SYNERGY RESOURCES CORPORATION
|
(Name of Issuer)
|
Common Stock
|
(Title of Class of Securities)
|
87164P103
|
(CUSIP Number)
|
Frank L. Jennings; 20203 Highway 60, Platteville, Colorado 80651; 303-591-7413
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
February 2, 2015
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 87164P103
|
13G
|
Page 1 of 5 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
|
|||
Bayswater Blenheim Holdings, LLC (“BBH”)
Bayswater Blenheim Holdings II, LLC (“BBHII”)
Bayswater Exploration & Production, LLC (“BEP”)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
BBH EIN: 27-3771860 BBHII EIN: 46-0834203
BEP EIN: 20-1398370
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
BBH: Delaware
BBHII: Delaware
BEP: Colorado
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
BBH: 3,794,678
BBHII: 230,236
BEP: 623,222 |
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
BBH: 3,794,678
BBHII: 230,236
BEP: 623,222 |
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
BBH: 3,794,678
BBHII: 230,236
BEP: 623,222
Total: 4,648,136
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
BBH: 3.65%
BBHII: 0.22%
BEP: 0.60%
Total: 4.47% |
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
BBH: OO
BBHII: OO
BEP: OO
|
|
|
|||
|
|
CUSIP No. 87164P103
|
13G
|
Page 2 of 5 Pages
|
|
(a)
|
Name of Issuer
Synergy Resources Corporation
|
|
||
|
(b)
|
Address of Issuer’s Principal Executive Offices
20203 Highway 60
Platteville, Colorado 80651
|
|
(a)
|
Name of Person Filing
Bayswater Blenheim Holdings, LLC (“BBH”) Bayswater Blenheim Holdings II, LLC (“BBHII”)
Bayswater Exploration & Production, LLC (“BEP”)
|
|
||
|
(b)
|
Address of the Principal Office or, if none, residence
BBH and BBHII: 300 Connell Drive
Suite 5200
Berkeley Heights, NJ 07922
|
|
BEP: 730 17th Street
Suite 610
Denver, Colorado 80202
|
|
|
(c)
|
Citizenship
BBH: USA (Delaware)
BBHII: USA (Delaware)
BEP: USA (Colorado)
|
|
||
|
(d)
|
Title of Class of Securities
Common Stock
|
|
||
|
(e)
|
CUSIP Number
87164P103
|
CUSIP No. 87164P103
|
13G
|
Page 3 of 5 Pages
|
|
(a)
|
☐
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
|||
|
(b)
|
☐
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|||
|
(c)
|
☐
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
|||
|
(d)
|
☐
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|||
|
(e)
|
☐
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
|||
|
(f)
|
☐
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
|||
|
(g)
|
☐
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
|||
|
(h)
|
☐
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|||
|
(i)
|
☐
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
|||
|
(j)
|
☐
|
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
(a)
|
|
Amount beneficially owned: 4,648,136
|
|
|
||||
|
(b)
|
|
Percent of class: 4.47%
|
|
|
||||
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
||||
|
|
|
(i)
|
Sole power to vote or to direct the vote
BBH: 3,794,678
BBHII: 230,236
BEP: 623,222
Total: 4,648,136
|
|
||||
|
|
|
(ii)
|
Shared power to vote or to direct the vote.
|
|
0
|
|||
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
BBH: 3,794,678
BBHII: 230,236
BEP: 623,222
Total: 4,648,136
|
|
||||
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of.
|
CUSIP No. 87164P103
|
13G
|
Page 4 of 5 Pages
|
|
(a)
|
|
The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
|
|
|||
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
|
|||
|
(b)
|
|
The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
|
|
|||
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
CUSIP No. 87164P103
|
13G
|
Page 5 of 5 Pages
|
April 30, 2015
|
|
Date
|
|
/s/ Guy Castranova | |
Signature
|
|
Guy Castranova, Managing Director, Blenheim Natural Resources Management, LLC, Manager of Blenheim Natural Resources Fund, LLC, Member of Bayswater Blenheim Holdings, LLC
|
|
Name/Title
|
|
/s/ Guy Castranova | |
Signature
|
|
Guy Castranova, Managing Director, Blenheim Natural Resources Management, LLC, Manager of Blenheim Natural Resources Fund, LLC, Member of Bayswater Blenheim HoldingsII, LLC
|
|
Name/Title
|
|
/s/ Stephen M. Struna | |
Signature
|
|
Stephen M. Struna, President of Bayswater Exploration & Production, LLC
|
|
Name/Title
|