0001193125-11-211725.txt : 20110805
0001193125-11-211725.hdr.sgml : 20110805
20110805113858
ACCESSION NUMBER: 0001193125-11-211725
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110805
DATE AS OF CHANGE: 20110805
EFFECTIVENESS DATE: 20110805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThinkEquity LLC
CENTRAL INDEX KEY: 0001483781
IRS NUMBER: 412008761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13700
FILM NUMBER: 111012945
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY ST, 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-249-2900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY ST, 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
d13fhr.txt
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/2011
Check here if Amendment [_]; Amendment Number: _________
This Amendment (Check only one): [_] is a restatement
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
ThinkEquity LLC
600 Montgomery Street, Third Floor
San Francisco, CA 94111
Form 13F File Number: 028-12960
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
David Weitgenant
Deputy Director of Compliance
415-249-6313
Signature, Place and Date of Signing:
/s/ David Weitgenant San Francisco, CA 08/03/2011
-------------------------- ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 16
Form 13F Information Table Value Total (x$1000): 21,608
(thousands)
List of Other Included Managers: None
(See attachment)
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AEST, INC COM 8V84753 25 12500 SH Sole 12500
CANADIAN OIL SANDS LIMITED COM 13643E105 5460 188984 SH Sole 188984
CENTURYTEL INC COM 156700106 429 10617 SH Sole 10617
CROSS TIMBERS ROYALTY TRUST TR COM 22757R109 772 17400 SH Sole 17400
DISH NETWORK CORP CL A COM 25470M109 1641 53500 SH Sole 53500
DORCHESTER MINERALS L P COM 25820R105 8571 318040 SH Sole 318040
ECHOSTAR CORPORATION COM 278768106 387 10610 SH Sole 10610
HUGOTON ROYALTY TRUST TEXAS UN COM 444717102 1492 65622 SH Sole 65622
NORCAL COMMUNITY BANCORP COM 655484103 28 10125 SH Sole 10125
PNC FINANCIAL SVCS GROUP INC COM 693475105 358 6000 SH Sole 6000
PRESIDENT CASINOS INC NEW COM 740822309 0 75000 SH Sole 75000
SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 1673 69430 SH Sole 69430
CAPITAL ASSETS FUNDS TAX EXEMP MF 147539712 34 33833 SH Sole 3383
PIMCO CALIF MUN INCOME FUND MF 72200N106 255 19895 SH Sole 19895
PIMCO FDS PAC INVT MGMT CL D MF 72200Q679 343 27755 SH Sole 27755
TEMPLETON GLOBAL BOND FUND CL MF 880208103 140 10062 SH Sole 10062