0001483824-12-000001.txt : 20120209 0001483824-12-000001.hdr.sgml : 20120209 20120209144905 ACCESSION NUMBER: 0001483824-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 EFFECTIVENESS DATE: 20120209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD Capital Management LLC CENTRAL INDEX KEY: 0001483824 IRS NUMBER: 621631673 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13750 FILM NUMBER: 12586514 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: 30TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901-681-0021 MAIL ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: 30TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38137 13F-HR 1 tdcap13f-hr_infotable.txt INFORMATION TABLE 13F HR Information Table
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE/SHARED/NONE ------------------------------------------------------------------------------------------------------------------------------ 881624209 Teva Pharmaceutical Inds Ltd A ADR 5.796 143.612 SH N/A SOLE NONE NONE 464287457 Ishares Tr 1-3 Yr Treas Inde BARCLYS 1-3 YR 236.895 2803.487 SH N/A SOLE NONE NONE 464288646 Ishares Barclays 1-3yr Cd Bd F BARCLYS 1-3YR CR 546.130 5241.175 SH N/A SOLE NONE NONE 464288661 Ishares Barclays 3-7 Yr Tre BARCLYS 3-7 YR 262.422 2150.292 SH N/A SOLE NONE NONE 464287176 Ishares Tr U S Treas Infl BARCLYS TIPS BD 39.055 334.688 SH N/A SOLE NONE NONE 00508X203 Actuant Corp Cl A New CL A 6.172 272 SH N/A SOLE NONE NONE 38259P508 Google Inc Cl A CL A 134.347 208 SH N/A SOLE NONE NONE 98954A107 Zillow Inc Com Usd0.0001 CL A 19.490 867 SH N/A SOLE NONE NONE 911312106 United Parcel Svc Inc Cl B CL B 97.299 1329.4 SH N/A SOLE NONE NONE 001204106 Agl Res Inc COM 113.886 2694.894 SH N/A SOLE NONE NONE 002824100 Abbott Laboratories COM 96.659 1719 SH N/A SOLE NONE NONE 018802108 Alliant Energy Corp COM 116.671 2645 SH N/A SOLE NONE NONE 023135106 Amazon.Com Inc COM 4.328 25 SH N/A SOLE NONE NONE 025537101 American Elec Pwr Co COM 121.947 2952 SH N/A SOLE NONE NONE 037833100 Apple Inc COM 197.640 488 SH N/A SOLE NONE NONE 053332102 Autozone Inc Nev COM 1800.334 5540 SH N/A SOLE NONE NONE 064058100 Bank New York Mellon Cor COM 15.012 754 SH N/A SOLE NONE NONE 071813109 Baxter Intl Inc COM 1.979 40 SH N/A SOLE NONE NONE 081437105 Bemis Company Inc COM 38.919 1293.834 SH N/A SOLE NONE NONE 118255108 Buckeye Technologies Inc COM 67.161 2008.408 SH N/A SOLE NONE NONE 126650100 Cvs Caremark Corp COM 10.399 255 SH N/A SOLE NONE NONE 149123101 Caterpillar Inc COM 82.899 915 SH N/A SOLE NONE NONE 166764100 Chevron Corp New COM 103.794 975.507 SH N/A SOLE NONE NONE 191216100 Coca Cola Co COM 95.971 1371.601 SH N/A SOLE NONE NONE 194162103 Colgate-Palmolive Co COM 101.721 1101 SH N/A SOLE NONE NONE 210371100 Constellation Energy Gro COM 0.397 10 SH N/A SOLE NONE NONE 219350105 Corning Inc COM 52.211 4022.437 SH N/A SOLE NONE NONE 237194105 Darden Restaurants COM 91.525 2008 SH N/A SOLE NONE NONE 