0001140361-12-025335.txt : 20120515 0001140361-12-025335.hdr.sgml : 20120515 20120515150139 ACCESSION NUMBER: 0001140361-12-025335 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bascom Hill Partners, LLC CENTRAL INDEX KEY: 0001483585 IRS NUMBER: 264748466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13824 FILM NUMBER: 12843747 BUSINESS ADDRESS: STREET 1: 99 SUNNYSIDE BOULEVARD CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 516-396-3032 MAIL ADDRESS: STREET 1: 99 SUNNYSIDE BOULEVARD CITY: WOODBURY STATE: NY ZIP: 11797 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bascom Hill Partners, LLC Address: 99 Sunnyside Blvd. Woodbury, New York 11797 Form 13F File Number: 028-13824 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Stephen La Rosa Title: Chief Financial Officer Phone: (516) 224-5090 Signature, Place, and Date of Signing: /s/ Stephen La Rosa Woodbury, New York 5/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 190 Form 13F Information Table Value Total: $ 45,645 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AK STL HLDG CORP COM 001547108 189 25,000 SH SOLE 25,000 0 0 ALCATEL-LUCENT COM 013904305 82 36,000 SH SOLE 36,000 0 0 ALCOA INC COM 013817101 436 43,510 SH SOLE 43,510 0 0 ALEXZA PHARMACEUTICALS INC COM 015384100 6 10,091 SH SOLE 10,091 0 0 ANADARKO PETE CORP COM 032511107 415 5,300 SH SOLE 5,300 0 0 ANGLOGOLD ASHANTI LTD COM 035128206 277 7,500 SH SOLE 7,500 0 0 APPLE INC COM 037833100 533 100 SH CALL SOLE 100 0 0 APPLE INC COM 037833100 312 50 SH CALL SOLE 50 0 0 APPLE INC COM 037833100 236 140 SH CALL SOLE 140 0 0 APPLE INC COM 037833100 223 50 SH CALL SOLE 50 0 0 APPLIED MATLS INC COM 038222105 149 12,000 SH SOLE 12,000 0 0 ARCH COAL INC COM 039380100 242 22,600 SH SOLE 22,600 0 0 ASIA ENTN & RESOURCES LTD COM G0539K108 204 31,305 SH SOLE 31,305 0 0 ATMEL CORP COM 049513104 181 18,301 SH SOLE 18,301 0 0 AVALON RARE METALS INC COM 053470100 102 34,050 SH SOLE 34,050 0 0 BAKER HUGHES INC COM 057224107 201 4,800 SH SOLE 4,800 0 0 BANK MONTREAL QUE COM 063671101 166 2,800 SH SOLE 2,800 0 0 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 252 15,000 SH SOLE 15,000 0 0 BARRICK GOLD CORP COM 067901108 1,090 25,058 SH SOLE 25,058 0 0 BEAM INC COM 073730103 287 4,900 SH SOLE 4,900 0 0 BERKSHIRE HATHAWAY INC DEL COM 084670702 1,177 14,504 SH SOLE 14,504 0 0 BIOFUEL ENERGY CORP COM 09064Y109 13 20,000 SH SOLE 20,000 0 0 BIOMIMETIC THERAPEUTICS INC COM 09064X101 37 15,010 SH SOLE 15,010 0 0 BIOSANTE PHARMACEUTICALS INC COM 09065V203 17 25,000 SH SOLE 25,000 0 0 BLACKSTONE GROUP L P COM 09253U108 201 12,590 SH SOLE 12,590 0 0 BOSTON SCIENTIFIC CORP COM 101137107 