-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Chi12BOqjkDJiukehGaeun7phiXZ5IdIFvnAAOsm1/AfC9lzzAmEbmoZgSxAjlxq 6cDJfVWzyovMC9bzj3JRAg== 0001140361-10-020869.txt : 20100513 0001140361-10-020869.hdr.sgml : 20100513 20100513125619 ACCESSION NUMBER: 0001140361-10-020869 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JBF Capital, Inc. CENTRAL INDEX KEY: 0001483864 IRS NUMBER: 134259470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13723 FILM NUMBER: 10827436 BUSINESS ADDRESS: STREET 1: 306 WEST FRANCIS STREET CITY: ASPEN STATE: CO ZIP: 81611 BUSINESS PHONE: 970-920-1145 MAIL ADDRESS: STREET 1: 306 WEST FRANCIS STREET CITY: ASPEN STATE: CO ZIP: 81611 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: JBF Capital, Inc. Address: 306 West Francis Street Aspen, CO 81611 Form 13F File Number: 028-13723 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: John B. Fullerton Title: President Phone: 970-920-1145 Signature, Place, and Date of Signing: /s/ John B. Fullerton Aspen, Colorado 5/13/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: $ 296,081 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ATP OIL & GAS CORP CMN COM 00208J108 1,078 57,300 SH SOLE 57,300 0 0 ABBOTT LABORATORIES CMN COM 002824100 5,005 95,000 SH SOLE 95,000 0 0 ACETO CORP CMN COM 004446100 572 94,651 SH SOLE 94,651 0 0 ADMINISTAFF INC CMN COM 007094105 1,275 59,729 SH SOLE 59,729 0 0 ADOBE SYSTEMS INC CMN COM 00724F101 2,900 81,991 SH SOLE 81,991 0 0 AEROPOSTALE, INC. CMN COM 007865108 787 27,300 SH SOLE 27,300 0 0 AIR T INC CMN COM 009207101 24 2,125 SH SOLE 2,125 0 0 AMERICAN REPROGRAPHICS CO CMN COM 029263100 1,779 198,306 SH SOLE 198,306 0 0 AMERICAN VANGUARD CORPORATION CMN COM 030371108 103 12,600 SH SOLE 12,600 0 0 AMERISOURCEBERGEN CORPORATION CMN COM 03073E105 3,470 120,000 SH SOLE 120,000 0 0 AMERISERV FINL INC CMN COM 03074A102 58 34,711 SH SOLE 34,711 0 0 APACHE CORP. CMN COM 037411105 3,553 35,000 SH SOLE 35,000 0 0 APPLIED MATERIALS INC CMN COM 038222105 67 5,000 SH SOLE 5,000 0 0 ARROW ELECTRONICS INC. CMN COM 042735100 3,224 107,000 SH SOLE 107,000 0 0 THE BANCORP INC CMN COM 05969A105 319 35,850 SH SOLE 35,850 0 0 BANK OF MARIN BANCORP CMN COM 063425102 982 29,694 SH SOLE 29,694 0 0 THE BANK OF NY MELLON CORP CMN COM 064058100 3,242 105,000 SH SOLE 105,000 0 0 BARRY R G CORP (OHIO) CMN COM 068798107 557 54,640 SH SOLE 54,640 0 0 BAXTER INTERNATIONAL INC CMN COM 071813109 2,344 40,269 SH SOLE 40,269 0 0 BECTON DICKINSON & CO CMN COM 075887109 3,471 44,089 SH SOLE 44,089 0 0 W.R. BERKLEY CORPORATION CMN COM 084423102 130 5,000 SH