260543103 Dow Chemical Co COM 8.628 300 SH N/A SOLE NONE NONE 263534109 Du Pont E I De Nemours & COM 89.912 1963.994 SH N/A SOLE NONE NONE 302182100 Express Scripts Inc Com Former COM 8.938 200 SH N/A SOLE NONE NONE 320517105 First Horizon Natl Corp COM 12.376 1547 SH N/A SOLE NONE NONE 369604103 General Electric Co COM 162.909 9096 SH N/A SOLE NONE NONE 423074103 Heinz H J Co COM 54.040 1000 SH N/A SOLE NONE NONE 438516106 Honeywell Intl Inc COM 103.259 1899.898 SH N/A SOLE NONE NONE 446150104 Huntington Bancshares COM 10.980 2000 SH N/A SOLE NONE NONE 458140100 Intel Corp COM 95.400 3934 SH N/A SOLE NONE NONE 459200101 Intl Business Mach COM 485.846 2642.192 SH N/A SOLE NONE NONE 478160104 Johnson & Johnson COM 96.268 1467.944 SH N/A SOLE NONE NONE 494580103 Kindred Healthcare Inc COM 35.310 3000 SH N/A SOLE NONE NONE 502161102 Lsi Corp COM 0.250 42 SH N/A SOLE NONE NONE 539830109 Lockheed Martin Corp COM 105.317 1301.818 SH N/A SOLE NONE NONE 548661107 Lowes Companies COM 20.304 800 SH N/A SOLE NONE NONE 571748102 Marsh & Mclennan Cos COM 20.142 637 SH N/A SOLE NONE NONE 580135101 Mcdonalds Corp COM 104.182 1038.391 SH N/A SOLE NONE NONE 580645109 Mcgraw-Hill Cos Inc Formerly M COM 14.476 321.896 SH N/A SOLE NONE NONE 585055106 Medtronic Inc COM 98.876 2585 SH N/A SOLE NONE NONE 594918104 Microsoft Corp COM 91.070 3508.082 SH N/A SOLE NONE NONE 608554101 Molex Inc COM 99.114 4154 SH N/A SOLE NONE NONE 681919106 Omnicom Group COM 14.266 320 SH N/A SOLE NONE NONE 713291102 Pepco Hldgs Inc COM 1.728 85.109 SH N/A SOLE NONE NONE 713448108 Pepsico Inc COM 128.321 1934 SH N/A SOLE NONE NONE 717081103 Pfizer Inc COM 116.406 5379.208 SH N/A SOLE NONE NONE 718172109 Philip Morris Intl Inc Com COM 205.382 2617 SH N/A SOLE NONE NONE 740189105 Precision Castparts Corp COM 24.719 150 SH N/A SOLE NONE NONE 742718109 Procter & Gamble Co COM 184.253 2762 SH N/A SOLE NONE NONE 744320102 Prudential Finl Inc COM 129.721 2588.199 SH N/A SOLE NONE NONE 744573106 Public Service Enterprise COM 103.501 3135.445 SH N/A SOLE NONE NONE 761713106 Reynolds Amern Inc COM 22.450 542 SH N/A SOLE NONE NONE 842587107 Southern Co COM 74.064 1600 SH N/A SOLE NONE NONE 847560109 Spectra Energy Corp Com COM 4.656 151.427 SH N/A SOLE NONE NONE 855244109 Starbucks Corp COM 24.483 532.125 SH N/A SOLE NONE NONE 867914103 Suntrust Banks Inc COM 5.947 335.99 SH N/A SOLE NONE NONE 871829107 Sysco Corp COM 363.629 12397.861 SH N/A SOLE NONE NONE 892356106 Tractor Supply Co COM 286.413 4082.866 SH N/A SOLE NONE NONE 909205106 Unisource Energy Crphld Co COM 104.316 2825.469 SH N/A SOLE NONE NONE 913017109 United Technologies Corp COM 80.543 1101.975 SH N/A SOLE NONE NONE 929236107 W D 40 Co COM 146.567 3627 SH N/A SOLE NONE NONE 931142103 Wal-Mart Stores Inc COM 105.476 1765 SH N/A SOLE NONE NONE 931422109 Walgreen Company COM 19.934 602.959 SH N/A SOLE NONE NONE 949746101 Wells Fargo & Co New COM 66.254 2404 SH N/A SOLE NONE NONE 