75 12,525 SH SOLE 12,525 0 0 BPZ RESOURCES INC COM 055639108 48 12,000 SH SOLE 12,000 0 0 BRIGHTPOINT INC COM 109473405 209 26,000 SH SOLE 26,000 0 0 BROADWIND ENERGY INC COM 11161T108 5 10,053 SH SOLE 10,053 0 0 BROCADE COMMUNICATIONS SYS I COM 111621306 253 44,017 SH SOLE 44,017 0 0 CALLAWAY GOLF CO COM 131193104 172 25,500 SH SOLE 25,500 0 0 CAMPBELL SOUP CO COM 134429109 169 5,000 SH SOLE 5,000 0 0 CAPSTONE TURBINE CORP COM 14067D102 17 16,770 SH SOLE 16,770 0 0 CASUAL MALE RETAIL GRP INC COM 148711302 63 18,746 SH SOLE 18,746 0 0 CENVEO INC COM 15670S105 464 137,417 SH SOLE 137,417 0 0 CHEESECAKE FACTORY INC COM 163072101 265 9,000 SH SOLE 9,000 0 0 CHRISTOPHER & BANKS CORP COM 171046105 91 48,881 SH SOLE 48,881 0 0 CISCO SYS INC COM 17275R102 846 40,010 SH SOLE 40,010 0 0 CLEVELAND BIOLABS INC COM 185860103 44 17,863 SH SOLE 17,863 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 429 6,200 SH SOLE 6,200 0 0 COGO GROUP INC COM G22538105 117 42,510 SH SOLE 42,510 0 0 COLDWATER CREEK INC COM 193068103 58 50,000 SH SOLE 50,000 0 0 COLLECTIVE BRANDS INC COM 19421W100 553 28,145 SH SOLE 28,145 0 0 COLUMBIA LABS INC COM 197779101 54 75,495 SH SOLE 75,495 0 0 COMPLETE GENOMICS INC COM 20454K104 169 60,001 SH SOLE 60,001 0 0 COMVERGE INC COM 205859101 23 12,486 SH SOLE 12,486 0 0 CORNING INC COM 219350105 211 15,000 SH SOLE 15,000 0 0 COSI INC COM 22122P101 38 34,995 SH SOLE 34,995 0 0 COTT CORP QUE COM 22163N106 66 10,001 SH SOLE 10,001 0 0 CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 22542D761 194 26,800 SH SOLE 26,800 0 0 DARDEN RESTAURANTS INC COM 237194105 358 7,000 SH SOLE 7,000 0 0 DCT INDUSTRIAL TRUST INC COM 233153105 59 10,000 SH SOLE 10,000 0 0 DECKERS OUTDOOR CORP COM 243537107 328 5,202 SH SOLE 5,202 0 0 DELIA'S INC NEW COM 246911101 56 39,798 SH SOLE 39,798 0 0 DELPHI AUTOMOTIVE PLC COM G27823106 246 7,800 SH SOLE 7,800 0 0 DEMAND MEDIA INC COM 24802N109 401 55,300 SH SOLE 55,300 0 0 DENDREON CORP COM 24823Q107 490 46,010 SH SOLE 46,010 0 0 DENISON MINES CORP COM 248356107 15 10,000 SH SOLE 10,000 0 0 DEX ONE CORP COM 25212W100 21 15,000 SH SOLE 15,000 0 0 DIGITAL ALLY INC COM 25382P109 386 500,948 SH SOLE 500,948 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 165 8,000 SH SOLE 8,000 0 0 DISCOVERY LABORATORIES INC N COM 254668403 54 20,000 SH SOLE 20,000 0 0 E HOUSE CHINA HLDGS LTD COM 26852W103 93 16,000 SH SOLE 16,000 0 0 E TRADE FINANCIAL CORP COM 269246401 219 20,001 SH SOLE 20,001 0 0 ELECTRONIC ARTS INC COM 285512109 429 26,000 SH SOLE 26,000 0 0 ENERGYSOLUTIONS INC COM 292756202 245 50,085 SH SOLE 50,085 0 0 EQT CORP COM 26884L109 627 13,000 SH SOLE 13,000 0 0 EXELON