Senior Portfolio Analyst

0001483824-14-000002.txt : 20140213 0001483824-14-000002.hdr.sgml : 20140213 20140213131220 ACCESSION NUMBER: 0001483824-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD Capital Management LLC CENTRAL INDEX KEY: 0001483824 IRS NUMBER: 621631673 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13750 FILM NUMBER: 14604607 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: 30TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901-681-0021 MAIL ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: 30TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38137 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483824 XXXXXXXX 12-31-2013 12-31-2013 TD Capital Management LLC

5100 POPLAR AVENUE 30TH FLOOR MEMPHIS TN 38137

13F HOLDINGS REPORT 028-13750 N Lee Lacy Senior Portfolio Analyst 901-681-0021 Lee Lacy Memphis TN 02-13-2014 0 165 425493 false INFORMATION TABLE 2 tdinfotable.xml 3M CO COM 88579Y101 409 2916 SH SOLE 0 0 0 2916 ACTUANT CORP CL A NEW 00508X203 10 273 SH SOLE 0 0 0 273 ALCATEL-LUCENT SPONSORED ADR 013904305 0 58 SH SOLE 0 0 0 58 ALKERMES PLC SHS G01767105 1 20 SH SOLE 0 0 0 20 ALPS ETF TR ALERIAN MLP 00162Q866 103 5808 SH SOLE 0 0 0 5808 AMERICAN ELEC PWR INC COM 025537101 11 243 SH SOLE 0 0 0 243 AMERICAN EXPRESS CO COM 025816109 276 3038 SH SOLE 0 0 0 3038 AOL INC COM 00184X105 0 8 SH SOLE 0 0 0 8 APPLE INC COM 037833100 127 226 SH SOLE 0 0 0 226 AT&T INC COM 00206R102 161 4575 SH SOLE 0 0 0 4575 AUTOMATIC DATA PROCESSING IN COM 053015103 83 1026 SH SOLE 0 0 0 1026 AUTOZONE INC COM 053332102 4607 9640 SH SOLE 0 0 0 9640 BANK NEW YORK MELLON CORP COM 064058100 27 787 SH SOLE 0 0 0 787 BAXTER INTL INC COM 071813109 3 42 SH SOLE 0 0 0 42 BLACKROCK DEBT STRAT FD INC COM 09255R103 0 34 SH SOLE 0 0 0 34 BP PLC SPONSORED ADR 055622104 136 2796 SH SOLE 0 0 0 2796 BRISTOL MYERS SQUIBB CO COM 110122108 220 4148 SH SOLE 0 0 0 4148 CARDINAL FINL CORP COM 14149F109 0 5 SH SOLE 0 0 0 5 CARNIVAL CORP PAIRED CTF 143658300 8 209 SH SOLE 0 0 0 209 CAS MED SYS INC COM PAR $0.004 124769209 50 29429 SH SOLE 0 0 0 29429 CISCO SYS INC COM 17275R102 24 1051 SH SOLE 0 0 0 1051 CITIGROUP INC COM NEW 172967424 16 300 SH SOLE 0 0 0 300 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 18383M431 4140 155236 SH SOLE 0 0 0 155236 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 4249 158670 SH SOLE 0 0 0 158670 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 7038 140277 SH SOLE 0 0 0 140277 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 14717 672617 SH SOLE 0 0 0 672617 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 15565 732479 SH SOLE 0 0 0 732479 COMCAST CORP NEW CL A 20030N101 28 539 SH SOLE 0 0 0 539 COMMONWEALTH REIT COM SH BEN INT 203233101 1 29 SH SOLE 0 0 0 29 CONOCOPHILLIPS COM 20825C104 23 327 SH SOLE 0 0 0 327 CONVERGYS CORP COM 212485106 107 5082 SH SOLE 0 0 