH SOLE 107,003 0 0 CENTRAL SECURITIES CORP. MUTUAL FUND COM 155123102 8 354 SH SOLE 354 0 0 CHEVRON CORPORATION CMN COM 166764100 11,199 108,900 SH SOLE 108,900 0 0 CHINA FUND INC. Closed-End Fund COM 169373107 1,007 32,209 SH SOLE 32,209 0 0 CHUBB CORP CMN COM 171232101 3,631 58,000 SH SOLE 58,000 0 0 CIBER INC CMN COM 17163B102 1,320 237,814 SH SOLE 237,814 0 0 CITIGROUP INC. CMN COM 172967424 10,825 259,970 SH SOLE 259,970 0 0 CITIZENS REPUBLIC BANCORP IN CMN COM 174420109 1,729 2,504,945 SH SOLE 2,504,945 0 0 COCA-COLA COMPANY (THE) CMN COM 191216100 13,083 194,433 SH SOLE 194,433 0 0 COHEN & STEERS INFRA FUND INC MUTUAL COM 19248A109 144 8,100 SH SOLE 8,100 0 0 FUND CONOCOPHILLIPS CMN COM 20825C104 3,790 50,400 SH SOLE 50,400 0 0 CONTINENTAL MATERIALS CORP CMN COM 211615307 70 4,771 SH SOLE 4,771 0 0 D.R. HORTON, INC. CMN COM 23331A109 2,742 238,000 SH SOLE 238,000 0 0 CALL/DHI @ 15 EXP 01/21/2012 CALL 23331A109 1 40 SH CALL SOLE 40 0 0 CALL/DHI @ 17.5 EXP 01/21/2012 CALL 23331A109 1 280 SH CALL SOLE 280 0 0 CALL/DHI @ 12.5 EXP 01/21/2012 CALL 23331A109 23 300 SH CALL SOLE 300 0 0 DANA HOLDING CORPORATION CMN COM 235825205 92 5,000 SH SOLE 5,000 0 0 DIRECTV CMN COM 25490A101 1,271 25,000 SH SOLE 25,000 0 0 DOVER DOWNS GAMING & ENTMT INC CMN COM 260095104 52 16,157 SH SOLE 16,157 0 0 DR PEPPER SNAPPLE GROUP, INC. CMN COM 26138E109 2,097 50,000 SH SOLE 50,000 0 0 E. I. DU PONT DE NEMOURS AND COM 263534109 2,162 40,000 SH SOLE 40,000 0 0 C*OMPANY CMN
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- EASYLINK SERVICES INTL CORP CMN COM 277858106 358 61,305 SH SOLE 61,305 0 0 CLASS A EBAY INC. CMN COM 278642103 5,751 178,200 SH SOLE 178,200 0 0 CALL/EBAY @ 35 EXP 01/21/2012 CALL 278642103 13 64 SH CALL SOLE 64 0 0 CALL/EBAY @ 30 EXP 01/21/2012 CALL 278642103 145 322 SH CALL SOLE 322 0 0 CALL/EBAY @ 25 EXP 01/21/2012 CALL 278642103 274 335 SH CALL SOLE 335 0 0 ENDO PHARMACEUTICALS HLDGS INC CMN COM 29264F205 2,029 50,500 SH SOLE 50,500 0 0 ENGLOBAL CORPORATION CMN COM 293306106 867 286,133 SH SOLE 286,133 0 0 EQUIFAX INC CMN COM 294429105 1,767 50,900 SH SOLE 50,900 0 0 EXPEDIA, INC. CMN COM 30212P105 290 10,000 SH SOLE 10,000 0 0 E Z CORP INC CL-A NON VTG CMN CLASS A COM 302301106 5,393 151,600 SH SOLE 151,600 0 0 FEDFIRST FINANCIAL CORPORATION CMN COM 31429C101 65 4,390 SH SOLE 4,390 0 0 FIFTH THIRD BANCORP CMN COM 316773100 3,406 267,100 SH SOLE 267,100 0 0 FIRST DEFIANCE FINANCIAL CORP. CMN COM 32006W106 1,943 132,290 SH SOLE 132,290 0 0 FIRST PLACE FINANCIAL/OHIO CMN COM 33610T109 64 55,819 SH SOLE 55,819 0 0 FONAR CORPORATION CMN COM 344437405 2 1,000 SH SOLE 1,000 0 0 FRIEDMAN INDS INC CMN COM 358435105 127 11,885 SH SOLE 11,885 0 0 FROZEN FOOD EXPRESS INDS INC CMN COM 359360104 134 37,505 SH SOLE 37,505 0 0 GABELLI DIVIDEND & INCM TRUST MUTUAL COM 36242H104 1,642 98,886 SH SOLE 98,886 0 0 FUND GABELLI HEALTHCARE & WELLNESSR*X COM 36246K103 162 21,020 SH SOLE 21,020 0 0 TRUST (THE) MUTUAL FUND GAP INC CMN COM 364760108 543 30,000 SH SOLE 30,000 0 0 GENERAL ELECTRIC CO CMN COM 369604103 913 48,400 SH SOLE 48,400 0 0 GENESCO INC. CMN COM 371532102 844 16,200 SH SOLE 16,200 0 0 GIBRALTAR INDUSTRIES INC CMN COM 374689107 238 21,011 SH SOLE 21,011 0 0 GOLDMAN SACHS GROUP, INC.