CORP COM 30161N101 196 5,009 SH SOLE 5,009 0 0 EXIDE TECHNOLOGIES COM 302051206 31 10,000 SH SOLE 10,000 0 0 EXPEDITORS INTL WASH INC COM 302130109 507 10,900 SH SOLE 10,900 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 193 13,100 SH SOLE 13,100 0 0 FEDEX CORP COM 31428X106 322 3,501 SH SOLE 3,501 0 0 FELCOR LODGING TR INC COM 31430F101 36 10,083 SH SOLE 10,083 0 0 FLEXTRONICS INTL LTD COM Y2573F102 90 12,500 SH SOLE 12,500 0 0 FORMFACTOR INC COM 346375108 235 42,098 SH SOLE 42,098 0 0 FORTRESS INVESTMENT GROUP LL COM 34958B106 114 32,019 SH SOLE 32,019 0 0 FUELCELL ENERGY INC COM 35952H106 153 97,804 SH SOLE 97,804 0 0 FURNITURE BRANDS INTL INC COM 360921100 135 80,267 SH SOLE 80,267 0 0 GAFISA S A COM 362607301 94 20,000 SH SOLE 20,000 0 0 GENPACT LIMITED COM G3922B107 424 26,018 SH SOLE 26,018 0 0 GOLD FIELDS LTD NEW COM 38059T106 172 12,401 SH SOLE 12,401 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 174 1,400 SH SOLE 1,400 0 0 GOOGLE INC COM 38259P508 385 600 SH SOLE 600 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 197 3,500 SH SOLE 3,500 0 0 HANWHA SOLARONE CO LTD COM 41135V103 26 20,000 SH SOLE 20,000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 715 33,900 SH SOLE 33,900 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 319 45,000 SH SOLE 45,000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 226 15,000 SH SOLE 15,000 0 0 HESS CORP COM 42809H107 599 10,160 SH SOLE 10,160 0 0 HEWLETT PACKARD CO COM 428236103 1,668 70,000 SH SOLE 70,000 0 0 HUMAN GENOME SCIENCES INC COM 444903108 247 30,000 SH SOLE 30,000 0 0 IMMUNOMEDICS INC COM 452907108 36 10,017 SH SOLE 10,017 0 0 INFORMATION SERVICES GROUP I COM 45675Y104 221 168,521 SH SOLE 168,521 0 0 INOVIO PHARMACEUTICALS INC COM 45773H102 34 50,400 SH SOLE 50,400 0 0 JA SOLAR HOLDINGS CO LTD COM 466090107 31 20,095 SH SOLE 20,095 0 0 JOHNSON CTLS INC COM 478366107 195 6,000 SH SOLE 6,000 0 0 JOY GLOBAL INC COM 481165108 198 2,700 SH SOLE 2,700 0 0 KINROSS GOLD CORP COM 496902404 171 17,501 SH SOLE 17,501 0 0 KKR & CO L P DEL COM 48248M102 297 20,003 SH SOLE 20,003 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 215 23,307 SH SOLE 23,307 0 0 LEGGETT & PLATT INC COM 524660107 230 10,000 SH SOLE 10,000 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 293 6,000 SH SOLE 6,000 0 0 LIMELIGHT NETWORKS INC COM 53261M104 41 12,577 SH SOLE 12,577 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 248 26,429 SH SOLE 26,429 0 0 LOOKSMART LTD COM 543442503 577 520,027 SH SOLE 520,027 0 0 MAGELLAN PETE CORP COM 559091301 233 182,003 SH SOLE 182,003 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 224 35,000 SH