0 5082 CUMMINS INC COM 231021106 14 100 SH SOLE 0 0 0 100 CVS CAREMARK CORPORATION COM 126650100 92 1282 SH SOLE 0 0 0 1282 DARDEN RESTAURANTS INC COM 237194105 2 38 SH SOLE 0 0 0 38 EAGLE MATERIALS INC COM 26969P108 19 241 SH SOLE 0 0 0 241 EATON VANCE LTD DUR INCOME F COM 27828H105 0 14 SH SOLE 0 0 0 14 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 46 800 SH SOLE 0 0 0 800 EXELON CORP COM 30161N101 0 10 SH SOLE 0 0 0 10 EXPRESS SCRIPTS HLDG CO COM 30219G108 21 297 SH SOLE 0 0 0 297 EXXON MOBIL CORP COM 30231G102 311 3069 SH SOLE 0 0 0 3069 FEDEX CORP COM 31428X106 534 3711 SH SOLE 0 0 0 3711 FIFTH STREET FINANCE CORP COM 31678A103 41 4400 SH SOLE 0 0 0 4400 FORD MTR CO DEL COM PAR $0.01 345370860 37 2368 SH SOLE 0 0 0 2368 GABELLI HLTHCARE & WELLNESS SHS 36246K103 0 27 SH SOLE 0 0 0 27 GABELLI UTIL TR COM 36240A101 0 26 SH SOLE 0 0 0 26 GENERAL ELECTRIC CO COM 369604103 415 14792 SH SOLE 0 0 0 14792 GENERAL MLS INC COM 370334104 103 2061 SH SOLE 0 0 0 2061 GOLDCORP INC NEW COM 380956409 4 200 SH SOLE 0 0 0 200 GOOGLE INC CL A 38259P508 7 6 SH SOLE 0 0 0 6 GTX INC DEL COM 40052B108 3 2100 SH SOLE 0 0 0 2100 HARMAN INTL INDS INC COM 413086109 101 1233 SH SOLE 0 0 0 1233 HECLA MNG CO COM 422704106 0 100 SH SOLE 0 0 0 100 HEWLETT PACKARD CO COM 428236103 43 1539 SH SOLE 0 0 0 1539 HOME DEPOT INC COM 437076102 20 248 SH SOLE 0 0 0 248 IMATION CORP COM 45245A107 179 38199 SH SOLE 0 0 0 38199 INTEL CORP COM 458140100 13 500 SH SOLE 0 0 0 500 INTERNATIONAL BUSINESS MACHS COM 459200101 251 1338 SH SOLE 0 0 0 1338 ISHARES 1-3 YR CR BD ETF 464288646 10 93 SH SOLE 0 0 0 93 ISHARES GLOBAL MATER ETF 464288695 11 171 SH SOLE 0 0 0 171 ISHARES EAFE SML CP ETF 464288273 11 216 SH SOLE 0 0 0 216 ISHARES MSCI TAIWAN ETF 464286731 14 1000 SH SOLE 0 0 0 1000 ISHARES 16 AMT-FREE ETF 464289313 22 401 SH SOLE 0 0 0 401 ISHARES 15 AMT-FREE ETF 464289339 24 443 SH SOLE 0 0 0 443 ISHARES 14 AMT-FREE ETF 464289362 24 464 SH SOLE 0 0 0 464 ISHARES MSCI ACWI US ETF 464288240 27 570 SH SOLE 0 0 0 570 ISHARES S&P 100 ETF 464287101 28 337 SH SOLE 0 0 0 337 ISHARES CORE S&P TTL STK 464287150 37 433 SH SOLE 0 0 0 433 ISHARES GLOBAL ENERG ETF 464287341 42 968 SH SOLE 0 0 0 968 ISHARES SELECT DIVID ETF 464287168 58 811 SH SOLE 0 0 0 811 ISHARES RUS 1000 GRW ETF 464287614 61 711 SH SOLE 0 0 0 711 ISHARES CORE S&P SCP ETF 464287804 87 793 SH SOLE 0 0 0 793 ISHARES RUSSELL 2000 ETF 464287655 95 823 SH SOLE 0 0 0 823 ISHARES RUS 1000 ETF 464287622 110 1062 SH SOLE 0 0 0 1062 ISHARES CORE S&P MCP ETF 464287507 134 1000 SH SOLE 0 0 0 1000 ISHARES CORE S&P500 ETF 464287200 175 943 SH SOLE 0 0 0 943 ISHARES MSCI EAFE ETF 464287465 8520 126987 SH SOLE 0 0 0 126987 ISHARES EAFE GRWTH ETF 464288885 14734 206134 SH SOLE 0 0 0 206134 ISHARES EAFE VALUE ETF 464288877 14939 261166 SH SOLE 0 0 0 261166 ISHARES MSCI ACWI ETF 464288257 99721 1730674 SH SOLE 0 0 0 1730674 