SOLE 5,000 0 0 BIG LOTS INC CMN COM 089302103 1,555 42,700 SH SOLE 42,700 0 0 BREITBURN ENERGY PARTNERS LP CMN COM 106776107 295 19,750 SH SOLE 19,750 0 0 BRIDGE CAPITAL HOLDINGS CMN COM 108030107 537 58,668 SH SOLE 58,668 0 0 BRISTOL-MYERS SQUIBB COMPANY CMN COM 110122108 2,804 105,000 SH SOLE 105,000 0 0 BROWN & BROWN INC CMN COM 115236101 152 8,480 SH SOLE 8,480 0 0 BRUNSWICK CORP. CMN COM 117043109 475 29,724 SH SOLE 29,724 0 0 CANO PETROLEUM INC CMN COM 137801106 94 80,307 SH SOLE 80,307 0 0 CAPITALSOURCE INC. CMN COM 14055X102 625 111,800 SH SOLE 111,800 0 0 CENTER FINANCIAL CORPORATION CMN COM 15146E102 470 97,003 SH SOLE 97,003 0 0 CENTRAL SECURITIES CORP. MUTUAL FUND COM 155123102 7 354 SH SOLE 354 0 0 CHEVRON CORPORATION CMN COM 166764100 6,332 83,500 SH SOLE 83,500 0 0 CHINA FUND INC. MUTUAL FUND COM 169373107 654 23,440 SH SOLE 23,440 0 0 CHUBB CORP CMN COM 171232101 3,007 58,000 SH SOLE 58,000 0 0 CIBER INC CMN COM 17163B102 889 237,814 SH SOLE 237,814 0 0 CITIGROUP INC. CMN COM 172967101 3,705 914,700 SH SOLE 914,700 0 0 CITIZENS REPUBLIC BANCORP IN CMN COM 174420109 2,643 2,318,685 SH SOLE 2,318,685 0 0 CLOUGH GLOBAL EQUITY FUND CLOSED END COM 18914C100 150 10,500 SH SOLE 10,500 0 0 FUND CLOUGH GLBL OPPORTUNITIES FD MUTUAL COM 18914E106 150 11,508 SH SOLE 11,508 0 0 FUND CNINSURE INC. SPONSORED ADR CMN COM 18976M103 911 34,221 SH SOLE 34,221 0 0 COCA-COLA COMPANY (THE) CMN COM 191216100 8,297 150,856 SH SOLE 150,856 0 0 COHEN & STEERS INFRA FUND INC MUTUAL COM 19248A109 121 8,100 SH SOLE 8,100 0 0 FUND COLGATE-PALMOLIVE CO CMN COM 194162103 2,132 25,000 SH SOLE 25,000 0 0 CONAGRA INC CMN COM 205887102 2,403 95,860 SH SOLE 95,860 0 0 CONOCOPHILLIPS CMN COM 20825C104 3,602 70,400 SH SOLE 70,400 0 0 CONSECO, INC. CMN COM 208464883 4,036 648,833 SH SOLE 648,833 0 0 CONTINENTAL MATERIALS CORP CMN COM 211615307 67 4,771 SH SOLE 4,771 0 0 D.R. HORTON, INC. CMN COM 23331A109 2,936 233,000 SH SOLE 233,000 0 0 DANA HOLDING CORPORATION CMN COM 235825205 246 20,700 SH SOLE 20,700 0 0 DELL INC CMN COM 24702R101 1,652 110,000 SH SOLE 110,000 0 0 DOUBLE EAGLE PETROLEUM CO CMN COM 258570209 26 6,180 SH SOLE 6,180 0 0 DR PEPPER SNAPPLE GROUP, INC. CMN COM 26138E109 1,055 30,000 SH SOLE 30,000 0 0 EMC CORPORATION MASS CMN COM 268648102 1,173 65,000 SH SOLE 65,000 0 0 EBAY INC. CMN COM 278642103 270 10,000 SH SOLE 10,000 0 0 ELECTRO-SENSORS INC CMN COM 285233102 5 1,206 SH SOLE 1,206 0 0 ENGLOBAL CORPORATION CMN COM 293306106 793 286,133 SH SOLE 286,133 0 0 EQUIFAX INC CMN COM 294429105 2,825 78,900 SH SOLE 78,900 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- E