SOLE 35,000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 616 12,437 SH SOLE 12,437 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 415 16,900 SH SOLE 16,900 0 0 MARTIN MARIETTA MATLS INC COM 573284106 214 2,500 SH SOLE 2,500 0 0 MASCO CORP COM 574599106 134 10,000 SH SOLE 10,000 0 0 MBIA INC COM 55262C100 157 16,000 SH SOLE 16,000 0 0 MCDONALDS CORP COM 580135101 628 6,400 SH SOLE 6,400 0 0 MECOX LANE LIMITED COM 58403M102 43 34,801 SH SOLE 34,801 0 0 MEDICINES CO COM 584688105 403 20,099 SH SOLE 20,099 0 0 MEMC ELECTR MATLS INC COM 552715104 860 238,308 SH SOLE 238,308 0 0 METLIFE INC COM 59156R108 280 7,500 SH SOLE 7,500 0 0 MIPS TECHNOLOGIES INC COM 604567107 140 25,744 SH SOLE 25,744 0 0 MORGAN STANLEY COM 617446448 540 27,500 SH SOLE 27,500 0 0 MOTRICITY INC COM 620107102 33 29,850 SH SOLE 29,850 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- NAUTILUS INC COM 63910B102 28 10,000 SH SOLE 10,000 0 0 NEOPHOTONICS CORP COM 64051T100 166 35,013 SH SOLE 35,013 0 0 NETSOL TECHNOLOGIES INC COM 64115A204 8 20,454 SH SOLE 20,454 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 142 10,201 SH SOLE 10,201 0 0 NEWMONT MINING CORP COM 651639106 802 15,651 SH SOLE 15,651 0 0 NOKIA CORP COM 654902204 329 60,005 SH SOLE 60,005 0 0 NOVATEL WIRELESS INC COM 66987M604 40 12,047 SH SOLE 12,047 0 0 NRG ENERGY INC COM 629377508 174 11,100 SH SOLE 11,100 0 0 NUTRI SYS INC NEW COM 67069D108 247 22,000 SH SOLE 22,000 0 0 NVIDIA CORP COM 67066G104 821 53,300 SH SOLE 53,300 0 0 OCZ TECHNOLOGY GROUP INC COM 67086E303 178 25,512 SH SOLE 25,512 0 0 OFFICE DEPOT INC COM 676220106 242 70,260 SH SOLE 70,260 0 0 OFFICEMAX INC DEL COM 67622P101 150 26,156 SH SOLE 26,156 0 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 563 42,380 SH SOLE 42,380 0 0 ORACLE CORP COM 68389X105 183 6,272 SH SOLE 6,272 0 0 PACCAR INC COM 693718108 473 10,100 SH SOLE 10,100 0 0 PACIFIC SUNWEAR CALIF INC COM 694873100 53 30,089 SH SOLE 30,089 0 0 PARKWAY PPTYS INC COM 70159Q104 108 10,347 SH SOLE 10,347 0 0 PENSON WORLDWIDE INC COM 709600100 20 30,000 SH SOLE 30,000 0 0 PHARMATHENE INC COM 71714G102 40 22,528 SH SOLE 22,528 0 0 PIZZA INN HOLDINGS INC COM 725846109 73 15,195 SH SOLE 15,195 0 0 POPULAR INC COM 733174106 21 10,076 SH SOLE 10,076 0 0 POWER ONE INC NEW COM 73930R102 46 10,001 SH SOLE 10,001 0 0 POWERSECURE INTL INC COM 73936N105 176 28,989 SH SOLE 28,989 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 1,023 50,007 SH SOLE 50,007 0 0 PROSHARES TR PSHS ULTSHT FINL 74347X146 412 10,200 SH SOLE 10,200 0 0 PROSHARES TR PSHS ULSHT MD400 74347X211 221 7,551 SH SOLE 7,551 0 0 PROSHARES TR REAL EST NEW 11 74348A871 150 