966837106 Whole Foods Mkt Inc COM 45.923 660 SH N/A SOLE NONE NONE 87612E106 Target Corp COM 26.783 522.895 SH N/A SOLE NONE NONE 00184X105 Aol Inc Com Usd0.01 COM 0.106 7 SH N/A SOLE NONE NONE 00206R102 At&T Inc Com COM 95.687 3164.24 SH N/A SOLE NONE NONE 01642T108 Alkermes Inc COM 0.347 20 SH N/A SOLE NONE NONE 09247X101 Blackrock Inc COM 101.868 571.523 SH N/A SOLE NONE NONE 12561W105 Cleco Corp COM 114.414 3003 SH N/A SOLE NONE NONE 14040H105 Capital One Financial COM 8.468 200.24 SH N/A SOLE NONE NONE 14149F109 Cardinal Finl Group COM 0.054 5 SH N/A SOLE NONE NONE 17275R102 Cisco Sys Inc COM 98.626 5455 SH N/A SOLE NONE NONE 20825C104 Conocophillips COM 124.243 1705 SH N/A SOLE NONE NONE 22160K105 Costco Wholesale Corp COM 26.662 320 SH N/A SOLE NONE NONE 26441C105 Duke Energy Corp Newcom COM 126.966 5771.188 SH N/A SOLE NONE NONE 26969P108 Eagle Materials Inc COM 6.081 237 SH N/A SOLE NONE NONE 29265N108 Energen Corp COM 113.063 2261.269 SH N/A SOLE NONE NONE 29364G103 Entergy Corp New COM 117.464 1608 SH N/A SOLE NONE NONE 29481V108 Eresearch Technology Inc COM 23.103 4926 SH N/A SOLE NONE NONE 30161N101 Exelon Corp COM 104.417 2407.586 SH N/A SOLE NONE NONE 30231G102 Exxon Mobil Corp COM 336.243 3967 SH N/A SOLE NONE NONE 31428X106 Fedex Corp COM 663.570 7946 SH N/A SOLE NONE NONE 38141G104 Goldman Sachs Group Inc COM 0.908 10.037 SH N/A SOLE NONE NONE 40052B108 Gtx Inc Del COM 47.376 14100 SH N/A SOLE NONE NONE 45245A107 Imation Corp COM 54.401 9494 SH N/A SOLE NONE NONE 46625H100 Jpmorgan Chase & Co COM 15.561 468 SH N/A SOLE NONE NONE 58405U102 Medco Health Solutions COM 6.708 120 SH N/A SOLE NONE NONE 59156R108 Metlife Inc Com COM 28.062 900 SH N/A SOLE NONE NONE 61166W101 Monsanto Co New COM 2.803 40 SH N/A SOLE NONE NONE 65339F101 Nextera Energy Inc Com COM 137.257 2254.551 SH N/A SOLE NONE NONE 67020Y100 Nuance Communicat COM 11.901 473 SH N/A SOLE NONE NONE 68389X105 Oracle Corporation COM 75.873 2958 SH N/A SOLE NONE NONE 69351T106 Ppl Corp COM 107.383 3650 SH N/A SOLE NONE NONE 73755L107 Potash Corp Sask Incisin #ca73 COM 29.350 711 SH N/A SOLE NONE NONE 74005P104 Praxair Inc COM 3.223 30.147 SH N/A SOLE NONE NONE 7591EP100 Regions Finl Corp COM 0.761 177 SH N/A SOLE NONE NONE 79377W108 Saks Inc COM 44.578 4572.074 SH N/A SOLE NONE NONE 88579Y101 3m Company COM 218.540 2673.923 SH N/A SOLE NONE NONE 345370860 Ford Mtr Co Del Com COM PAR $0.01 3.788 352 SH N/A SOLE NONE NONE 203233101 Commonwealth Reit Com Sh Ben COM SH BEN INT 0.416 25 SH N/A SOLE NONE NONE 921908844 Vanguard Specializedportfolios DIV APP ETF 10782.444 197299.988 SH N/A SOLE NONE NONE 78463X863 Spdr Index Shs Fds Dj Wilshir DJ INTL RL ETF 20.133 632.515 SH N/A SOLE NONE NONE 464287168 Ishares Tr Dow Jonesselect Div DJ SEL DIV INX 40.660 756.182 SH N/A SOLE NONE NONE 922042858 Vanguard Emerging Mkts Viper EMR MKT ETF 89.271 2336.318 SH N/A SOLE NONE NONE 72201R833 Pimco Etf Tr Enhanced S ENHAN SHRT MAT 