Z CORP INC CL-A NON VTG CMN CLASS A COM 302301106 3,123 151,600 SH SOLE 151,600 0 0 FEDFIRST FINL CORP CMN COM 31429X105 62 9,273 SH SOLE 9,273 0 0 FIFTH THIRD BANCORP CMN COM 316773100 3,283 242,100 SH SOLE 242,100 0 0 FIRST DEFIANCE FINANCIAL CORP. CMN COM 32006W106 873 86,236 SH SOLE 86,236 0 0 FIRST OPPORTUNITY FUND, INC. MUTUAL COM 33587T108 449 63,781 SH SOLE 63,781 0 0 FUND FIRST PLACE FINANCIAL/OHIO CMN COM 33610T109 209 52,419 SH SOLE 52,419 0 0 FONAR CORPORATION CMN COM 344437405 2 1,000 SH SOLE 1,000 0 0 FORD MOTOR COMPANY CMN COM 345370860 314 25,000 SH SOLE 25,000 0 0 FRIEDMAN INDS INC CMN COM 358435105 68 11,885 SH SOLE 11,885 0 0 FROZEN FOOD EXPRESS INDS INC CMN COM 359360104 146 37,505 SH SOLE 37,505 0 0 GABELLI DIVIDEND & INCM TRUST MUTUAL COM 36242H104 1,361 98,886 SH SOLE 98,886 0 0 FUND GABELLI HEALTHCARE & WELLNESSR*X COM 36246K103 147 21,020 SH SOLE 21,020 0 0 TRUST (THE) MUTUAL FUND ARTHUR J GALLAGHER & CO CMN COM 363576109 2,876 117,133 SH SOLE 117,133 0 0 GAP INC CMN COM 364760108 693 30,000 SH SOLE 30,000 0 0 GENERAL MILLS INC CMN COM 370334104 2,102 29,700 SH SOLE 29,700 0 0 GEORESOURCES INC CMN COM 372476101 195 12,800 SH SOLE 12,800 0 0 GLOBALSCAPE, INC CMN COM 37940G109 16 11,000 SH SOLE 11,000 0 0 GOLDMAN SACHS GROUP, INC.(THE) CMN COM 38141G104 7,166 42,000 SH SOLE 42,000 0 0 GYMBOREE CORP. CMN COM 403777105 516 10,000 SH SOLE 10,000 0 0 HESS CORPORATION CMN COM 42809H107 626 10,000 SH SOLE 10,000 0 0 HEWLETT-PACKARD CO. CMN COM 428236103 8,047 151,400 SH SOLE 151,400 0 0 THE HOME DEPOT, INC. CMN COM 437076102 2,795 86,400 SH SOLE 86,400 0 0 INTEL CORPORATION CMN COM 458140100 7,788 349,400 SH SOLE 349,400 0 0 INTL BUSINESS MACHINES CORP CMN COM 459200101 7,259 56,600 SH SOLE 56,600 0 0 INTUIT INC CMN COM 461202103 2,402 70,000 SH SOLE 70,000 0 0 ISHARES MSCI JAPAN INDEX FD MARKET ETF 464286848 447 42,800 SH SOLE 42,800 0 0 INDEX ISHARES FTSE XINHAU CHINA 25 INDEX ETF 464287184 842 20,000 SH SOLE 20,000 0 0 FD ETF ISHARES MSCI EAFE VALUE IDX FD ETF 464288877 8,067 159,276 SH SOLE 159,276 0 0 MUTUAL FUND ETF JPMORGAN CHASE & CO CMN COM 46625H100 6,493 145,100 SH SOLE 145,100 0 0 JARDEN CORPORATION CMN COM 471109108 2,483 74,600 SH SOLE 74,600 0 0 JEWETT CAMERON TRADING LTD CMN COM 47733C207 1 181 SH SOLE 181 0 0 KELLOGG COMPANY CMN COM 487836108 1,875 35,100 SH SOLE 35,100 0 0 KORN/FERRY INTERNATIONAL CMN COM 500643200 590 33,400 SH SOLE 33,400 0 0 KRAFT FOODS INC. CMN CLASS A COM 50075N104 4,034 133,400 SH SOLE 133,400 0 0 LMP CAP & INCOME FD INC MUTUAL FUND COM 50208A102 364 33,785 