(THE) CMN COM 38141G104 4,059 30,500 SH SOLE 30,500 0 0 HEWLETT-PACKARD CO. CMN COM 428236103 2,053 56,400 SH SOLE 56,400 0 0 THE HOME DEPOT, INC. CMN COM 437076102 3,129 86,400 SH SOLE 86,400 0 0 INFUSYSTEM HOLDINGS, INC. CMN COM 45685K102 22 10,000 SH SOLE 10,000 0 0 INSPERITY INC CMN COM 45778Q107 1,769 59,729 SH SOLE 59,729 0 0 INTEL CORPORATION CMN COM 458140100 9,542 430,600 SH SOLE 430,600 0 0 CALL/INTC @ 25 EXP 01/21/2012 CALL 458140100 17 333 SH CALL SOLE 333 0 0 INTL BUSINESS MACHINES CORP CMN COM 459200101 6,553 38,200 SH SOLE 38,200 0 0 ISHARES MSCI JAPAN INDEX FD MARKET ETF 464286848 446 42,800 SH SOLE 42,800 0 0 INDEX ge. JDS UNIPHASE CORPORATION CMN COM 46612J507 808 48,500 SH SOLE 48,500 0 0 JPMORGAN CHASE & CO CMN COM 46625H100 10,255 250,500 SH SOLE 250,500 0 0 JARDEN CORPORATION CMN COM 471109108 283 8,187 SH SOLE 8,187 0 0 JOHNSON & JOHNSON CMN COM 478160104 13,218 198,700 SH SOLE 198,700 0 0 LIBBEY INC. CMN COM 529898108 3 200 SH SOLE 200 0 0 LIBERTY ALL-STAR EQUITY FD(SBI COM 530158104 216 41,800 SH SOLE 41,800 0 0 MUTUAL FUND ELI LILLY & CO CMN COM 532457108 563 15,000 SH SOLE 15,000 0 0 LOUISIANA PACIFIC CORP CMN COM 546347105 1,100 135,165 SH SOLE 135,165 0 0 MBIA INC CMN COM 55262C100 401 46,200 SH SOLE 46,200 0 0 M.D.C.HOLDINGS,INC (DELAWARE) CMN COM 552676108 370 15,000 SH SOLE 15,000 0 0 MVC CAPITAL INC CLOSED END FUND COM 553829102 258 19,500 SH SOLE 19,500 0 0 MASTERCARD INCORPORATED CMN CLASS A COM 57636Q104 1,507 5,000 SH SOLE 5,000 0 0 MATTEL, INC. CMN COM 577081102 2,158 78,500 SH SOLE 78,500 0 0 MC DONALDS CORP CMN COM 580135101 5,692 67,500 SH SOLE 67,500 0 0 MEDICIS PHARMACEUTICAL CORP CL-A COM 584690309 992 26,000 SH SOLE 26,000 0 0 (NEW) CLASS A MEDTRONIC INC CMN COM 585055106 3,937 102,183 SH SOLE 102,183 0 0 MERCK & CO., INC. CMN COM 58933Y105 1,450 41,100 SH SOLE 41,100 0 0 MICROSOFT CORPORATION CMN COM 594918104 12,535 482,130 SH SOLE 482,130 0 0 MORGAN STANLEY CMN COM 617446448 893 38,800 SH SOLE 38,800 0 0 MORGAN STANLEY ASIA-PACIFIC FUND INC COM 61744U106 35 2,049 SH SOLE 2,049 0 0 THE MOSAIC COMPANY CMN COM 61945C103 1,016 15,000 SH SOLE 15,000 0 0 NAVARRE CORP CMN COM 639208107 3 1,600 SH SOLE 1,600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- NEW FRONTIER MEDIA INC CMN COM 644398109 32 23,325 SH SOLE 23,325 0 0 NOKIA CORP SPON ADR SPONSORED ADR CMN COM 654902204 1 167 SH SOLE 167 0 0 NUVEEN MULTI-STRATEGY INCOME AND COM 67073D102 1,289 141,040 SH SOLE 141,040 0 0 GROWTH FUND 2 MUTUAL FUND OCCIDENTAL