0001085146-11-000696.txt : 20110516 0001085146-11-000696.hdr.sgml : 20110516 20110516164047 ACCESSION NUMBER: 0001085146-11-000696 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Century Securities Associates, Inc. CENTRAL INDEX KEY: 0001483835 IRS NUMBER: 431567959 STATE OF INCORPORATION: MO FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13699 FILM NUMBER: 11847693 BUSINESS ADDRESS: STREET 1: 501 N BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2156 MAIL ADDRESS: STREET 1: 501 N BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 13F-HR 1 cents1q2011r2.txt CENTURY SECURITIES ASSOCIATES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Century Securities Associates, Inc. Address: One Financial Plaza, 501 N. Broadway St. Louis, MO 63102 13F File Number: 028-13699 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Zemlyak Title: Chief Financial Officer Phone: (314) 342-2000 Signature, Place, and Date of Signing: /s/ James Zemlyak St. Louis, MO May 16, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: $17,394 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN MED SYS HLDGS INC COM 02744M108 225 10400 SH SOLE 0 0 10400 AMERICAN TOWER CORP CL A 029912201 293 5646 SH SOLE 0 0 5646 APPLE INC COM 037833100 516 1480 SH SOLE 17 0 1463 ARCH COAL INC COM 039380100 468 12990 SH SOLE 201 0 12789 AT&T INC COM 00206R102 504 16478 SH SOLE 440 0 16038 BANK AMER CORP PRF 060505559 390 14785 SH SOLE 577 0 14208 CAPSTEAD MTG CORP COM NO PAR 14067E506 150 11719 SH SOLE 422 0 11297 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 386 9500 SH SOLE 0 0 9500 CHINA TEL GROUP INC COM 16944J103 2 10000 SH SOLE 0 0 10000 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 243 19132 SH SOLE 492 0 18640 DARDEN RESTAURANTS INC COM 237194105 265 5400 SH SOLE 0 0 5400 DEUTSCHE BANK CONTINGENT PRF 25153X208 216 8750 SH SOLE 0 0 8750 DISC MOTION WTS WAR ACN1 0 40000 SH SOLE 0 0 40000 DISC MOTION TECHNOLGIES CVB ACN2 0 60000 SH SOLE 0 0 60000 DISC MOTION TECHNOLOGIES COM ACN3 20 50000 SH SOLE 0 0 50000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 290 5600 SH SOLE 0 0 5600 ENTERPRISE PRODS PARTNERS L COM 293792107 245 5700 SH SOLE 0 0 5700 FIRST NIAGARA FINL GP INC COM 33582V108 155 11406 SH SOLE 403 0 11003 FRONTIER COMMUNICATIONS CORP COM 35906A108 95 11548 SH SOLE 393 0 11155 GENERAL ELECTRIC CAPITAL PRF 369622485 254 9750 SH SOLE 0 0 9750 GENERAL ELECTRIC CO COM 369604103 451 22516 SH SOLE 814 0 21702 HEICO CORP NEW COM 422806109 302 4825 SH SOLE 0 0 4825 INTERNATIONAL BUSINESS MACHS COM 459200101 323 1979 SH SOLE 38 0 1941 ISHARES TR BARCLYS 1-3 YR 464287457 455 5429 SH SOLE 514 0 4915 ISHARES TR DJ US REAL EST 464287739 411 6920 SH SOLE 184 0 6736 ISHARES TR IBOXX INV CPBD 464287242 259 2392 SH SOLE 523 0 1869 ISHARES TR MSCI EAFE INDEX 464287465 212 3528 SH SOLE 0 0 3528 ISHARES TR MSCI EMERG MKT 464287234 382 7856 SH SOLE 400 0 7456 ISHARES TR REAL EST 50 IN 464288521 233 6490 SH SOLE 0 0 6490 ISHARES TR RUSSELL1000GRW 464287614 522 8635 SH SOLE 0 0 8635 ISHARES TR RUSSELL1000VAL 464287598 338 4919 SH SOLE 0 0 4919 ISHARES TR US PFD STK IDX 464288687 248 6259 SH SOLE 0 0 6259 JOHNSON & JOHNSON COM 478160104 312 5264 SH SOLE 122 0 5142 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 385 5200 SH SOLE 0 0 5200 MCDONALDS CORP COM 580135101 322 4231 SH SOLE 0 0 4231 MERCK & CO INC NEW COM 58933Y105 219 6635 SH SOLE 142 0 6493 NEW YORK CMNTY BANCORP INC COM 649445103 271 15684 SH SOLE 0 0 15684 OLD DOMINION FGHT LINES INC COM 679580100 288 8200 SH SOLE 0 0 8200 PEABODY ENERGY CORP COM 704549104 252 3500 SH SOLE 0 0 3500 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 236 6050 SH SOLE 0 0 6050 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 254 13285 SH SOLE 0 0 13285 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 258 16980 SH SOLE 0 0 16980 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 262 9350 SH SOLE 0 0 9350 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 311 11410 SH SOLE 0 0 11410 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 267 6795 SH SOLE 0 0 6795 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 267 8755 SH SOLE 0 0 8755 POWERSHARES ETF TRUST II GLOBL COAL ETF 73936Q884 256 6820 SH SOLE 0 0 6820 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 284 5220 SH SOLE 0 0 5220 PPLUS TRUST PRF 73941X874 314 13580 SH SOLE 0 0 13580 PROCTER & GAMBLE CO COM 742718109 303 4916 SH SOLE 151 0 4765 ROCKWELL COLLINS INC COM 774341101 233 3600 SH SOLE 0 0 3600 SAFE BULKERS INC COM Y7388L103 136 15037 SH SOLE 548 0 14489 SCOTTS MIRACLE GRO CO CL A 810186106 286 4950 SH SOLE 0 0 4950 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 468 5868 SH SOLE 280 0 5588 SENIOR HSG PPTYS TR SH BEN INT 81721M109 264 11454 SH SOLE 293 0 11161 SPDR GOLD TRUST GOLD SHS 78463V107 253 1810 SH SOLE 108 0 1702 SPDR S&P 500 ETF TR TR UNIT 78462F103 249 1880 SH SOLE 0 0 1880 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 212 5224 SH SOLE 443 0 4781 TRIUMPH GROUP INC NEW COM 896818101 257 2900 SH SOLE 0 0 2900 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 238 4325 SH SOLE 0 0 4325 UNION PAC CORP COM 907818108 295 3000 SH SOLE 0 0 3000 V F CORP COM 918204108 273 2775 SH SOLE 0 0 2775 VANGUARD INDEX FDS SM CP VAL ETF 922908611 316 4417 SH SOLE 321 0 4096