SH SOLE 33,785 0 0 LIBBEY INC. CMN COM 529898108 2 200 SH SOLE 200 0 0 LIBERTY ALL-STAR EQUITY FD(SBI COM 530158104 198 41,800 SH SOLE 41,800 0 0 MUTUAL FUND ELI LILLY & CO CMN COM 532457108 543 15,000 SH SOLE 15,000 0 0 LOUISIANA PACIFIC CORP CMN COM 546347105 1,223 135,165 SH SOLE 135,165 0 0 MBIA INC CMN COM 55262C100 923 147,200 SH SOLE 147,200 0 0 M.D.C.HOLDINGS,INC (DELAWARE) CMN COM 552676108 1,846 53,349 SH SOLE 53,349 0 0 MGIC INVESTMENT CORP COMMON STOCK COM 552848103 549 50,000 SH SOLE 50,000 0 0 MVC CAPITAL INC CLOSED END FUND COM 553829102 265 19,500 SH SOLE 19,500 0 0 MATTEL, INC. CMN COM 577081102 1,194 52,500 SH SOLE 52,500 0 0 MC DONALDS CORP CMN COM 580135101 4,137 62,000 SH SOLE 62,000 0 0 MCGRAW-HILL COMPANIES INC CMN COM 580645109 357 10,000 SH SOLE 10,000 0 0 MEDTRONIC INC CMN COM 585055106 2,188 48,583 SH SOLE 48,583 0 0 MERCK & CO., INC. CMN COM 58933Y105 1,121 30,000 SH SOLE 30,000 0 0 MICROSOFT CORPORATION CMN COM 594918104 5,084 173,600 SH SOLE 173,600 0 0 MOODYS CORP CMN COM 615369105 446 15,000 SH SOLE 15,000 0 0 MORGAN STANLEY CMN COM 617446448 1,136 38,800 SH SOLE 38,800 0 0 MORGAN STANLEY ASIA-PACIFIC FUND INC COM 61744U106 52 3,400 SH SOLE 3,400 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 192 12,900 SH SOLE 12,900 0 0 DOMESTIC DEBT FD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- THE MOSAIC COMPANY CMN COM 61945A107 912 15,000 SH SOLE 15,000 0 0 NEW FRONTIER MEDIA INC CMN COM 644398109 47 23,325 SH SOLE 23,325 0 0 NEW GERMANY FUND MUTUAL FUND COM 644465106 154 12,200 SH SOLE 12,200 0 0 NUVEEN MULTI-STRATEGY INCOME AND COM 67073D102 1,165 141,040 SH SOLE 141,040 0 0 GROWTH FUND 2 MUTUAL FUND OCCIDENTAL PETROLEUM CORP CMN COM 674599105 2,621 31,000 SH SOLE 31,000 0 0 PACIFIC PREMIER BANCORP CMN COM 69478X105 147 30,050 SH SOLE 30,050 0 0 PAPA JOHN'S INTERNATIONAL INC. CMN COM 698813102 1,334 51,875 SH SOLE 51,875 0 0 PEOPLES BANCORP INC CMN COM 709789101 2,134 129,492 SH SOLE 129,492 0 0 PEPSICO INC CMN COM 713448108 1,985 30,000 SH SOLE 30,000 0 0 PFIZER INC. CMN COM 717081103 2,821 164,500 SH SOLE 164,500 0 0 PHILIP MORRIS INTL INC CMN COM 718172109 12,398 237,700 SH SOLE 237,700 0 0 PIONEER NATURAL RESOURCES CO CMN COM 723787107 3,238 57,498 SH SOLE 57,498 0 0 PLANTRONICS INC CMN COM 727493108 1,564 50,000 SH SOLE 50,000 0 0 PRICESMART INC CMN COM 741511109 1,646 70,802 SH SOLE 70,802 0 0 PULTE HOMES, INC. CMN COM 745867101 1,944 172,800 SH SOLE 172,800 0 0 QC HOLDINGS, INC. CMN COM 74729T101 14 2,749 SH SOLE 2,749 0 0 REGIONS FINANCIAL CORPORATION CMN COM 7591EP100 3,279 417,700 SH SOLE 