0001193125-12-055134.txt : 20120213
0001193125-12-055134.hdr.sgml : 20120213
20120213113519
ACCESSION NUMBER: 0001193125-12-055134
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
EFFECTIVENESS DATE: 20120213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThinkEquity LLC
CENTRAL INDEX KEY: 0001483781
IRS NUMBER: 412008761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13700
FILM NUMBER: 12596394
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY ST, 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-249-2900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY ST, 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
d299717d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
ThinkEquity LLC
600 Montgomery Street, Third Floor
San Francisco, CA 94111
Form 13F File Number: 028-12960
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
David Weitgenant
Deputy Director of Compliance
415-249-6313
Signature, Place and Date of Signing:
/S/ David Weitgenant San Francisco, CA 02 /10/2012
-------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------
Form 13F Information Table Entry Total: 34
----------
Form 13F Information Table Value Total (x$1000): 103,483
----------
(thousands)
List of Other Included Managers: None
(See attachment)
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- ---- ------ -------
ELAN CORPORATION PLC ADR 284131208 6223 452921 SH Sole 452921
AEST, INC COM 8V84753 25 12500 SH Sole 12500
CANADIAN OIL SANDS LIMITED COM 13643E105 4276 187564 SH Sole 187564
CENTURYTEL INC COM 156700106 395 10617 SH Sole 10617
CHIPOTLE MEXICAN GRILL INC CL COM 169656105 5355 15854 SH Sole 15854
CROSS TIMBERS ROYALTY TRUST TR COM 22757R109 850 17400 SH Sole 17400
DISH NETWORK CORP CL A COM 25470M109 1139 40000 SH Sole 40000
DOMINOS PIZZA INC COM 25754A201 5737 168989 SH Sole 168989
DORCHESTER MINERALS L P COM 25820R105 7137 314964 SH Sole 314964
ECHOSTAR CORPORATION COM 278768106 222 10610 SH Sole 10610
HANSEN NATURAL CORP COM 411310105 5286 57369 SH Sole 57369
HERBALIFE LTD COM G4412G101 4603 89079 SH Sole 89079
HUGOTON ROYALTY TRUST TEXAS UN COM 444717102 1225 65037 SH Sole 65037
IAC/ INTERACTIVE CORPORATION COM 44919P508 5411 127011 SH Sole 127011
INTUITIVE SURGICAL INC NEW COM 46120E602 5683 12275 SH Sole 12275
MASTERCARD INC COM 57636Q104 5454 14630 SH Sole 14630
NEUSTAR INC CL A COM 64126X201 5598 163834 SH Sole 163834
NORCAL COMMUNITY BANCORP COM 655484103 16 10125 SH Sole 10125
NU SKIN ENTERPRISES INC COM 67018T105 5120 105407 SH Sole 105407
NUANCE COMMUNICATIONS INC COM 67020Y100 5005 198922 SH Sole 198922
PNC FINANCIAL SVCS GROUP INC COM 693475105 346 6000 SH Sole 6000
PRESIDENT CASINOS INC ESCROW C COM 740ESC306 0 75000 SH Sole 75000
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 5416 130254 SH Sole 130254
RALPH LAUREN CORPORATION CL A COM 751212101 4706 34085 SH Sole 34085
SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 1527 67093 SH Sole 67093
TITAN PHARMACEUTICALS INC COM 888314101 14 12500 SH Sole 12500
ULTRA SALON COSMETICS & FRAGRA COM 90384S303 4898 75451 SH Sole 75451
VF CORPORATION COM 918204108 4873 38372 SH Sole 38372
VISA INC CL A COMMON STOCK COM 92826C839 5910 58207 SH Sole 58207
CAPITAL ASSETS FUNDS TAX EXEMP MF 147539712 32 31666 SH Sole 31666
PIMCO CALIF MUN INCOME FUND MF 72200N106 267 19895 SH Sole 19895
PIMCO FDS PAC INVT MGMT CL D MF 72200Q679 410 35725 SH Sole 35725
TEMPLETON GLOBAL BOND FUND CL MF 880208103 131 10524 SH Sole 10524
VANGUARD INFL-PROTECTED SECS MF 922031869 193 13686 SH Sole 13686