0001193125-11-211725.txt : 20110805 0001193125-11-211725.hdr.sgml : 20110805 20110805113858 ACCESSION NUMBER: 0001193125-11-211725 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 EFFECTIVENESS DATE: 20110805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ThinkEquity LLC CENTRAL INDEX KEY: 0001483781 IRS NUMBER: 412008761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13700 FILM NUMBER: 111012945 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY ST, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-249-2900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY ST, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2011 Check here if Amendment [_]; Amendment Number: _________ This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries. Institutional Investment Manager Filing this Report: ThinkEquity LLC 600 Montgomery Street, Third Floor San Francisco, CA 94111 Form 13F File Number: 028-12960 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: David Weitgenant Deputy Director of Compliance 415-249-6313 Signature, Place and Date of Signing: /s/ David Weitgenant San Francisco, CA 08/03/2011 -------------------------- ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total (x$1000): 21,608 (thousands) List of Other Included Managers: None (See attachment) FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEST, INC COM 8V84753 25 12500 SH Sole 12500 CANADIAN OIL SANDS LIMITED COM 13643E105 5460 188984 SH Sole 188984 CENTURYTEL INC COM 156700106 429 10617 SH Sole 10617 CROSS TIMBERS ROYALTY TRUST TR COM 22757R109 772 17400 SH Sole 17400 DISH NETWORK CORP CL A COM 25470M109 1641 53500 SH Sole 53500 DORCHESTER MINERALS L P COM 25820R105 8571 318040 SH Sole 318040 ECHOSTAR CORPORATION COM 278768106 387 10610 SH Sole 10610 HUGOTON ROYALTY TRUST TEXAS UN COM 444717102 1492 65622 SH Sole 65622 NORCAL COMMUNITY BANCORP COM 655484103 28 10125 SH Sole 10125 PNC FINANCIAL SVCS GROUP INC COM 693475105 358 6000 SH Sole 6000 PRESIDENT CASINOS INC NEW COM 740822309 0 75000 SH Sole 75000 SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 1673 69430 SH Sole 69430 CAPITAL ASSETS FUNDS TAX EXEMP MF 147539712 34 33833 SH Sole 3383 PIMCO CALIF MUN INCOME FUND MF 72200N106 255 19895 SH Sole 19895 PIMCO FDS PAC INVT MGMT CL D MF 72200Q679 343 27755 SH Sole 27755 TEMPLETON GLOBAL BOND FUND CL MF 880208103 140 10062 SH Sole 10062