5,084 SH SOLE 5,084 0 0 QUEPASA CORP COM 74833W206 44 10,000 SH SOLE 10,000 0 0 QUIKSILVER INC COM 74838C106 121 30,001 SH SOLE 30,001 0 0 RADIOSHACK CORP COM 750438103 68 11,001 SH SOLE 11,001 0 0 RESEARCH IN MOTION LTD COM 760975102 294 20,000 SH SOLE 20,000 0 0 RESOLUTE ENERGY CORP COM 76116A108 114 10,000 SH SOLE 10,000 0 0 RYDER SYS INC COM 783549108 317 6,000 SH SOLE 6,000 0 0 SCHLUMBERGER LTD COM 806857108 350 5,000 SH SOLE 5,000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 252 7,199 SH SOLE 7,199 0 0 SILICON IMAGE INC COM 82705T102 147 25,017 SH SOLE 25,017 0 0 SILICONWARE PRECISION INDS L COM 827084864 121 20,100 SH SOLE 20,100 0 0 SM ENERGY CO COM 78454L100 184 2,600 SH SOLE 2,600 0 0 SOUTHERN COPPER CORP COM 84265V105 191 6,032 SH SOLE 6,032 0 0 SUPERVALU INC COM 868536103 57 10,000 SH SOLE 10,000 0 0 SUPPORT COM INC COM 86858W101 64 20,400 SH SOLE 20,400 0 0 SWS GROUP INC COM 78503N107 86 15,020 SH SOLE 15,020 0 0 SYNTROLEUM CORP COM 871630109 28 28,600 SH SOLE 28,600 0 0 TALBOTS INC COM 874161102 75 24,907 SH SOLE 24,907 0 0 TERADYNE INC COM 880770102 172 10,201 SH SOLE 10,201 0 0 TEVA PHARMACEUTICAL INDS LTD COM 881624209 180 4,001 SH SOLE 4,001 0 0 THOMPSON CREEK METALS CO INC COM 884768102 108 16,001 SH SOLE 16,001 0 0 THQ INC COM 872443403 18 32,112 SH SOLE 32,112 0 0 TIVO INC COM 888706108 150 12,510 SH SOLE 12,510 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 228 33,000 SH SOLE 33,000 0 0 TRUE RELIGION APPAREL INC COM 89784N104 226 8,250 SH SOLE 8,250 0 0 UQM TECHNOLOGIES INC COM 903213106 37 25,090 SH SOLE 25,090 0 0 VERMILLION INC COM 92407M206 28 13,700 SH SOLE 13,700 0 0 VISIONCHINA MEDIA INC COM 92833U103 32 20,038 SH SOLE 20,038 0 0 VISTEON CORP COM 92839U206 292 5,500 SH SOLE 5,500 0 0 VONAGE HLDGS CORP COM 92886T201 44 20,047 SH SOLE 20,047 0 0 VRINGO INC COM 92911N104 27 16,276 SH SOLE 16,276 0 0 WALTER ENERGY INC COM 93317Q105 309 5,220 SH SOLE 5,220 0 0 WEATHERFORD INTERNATIONAL LT COM H27013103 146 9,700 SH SOLE 9,700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- WEBMD HEALTH CORP COM 94770V102 156 6,100 SH SOLE 6,100 0 0 WEBMEDIABRANDS INC COM 94770W100 348 334,171 SH SOLE 334,171 0 0 WENDYS CO COM 95058W100 501 100,019 SH SOLE 100,019 0 0 WESTELL TECHNOLOGIES INC COM 957541105 35 15,105 SH SOLE 15,105 0 0 WILLIAMS COS INC DEL COM 969457100 456 14,807 SH SOLE 14,807 0 0 XEROX CORP COM 984121103 162 20,000 SH SOLE 20,000 0 0 YAHOO INC COM 984332106 1,523 100,093 SH SOLE 100,093 0 0 YPF SOCIEDAD ANONIMA COM 984245100 165 5,800 SH SOLE 5,800 0 0 ZALE CORP NEW COM 988858106 62 20,002 SH SOLE 20,002 0 0 ZOGENIX INC COM 98978L105 20 10,000 SH SOLE 10,000 0 0