23966.169 239302.735 SH N/A SOLE NONE NONE 921943858 Vanguard Tax Managedfd Europe EUROPE PAC ETF 11146.353 363903.145 SH N/A SOLE NONE NONE 922042874 Vanguard Intl Equityindex Fd I EURPEAN ETF 28.995 699.847 SH N/A SOLE NONE NONE 922908652 Vanguard Index Tr Vanguard E EXTEND MKT ETF 6551.918 126387.313 SH N/A SOLE NONE NONE 922042718 Vanguard Intl Equityindex Fdsf FTSE SMCAP ETF 6039.870 77863.477 SH N/A SOLE NONE NONE 57060U407 Market Vectors Etf Tr Global GBL ALTER ENRG 4.966 455.172 SH N/A SOLE NONE NONE 57060U100 Market Vectors Etf Tr Gold Mi GOLD MINER ETF 67.368 1309.892 SH N/A SOLE NONE NONE 922908736 Vanguard Index Fds Vanguard G GROWTH ETF 5263.930 85232.034 SH N/A SOLE NONE NONE 72201R866 Pimco Etf TRUST Inter Muni INTER MUN BD ST 89.000 1675.456 SH N/A SOLE NONE NONE 464288281 Ishares Tr Jpmorgan Usd Emergi JPMORGAN USD 22.149 201.81 SH N/A SOLE NONE NONE 922908637 Vanguard Index Fds Vanguard L LARGE CAP ETF 5992.639 104583.577 SH N/A SOLE NONE NONE 464288513 Ishares Tr Iboxx $ High Yie LARGE VAL INDX 21.058 235.47 SH N/A SOLE NONE NONE 92204A801 Vanguard Sector Index Fds MATERIALS ETF 11.278 154.212 SH N/A SOLE NONE NONE 922908629 Vanguard Index Fds Vanguard M MID CAP ETF 5758.119 80040.576 SH N/A SOLE NONE NONE 78464A391 Spdr Series TRUST Spdr Barcl MORGAN TECH ETF 20.565 696.404 SH N/A SOLE NONE NONE 464288240 Ishares Tr Msci Acwi Ex US MSCI ACWI EX 74.878 2034.163 SH N/A SOLE NONE NONE 464288257 Ishares Tr Msci Acwiindex Fd MSCI ACWI INDX 172.729 4096.006 SH N/A SOLE NONE NONE 464287465 Ishares Tr Msci Eafe MSCI EAFE IDX 95.370 1925.503 SH N/A SOLE NONE NONE 464288570 Ishares Tr Kld 400 Social Ind MSCI KLD400 SOC 66.567 1419.645 SH N/A SOLE NONE NONE 922042866 Vanguard Intl Equityindex Fd I PACIFIC ETF 28.966 608.662 SH N/A SOLE NONE NONE 922908553 Vanguard Index Fds Formerly V REIT ETF 99.747 1719.769 SH N/A SOLE NONE NONE 80105N113 Sanofi Contingent RIGHT 12/31/2020 0.120 100 SH N/A SOLE NONE NONE 464287655 Ishares Tr Russell 2000 Index RUSSELL 2000 93.451 1267.134 SH N/A SOLE NONE NONE 464287622 Ishares Tr Russell 1000 Index RUSSELL1000 123.861 1785.519 SH N/A SOLE NONE NONE 464287200 Ishares Tr S&P 500 Index Fd S&P 500 INDEX 11.639 92.406 SH N/A SOLE NONE NONE 464287341 Ishares Tr S&P Global Ene S&P GBL ENER 46.586 1219.845 SH N/A SOLE NONE NONE 464288711 Ishares Tr S&P Global Uti S&P GL UTILITI 63.103 1506.04 SH N/A SOLE NONE NONE 464288695 Ishares TRUST S&P Global Mat S&P GLB MTRLS 18.078 316.048 SH N/A SOLE NONE NONE 78463X772 Spdr Index Shs Fds S&P Intl D S&P INTL ETF 8984.867 193264.502 SH N/A SOLE NONE NONE 464287374 Ishares S&P North American N S&P NA NAT RES 6.984 183.789 SH N/A SOLE NONE NONE 464287879 Ishares Tr S&P Smallcap 6 S&P SMLCP VALU 7.429 106.497 SH N/A SOLE NONE NONE 921937827 Vanguard Bd Index Fdinc Short SHORT TRM BOND 453.593 5611.003 SH N/A SOLE NONE NONE 72201R874 Pimco Etf TRUST Short Term SHTRM MUN BOND 64.913 1286.929 SH N/A SOLE NONE NONE 