-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TUSzVMzh/5kDmcobosN1/ahWHV2NKUJppW2MJqE0+27XnwejAXQJIPRs+S9hVRU1 wjkTupsoRT6ruTbT9/Nq0w== 0001193125-11-021408.txt : 20110202 0001193125-11-021408.hdr.sgml : 20110202 20110202120159 ACCESSION NUMBER: 0001193125-11-021408 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 EFFECTIVENESS DATE: 20110202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ThinkEquity LLC CENTRAL INDEX KEY: 0001483781 IRS NUMBER: 412008761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13700 FILM NUMBER: 11565497 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY ST, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-249-2900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY ST, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries. Institutional Investment Manager Filing this Report: ThinkEquity LLC 600 Montgomery Street, Third Floor San Francisco, CA 94111 Form 13F File Number: 028-12960 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: David Weitgenant Deputy Director of Compliance 415-249-6313 Signature, Place and Date of Signing: /s/ David Weitgenant San Francisco, CA 01/31/2011 - ------------------------------- ----------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total (x$1000): 147,364 ----------- (thousands) List of Other Included Managers: None (See attachment)
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACME PACKET INC COM 004764106 6356 119564 SH Sole 119564 AEST, INC COM 8V84753 25 12500 SH Sole 12500 AKAMAI TECHNOLOGIES INC COM 00971T101 4095 87029 SH Sole 87029 ARUBA NETWORKS INC COM 043176106 4669 223631 SH Sole 223631 AUTOZONE INC COM 053332102 5448 19986 SH Sole 19986 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 5629 26468 SH Sole 26468 CITIGROUP INC COM 172967101 83 17572 SH Sole 17572 COMPLETE PRODUCTION SERVICES I COM 20453E109 6375 215728 SH Sole 215728 CROSS TIMBERS ROYALTY TRUST TR COM 22757R109 694 17400 SH Sole 17400 CUMMINS INC COM 231021106 5812 52829 SH Sole 52829 DISH NETWORK CORP CL A COM 25470M109 1052 53500 SH Sole 53500 DORCHESTER MINERALS L P COM 25820R105 10447 380290 SH Sole 380290 ECHOSTAR CORPORATION COM 278768106 265 10610 SH Sole 10610 F5 NETWORKS INC COM 315616102 5927 45535 SH Sole 45535 FORTINET INC COM 34959E109 4538 140269 SH Sole 140269 FOSSIL INC COM 349882100 6099 86542 SH Sole 86542 HUGOTON ROYALTY TRUST TEXAS UN COM 444717102 1369 66712 SH Sole 66712 LAS VEGAS SANDS CORPORATION COM 517834107 4499 97910 SH Sole 97910 MIPS TECHNOLOGIES INC COM COM 604567107 6155 405752 SH Sole 405752 NETAPP INC COM 64110D104 4906 89262 SH Sole 89262 NETFLIX COM INC COM 64110L106 5178 29468 SH Sole 29468 NORCAL COMMUNITY BANCORP COM 655484103 23 10125 SH Sole 10125 PNC FINANCIAL SVCS GROUP INC COM 693475105 364 6000 SH Sole 6000 PRESIDENT CASINOS INC NEW COM 740822309 13 75000 SH Sole 75000 PRICELINE COM INC COM NEW COM 741503403 5278 13209 SH Sole 13209 RIVERBED TECHNOLOGY INC COM 768573107 7305 207701 SH Sole 207701
SALESFORCE.COM INC COM 79466L302 4829 36586 SH Sole 36586 SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 2188 92959 SH Sole 92959 SILVER WHEATON CORPORATION COM 828336107 5296 135647 SH Sole 135647 TRW AUTOMOTIVE HOLDINGS INC COM 87264S106 6478 122914 SH Sole 122914 UNITED RENTALS INC COM 911363109 5989 263240 SH Sole 263240 VALEANT PHARMACEUTICALS INTERN COM 91911K102 3231 114194 SH Sole 114194 VERIFONE HOLDINGS COM 92342Y109 6212 161112 SH Sole 161112 VMWARE INC CL A COM 928563402 4471 50290 SH Sole 50290 PIMCO CALIF MUN INCOME FUND MF 72200N106 247 19895 SH Sole 19895 PIMCO FDS PAC INVT MGMT CL D MF 72200Q679 163 13574 SH Sole 13574 CANADIAN OIL SANDS TR NEW UNIT UIT 13642L100 5656 212879 SH Sole 212879
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