PETROLEUM CORP CMN COM 674599105 2,185 21,000 SH SOLE 21,000 0 0 PACIFIC PREMIER BANCORP CMN COM 69478X105 189 29,580 SH SOLE 29,580 0 0 PAPA JOHN'S INTERNATIONAL INC. CMN COM 698813102 864 25,975 SH SOLE 25,975 0 0 PEOPLES BANCORP INC CMN COM 709789101 1,459 129,492 SH SOLE 129,492 0 0 PFIZER INC. CMN COM 717081103 3,698 179,500 SH SOLE 179,500 0 0 PHILIP MORRIS INTL INC CMN COM 718172109 17,207 257,700 SH SOLE 257,700 0 0 PROGRESSIVE CORPORATION (THE) CMN COM 743315103 5,418 253,396 SH SOLE 253,396 0 0 PULTE HOMES, INC. CMN COM 745867101 1,324 172,800 SH SOLE 172,800 0 0 QC HOLDINGS, INC. CMN COM 74729T101 11 2,749 SH SOLE 2,749 0 0 REGIONS FINANCIAL CORPORATION CMN COM 7591EP100 2,683 432,700 SH SOLE 432,700 0 0 RENT-A-CENTER INC CMN COM 76009N100 2,706 88,539 SH SOLE 88,539 0 0 ROSS STORES,INC CMN COM 778296103 2,364 29,500 SH SOLE 29,500 0 0 CHARLES SCHWAB CORPORATION CMN COM 808513105 3,147 191,300 SH SOLE 191,300 0 0 STANLEY FURNITURE INC (NEW) CMN COM 854305208 3,536 843,958 SH SOLE 843,958 0 0 STEWART INFORMATION SVCS CORP CMN COM 860372101 2,016 201,042 SH SOLE 201,042 0 0 STEWART INFORMATION SERV 6.00000000 CNV 860372AB7 3,056 3,000,000 PRN SOLE 3,000,000 0 0 10/15/2014 CONV AO TJX COMPANIES INC (NEW) CMN COM 872540109 1,051 20,000 SH SOLE 20,000 0 0 3M COMPANY CMN COM 88579Y101 474 5,000 SH SOLE 5,000 0 0 TOLL BROTHERS, INC. CMN COM 889478103 2,068 99,700 SH SOLE 99,700 0 0 TOWER GROUP, INC. CMN COM 891777104 2,376 99,736 SH SOLE 99,736 0 0 THE TRAVELERS COMPANIES, INC CMN COM 89417E109 1,314 22,500 SH SOLE 22,500 0 0 TUESDAY MORNING CORP CMN COM 899035505 930 200,050 SH SOLE 200,050 0 0 UNITED ONLINE INC CMN COM 911268100 607 100,710 SH SOLE 100,710 0 0 UNITED PARCEL SERVICE, INC. CLASS B COM 911312106 4,237 58,091 SH SOLE 58,091 0 0 COMMON STOCK VALSPAR CORP CMN COM 920355104 242 6,700 SH SOLE 6,700 0 0 VANGUARD MSCI EAFE ETF CMN ETF ETF 921943858 17 434 SH SOLE 434 0 0 VANGUARD FTSE ALL-WORLD EX-US INDEX ETF 922042775 27 542 SH SOLE 542 0 0 FUND ETF VISA INC. CMN CLASS A COM 92826C839 2,191 26,000 SH SOLE 26,000 0 0 VITACOST.COM, INC. CMN CLASS COM 92847A200 119 24,500 SH SOLE 24,500 0 0 WAL MART STORES INC CMN COM 931142103 12,695 238,900 SH SOLE 238,900 0 0 WALGREEN CO. CMN COM 931422109 4,034 95,000 SH SOLE 95,000 0 0 WASTE MANAGEMENT INC CMN COM 94106L109 3,947 105,900 SH SOLE 105,900 0 0 WEST BANCORPORATION INC CMN COM 95123P106 1,374 155,906 SH SOLE 155,906 0 0 XILINX INCORPORATED CMN COM 983919101 3,643 99,900 SH SOLE 99,900 0 0 AXIS CAPITAL HOLDINGS, LTD. CMN COM G0692U109 1,238 40,000 SH SOLE 40,000 0 0 ACCENTURE PLC CMN COM G1151C101 11,399 188,665 SH SOLE 188,665 0 0 COVIDIEN PUBLIC LIMITED COMPAN*Y CMN COM G2554F113 2,662 50,000 SH SOLE 50,000 0 0 INGERSOLL-RAND PLC CMN COM G47791101 2,389 52,600 SH SOLE 52,600 0 0 TYCO INTERNATIONAL LTD CMN COM H89128104 1,824 36,900 SH SOLE 36,900 0 0