ISHARES INC CORE MSCI EMKT 46434G103 8498 170605 SH SOLE 0 0 0 170605 ISHARES TR 2016 INVTGR BD 46432FAD9 30 304 SH SOLE 0 0 0 304 ISHARES TR CORE MSCITOTAL 46432F834 154 2665 SH SOLE 0 0 0 2665 ISHARES TR CORE MSCI EAFE 46432F842 3514 57817 SH SOLE 0 0 0 57817 JPMORGAN CHASE & CO COM 46625H100 25 436 SH SOLE 0 0 0 436 LINN ENERGY LLC UNIT LTD LIAB 536020100 34 1100 SH SOLE 0 0 0 1100 LOWES COS INC COM 548661107 41 830 SH SOLE 0 0 0 830 LSI CORPORATION COM 502161102 0 42 SH SOLE 0 0 0 42 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 11 500 SH SOLE 0 0 0 500 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 11153 297900 SH SOLE 0 0 0 297900 MCDONALDS CORP COM 580135101 5 54 SH SOLE 0 0 0 54 MERCK & CO INC NEW COM 58933Y105 134 2678 SH SOLE 0 0 0 2678 METLIFE INC COM 59156R108 51 940 SH SOLE 0 0 0 940 MICROSOFT CORP COM 594918104 218 5818 SH SOLE 0 0 0 5818 MOSAIC CO NEW COM 61945C103 61 1291 SH SOLE 0 0 0 1291 NEXTERA ENERGY INC COM 65339F101 37 433 SH SOLE 0 0 0 433 NUANCE COMMUNICATIONS INC COM 67020Y100 7 473 SH SOLE 0 0 0 473 NUVEEN AMT-FREE MUN INCOME F COM 670657105 4 321 SH SOLE 0 0 0 321 NUVEEN INTER DURATION MN TMF COM 670671106 23 2000 SH SOLE 0 0 0 2000 NUVEEN PFD & INCOME TERM FD COM 67075A106 22 1000 SH SOLE 0 0 0 1000 PEPCO HOLDINGS INC COM 713291102 2 95 SH SOLE 0 0 0 95 PEPSICO INC COM 713448108 268 3235 SH SOLE 0 0 0 3235 PFIZER INC COM 717081103 6 180 SH SOLE 0 0 0 180 PG&E CORP COM 69331C108 4 103 SH SOLE 0 0 0 103 PHILIP MORRIS INTL INC COM 718172109 47 540 SH SOLE 0 0 0 540 PHILLIPS 66 COM 718546104 12 156 SH SOLE 0 0 0 156 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 45 2000 SH SOLE 0 0 0 2000 PIMCO ETF TR SHTRM MUN BOND 72201R874 7 149 SH SOLE 0 0 0 149 PIMCO ETF TR ENHAN SHRT MAT 72201R833 12842 126745 SH SOLE 0 0 0 126745 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 16917 159053 SH SOLE 0 0 0 159053 PLUM CREEK TIMBER CO INC COM 729251108 2086 44848 SH SOLE 0 0 0 44848 PORTLAND GEN ELEC CO COM NEW 736508847 1 32 SH SOLE 0 0 0 32 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 118 9711 SH SOLE 0 0 0 9711 PRAXAIR INC COM 74005P104 4 31 SH SOLE 0 0 0 31 PRECISION CASTPARTS CORP COM 740189105 40 150 SH SOLE 0 0 0 150 PROCTER & GAMBLE CO COM 742718109 511 6283 SH SOLE 0 0 0 6283 PRUDENTIAL FINL INC COM 744320102 252 2729 SH SOLE 0 0 0 2729 QUALCOMM INC COM 747525103 7 100 SH SOLE 0 0 0 100 REYNOLDS AMERICAN INC COM 761713106 30 603 SH SOLE 0 0 0 603 ROVI CORP COM 779376102 12 600 SH SOLE 0 0 0 600 SIRIUS XM HLDGS INC COM 82968B103 5 1464 SH SOLE 0 0 0 1464 SOUTHERN CO COM 842587107 72 1751 SH SOLE 0 0 0 1751 SOUTHWEST AIRLS CO COM 844741108 1 32 SH SOLE 0 0 0 32 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 408 6278 SH SOLE 0 0 0 6278 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 10274 247380 SH SOLE 0 0 0 247380 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 