417,700 0 0 RENT-A-CENTER INC CMN COM 76009N100 4,575 193,428 SH SOLE 193,428 0 0 ROSS STORES,INC CMN COM 778296103 1,577 29,500 SH SOLE 29,500 0 0 CHARLES SCHWAB CORPORATION CMN COM 808513105 1,589 85,000 SH SOLE 85,000 0 0 SILICON IMAGE INC CMN COM 82705T102 171 56,700 SH SOLE 56,700 0 0 SIMULATIONS PLUS, INC. CMN COM 829214105 60 34,144 SH SOLE 34,144 0 0 STEWART INFORMATION SVCS CORP CMN COM 860372101 5,903 427,752 SH SOLE 427,752 0 0 TJX COMPANIES INC (NEW) CMN COM 872540109 850 20,000 SH SOLE 20,000 0 0 CALL/TEVA(OQVAK) @ 55 EXP 01/22/2011 CALL 881624209 102 100 SH CALL SOLE 100 0 0 TEXAS INSTRUMENTS INC. CMN COM 882508104 245 10,000 SH SOLE 10,000 0 0 TOLL BROTHERS, INC. CMN COM 889478103 1,866 89,700 SH SOLE 89,700 0 0 TOWER GROUP, INC. CMN COM 891777104 2,211 99,736 SH SOLE 99,736 0 0 THE TRAVELERS COMPANIES, INC CMN COM 89417E109 3,155 58,500 SH SOLE 58,500 0 0 PUT/TRLG(ZJQSE) @ 25 EXP 07/17/2010 PUT 89784N104 1 9 SH PUT SOLE 9 0 0 PUT/TRLG(ZJQSX) @ 22.5 EXP PUT 89784N104 1 18 SH PUT SOLE 18 0 0 07/17/2010 PUT/TRLG @ 25 EXP 05/22/2010 PUT 89784N104 4 90 SH PUT SOLE 90 0 0 TUESDAY MORNING CORP CMN COM 899035505 1,318 200,050 SH SOLE 200,050 0 0 UFP TECHNOLOGIES INC CMN COM 902673102 851 82,291 SH SOLE 82,291 0 0 ULTRATECH INC CMN COM 904034105 121 8,900 SH SOLE 8,900 0 0 UNITED ONLINE INC CMN COM 911268100 679 90,710 SH SOLE 90,710 0 0 VALSPAR CORP CMN COM 920355104 198 6,700 SH SOLE 6,700 0 0 VANGUARD EUROPE PACIFIC ETF MUTUAL ETF 921943858 5,418 156,500 SH SOLE 156,500 0 0 FUND ETF VANGUARD FTSE ALL-WORLD EX-US INDEX ETF 922042775 3,052 68,670 SH SOLE 68,670 0 0 FUND ETF VISA INC. CMN CLASS A COM 92826C839 3,887 42,700 SH SOLE 42,700 0 0 VISHAY INTERTECHNOLOGY CMN COM 928298108 2,040 199,412 SH SOLE 199,412 0 0 VITACOST.COM, INC. CMN CLASS COM 92847A200 295 24,500 SH SOLE 24,500 0 0 WAL MART STORES INC CMN COM 931142103 11,615 208,900 SH SOLE 208,900 0 0 WASTE MANAGEMENT INC CMN COM 94106L109 3,646 105,900 SH SOLE 105,900 0 0 WEST BANCORPORATION INC CMN COM 95123P106 868 131,906 SH SOLE 131,906 0 0 WILLIAMS-SONOMA, INC. CMN COM 969904101 468 17,800 SH SOLE 17,800 0 0 XILINX INCORPORATED CMN COM 983919101 1,512 59,300 SH SOLE 59,300 0 0 ZIONS BANCORP CMN COM 989701107 1,577 72,200 SH SOLE 72,200 0 0 AXIS CAPITAL HOLDINGS, LTD. CMN COM G0692U109 1,407 45,000 SH SOLE 45,000 0 0 COVIDIEN PLC CMN COM G2554F105 2,011 40,000 SH SOLE 40,000 0 0 INGERSOLL-RAND PLC CMN COM G47791101 2,790 80,000 SH SOLE 80,000 0 0 TYCO INTERNATIONAL LTD CMN COM H89128104 1,411 36,900 SH SOLE 36,900 0 0
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