922908611 Vanguard Index Fds Vanguard S SM CP VAL ETF 9743.808 155478.029 SH N/A SOLE NONE NONE 922908751 Vanguard Index Fds Vanguard S SMALL CP ETF 5410.828 77663.67 SH N/A SOLE NONE NONE 92857W209 Vodafone Group Plc New Sponso SPONS ADR NEW 18.388 656 SH N/A SOLE NONE NONE 013904305 Alcatel Lucent Spon Adr SPONSORED ADR 0.090 58 SH N/A SOLE NONE NONE 055622104 Bp Plc Spon Adr R SPONSORED ADR 20.173 472 SH N/A SOLE NONE NONE 879382208 Telefonica S A Adr Reprstg Th SPONSORED ADR 77.699 4520 SH N/A SOLE NONE NONE 80105N105 Sanofi-Aventis Spon Adr Ech Re SPONSORED ADR 96.210 2633 SH N/A SOLE NONE NONE 921937835 Vanguard Bd Index Fdinc Total TOTAL BND MRKT 374.051 4477.502 SH N/A SOLE NONE NONE 922042742 Vanguard Intl Equityindex Fds TT WRLD ST ETF 383.913 8890.982 SH N/A SOLE NONE NONE 118230101 Buckeye Partners L Punit Ltd P UNIT LTD PARTN 63.937 999.324 SH N/A SOLE NONE NONE 315293100 Ferrellgas Partners L P Unit L UNIT LTD PARTN 0.475 25.029 SH N/A SOLE NONE NONE 922908744 Vanguard Index Fds Vanguard V VALUE ETF 5059.338 96386.71 SH N/A SOLE NONE NONE 007924103 Aegon Nv Amer Regd Cert(1 Sh NY REGISTRY SH 2.050 510 SH N/A SOLE NONE NONE 125896100 Cms Energy Corp COM 113.050 5120 SH N/A SOLE NONE NONE 291011104 Emerson Electric Co COM 87.263 1873 SH N/A SOLE NONE NONE 464286509 Ishares Inc Msci Canada Ind MSCI CDA INDEX 17.090 642.475 SH N/A SOLE NONE NONE 464286665 Ishares Inc Msci Pacific Ex MSCI PAC J IDX 18.669 479.558 SH N/A SOLE NONE NONE 464287226 Ishares Tr Lehman U S Aggreg BARCLY USAGG B 212.672 1929 SH N/A SOLE NONE NONE 464287234 Ishares Tr Msci Emerg MSCI EMERG MKT 8.231 216.946 SH N/A SOLE NONE NONE 464287242 Ishares Iboxx $ Investop I IBOXX INV CPBD 20.890 183.63 SH N/A SOLE NONE NONE 464287309 Ishares Tr S&P 500/ Growth Ind S&P500 GRW 75.162 1114.668 SH N/A SOLE NONE NONE 464287507 Ishares Tr S&P Midcap 400 S&P MIDCAP 400 57.797 659.712 SH N/A SOLE NONE NONE 464287614 Ishares Tr Russell 1000 Growt RUSSELL1000GRW 48.514 839.481 SH N/A SOLE NONE NONE 464287721 Ishares Tr Dow Jonesus Technol DJ US TECH SEC 12.354 193.334 SH N/A SOLE NONE NONE 464287739 Ishares Tr Dow Jones U S Real DJ US REAL EST 8.036 141.446 SH N/A SOLE NONE NONE 464287812 Ishares Tr Dow Jonesu S Consum CONS GOODS IDX 14.758 215.503 SH N/A SOLE NONE NONE 464288877 Ishares Tr Msci Eafevalue Inde MSCI VAL IDX 56.834 1331 SH N/A SOLE NONE NONE 464288885 Ishares Tr Msci Eafegrowth Ind MSCI GRW IDX 55.703 1071 SH N/A SOLE NONE NONE 505597104 Laclede Group Inc COM 105.303 2602 SH N/A SOLE NONE NONE 675232102 Oceaneering Intl Inc COM 9.257 200.679 SH N/A SOLE NONE NONE 760759100 Republic Services Inc Cl A COM 95.020 3449 SH N/A SOLE NONE NONE 816851109 Sempra Energy COM 109.450 1990 SH N/A SOLE NONE NONE 922908769 Vanguard Index Fds Vanguard T TOTAL STK MKT 64.658 1005.567 SH N/A SOLE NONE NONE 984332106 Yahoo Inc COM 3.226 200 SH N/A SOLE NONE NONE 00770F104 Aegion Corp Com COM 15.340 1000 SH N/A SOLE NONE NONE