17593 370771 SH SOLE 0 0 0 370771 SPDR SERIES TRUST DJ REIT ETF 78464A607 10570 148306 SH SOLE 0 0 0 148306 SPDR SERIES TRUST S&P DIVID ETF 78464A763 17882 246243 SH SOLE 0 0 0 246243 STANLEY BLACK & DECKER INC COM 854502101 21 257 SH SOLE 0 0 0 257 STARBUCKS CORP COM 855244109 43 547 SH SOLE 0 0 0 547 SUNTRUST BKS INC COM 867914103 37 1000 SH SOLE 0 0 0 1000 SYSCO CORP COM 871829107 386 10697 SH SOLE 0 0 0 10697 TARGET CORP COM 87612E106 35 547 SH SOLE 0 0 0 547 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6 151 SH SOLE 0 0 0 151 TIME WARNER CABLE INC COM 88732J207 3 22 SH SOLE 0 0 0 22 TIME WARNER INC COM NEW 887317303 42 601 SH SOLE 0 0 0 601 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 28 229 SH SOLE 0 0 0 229 TRACTOR SUPPLY CO COM 892356106 644 8298 SH SOLE 0 0 0 8298 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 165 2068 SH SOLE 0 0 0 2068 VANGUARD INDEX FDS TOTAL STK MKT 922908769 302 3152 SH SOLE 0 0 0 3152 VANGUARD INDEX FDS REIT ETF 922908553 2210 34233 SH SOLE 0 0 0 34233 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6327 74615 SH SOLE 0 0 0 74615 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 7787 94160 SH SOLE 0 0 0 94160 VANGUARD INDEX FDS VALUE ETF 922908744 13995 183198 SH SOLE 0 0 0 183198 VANGUARD INDEX FDS SMALL CP ETF 922908751 14046 127751 SH SOLE 0 0 0 127751 VANGUARD INDEX FDS GROWTH ETF 922908736 14192 152518 SH SOLE 0 0 0 152518 VANGUARD INDEX FDS MID CAP ETF 922908629 14639 133059 SH SOLE 0 0 0 133059 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 15 246 SH SOLE 0 0 0 246 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 32 631 SH SOLE 0 0 0 631 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 44 746 SH SOLE 0 0 0 746 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 198 3329 SH SOLE 0 0 0 3329 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2074 50403 SH SOLE 0 0 0 50403 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 11610 112788 SH SOLE 0 0 0 112788 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 120 1500 SH SOLE 0 0 0 1500 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 12527 166491 SH SOLE 0 0 0 166491 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6284 150767 SH SOLE 0 0 0 150767 VANGUARD WORLD FDS UTILITIES ETF 92204A876 9446 113430 SH SOLE 0 0 0 113430 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 34 2000 SH SOLE 0 0 0 2000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 29 742 SH SOLE 0 0 0 742 WALGREEN CO COM 931422109 37 636 SH SOLE 0 0 0 636 WAL-MART STORES INC COM 931142103 13 168 SH SOLE 0 0 0 168 WD-40 CO COM 929236107 584 7822 SH SOLE 0 0 0 7822 WELLS FARGO & CO NEW COM 949746101 90 1981 SH SOLE 0 0 0 1981 WHOLE FOODS MKT INC COM 966837106 79 1369 SH SOLE 0 0 0 1369 WRIGHT MED GROUP INC COM 98235T107 1 40 SH SOLE 0 0 0 40 ZILLOW INC CL A 98954A107 50 617 SH SOLE 0 0 0 617