-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKDus1aR0T61XkcpvFRwS0NzK+rEoxSQ0G8DSc1B/3Xks6mhZ9tmov/UfSba9fut awDZQ0T6S2Bu0dcQVBMjmw== 0001013594-10-000732.txt : 20101115 0001013594-10-000732.hdr.sgml : 20101115 20101115154408 ACCESSION NUMBER: 0001013594-10-000732 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bascom Hill Partners, LLC CENTRAL INDEX KEY: 0001483585 IRS NUMBER: 264748466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13824 FILM NUMBER: 101192096 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-350-8803 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 bascom13fhr-111510.txt NOVEMBER 15, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bascom Hill Partners, LLC Address: 65 East 55th Street, 26th Floor New York, New York 10022 Form 13F File Number: 028-13824 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Raymond Fernandez Title: Chief Financial Officer Phone: (212) 350-8803 Signature, Place, and Date of Signing: /s/ Raymond Fernandez New York, New York November 15, 2010 --------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 441 Form 13F Information Table Value Total: $442,272 (thousands) List of Other Included Managers: None. FORM 13F INFORMATION TABLE QTR ENDED 09/30/2010 Name of Reporting Manager: Bascom Hill Partners, LLC
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Share or Investment Other Voting Class Market Principal Sh/ Put/ Discretion Managers Authority Value Amount Pm Call (x$1000) (a) Sole (b) Shared (c) None ABERCROMBIE & FITCH CO COM 002896207 1,072 27259 SH SOLE 27259 ACTIVISION BLIZZARD INC COM 00507V109 2,089 193060 SH SOLE 193060 ADOBE SYS INC COM 00724F101 3,947 150950 SH SOLE 150950 ADVANCED ENERGY INDS COM 007973100 1,398 107033 SH SOLE 107033 AERCAP HOLDINGS NV COM N00985106 355 30048 SH SOLE 30048 AEROPOSTALE COM 007865108 246 10599 SH SOLE 10599 AEROVIRONMENT INC COM 008073108 1,048 47080 SH SOLE 47080 AES CORP COM 00130H105 114 10000 SH SOLE 10000 AIRCASTLE LTD COM G0129K104 128 15051 SH SOLE 15051 AK STL HLDG CORP COM 001547108 622 45004 SH SOLE 45004 ALLIANCE IMAGING INC COM 018606202 308 67267 SH SOLE 67267 ALLOS THERAPEUTICS INC COM 019777101 260 54982 SH SOLE 54982 Allstate Corp. COM 020002101 1,420 45003 SH SOLE 45003 ALTERA CORP COM 021441100 290 9609 SH SOLE 9609 ALVARION LTD COM M0861T100 38 20614 SH SOLE 20614 AMDOCS LTD COM G02602103 718 25038 SH SOLE 25038 AMERICAN AXLE & MFG HLDGS IN COM 024061103 586 65015 SH SOLE 65015 AMGEN INC COM 031162100 551 10004 SH SOLE 10004 AMKOR TECHNOLOGY INC COM 031652100 633 96361 SH SOLE 96361 AMR CORP COM 001765106 315 50168 SH SOLE 50168 ANGIOTECH PHARMACEUTICALS INC COM 034918102 47 80503 SH SOLE 80503 AOL INC COM 00184X105 589 23802 SH SOLE 23802 APACHE CORP COM 037411105 391 4000 SH SOLE 4000 APPLE INC COM 037833100 1,419 5000 SH SOLE 5000 ARENA PHARMACEUTICALS INC COM 040047102 79 50000 SH SOLE 50000 ASSOCIATED ESTATES REALTY CP COM 045604105 280 20000 SH SOLE 20000 AUGUSTA RES CORP COM 050912203 435 126025 SH SOLE 126025 AUTONATION INC COM 05329W102 930 40009 SH SOLE 40009 AVIAT NETWORKS INC COM 05366Y102 137 33405 SH SOLE 33405 Bank of America Corp. COM 060505104 524 40005 SH SOLE 40005 BANK OF AMERICA CORP-CW19 COM 060505146 194 30000 SH SOLE 30000 Bank of New York Co. COM 064058100 392 15006 SH SOLE 15006 BARCLAYS BK PLC IPATH S&P ST ETN COM 06740C527 2,426 140336 SH SOLE 140336 BEAZER HOMES USA INC COM 07556Q105 83 20162 SH SOLE 20162 BLACKSTONE GROUP L P COM 09253U108 1,269 100000 SH SOLE 100000 BOISE INC COM 09746Y105 650 100176 SH SOLE 100176 BOYD GAMING CORP COM 103304101 112 15500 SH SOLE 15500 BRIGHAM EXPLORATION CO COM 109178103 1,063 56679 SH SOLE 56679 BROADCOM CORP COM 111320107 888 25094 SH SOLE 25094 BROCADE COMMUNICATIONS SYS INC COM 111621306 205 34898 SH SOLE 34898 BROWN SHOE INC NEW COM 115736100 507 44211 SH SOLE 44211 CABLEVISION SYS CORP COM 12686C109 1,308 49928 SH SOLE 49928 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 233 13669 SH SOLE 13669 CALPINE CORP COM 131347304 138 11088 SH SOLE 11088 CARDIAC SCIENCE CORP COM 14141A108 90 49836 SH SOLE 49836 CAREFUSION CORP COM 14170T101 248 10000 SH SOLE 10000 CARTER INC COM 146229109 661 25100 SH SOLE 25100 CASUAL MALE RETAIL GROUP INC COM 148711302 83 20400 SH SOLE 20400 CEDAR SHOPPING CENTERS INC COM 150602209 67 11082 SH SOLE 11082 CELL THERAPEUTICS INC COM 150934404 8 20000 SH SOLE 20000 CEL-SCI CORP COM 150837409 20 31500 SH SOLE 31500 CEMEX SAB DE CV SPON ADR NEW COM 151290889 232 27279 SH SOLE 27279 CENVEO INC COM 15670S105 453 90000 SH SOLE 90000 CHEESECAKE FACTORY INC COM 163072101 1,193 45073 SH SOLE 45073 CHENIERE ENERGY INC COM 16411R208 253 100222 SH SOLE 100222 CHICOS FAS INC COM 168615102 1,687 160385 SH SOLE 160385 CHIMERA INVESTMENT CORP COM 16934Q109 200 50758 SH SOLE 50758 CIBER INC COM 17163B102 61 20403 SH SOLE 20403 CIGNA CORP COM 125509109 539 15061 SH SOLE 15061 CINEMARK HOLDINGS INC COM 17243V102 836 51906 SH SOLE 51906 Citigroup Inc. COM 172967101 2,639 675030 SH SOLE 675030 CKX INC COM 12562M106 49 10000 SH SOLE 10000 CME GROUP INC COM 12572Q105 4,766 18300 SH SOLE 18300 COGO GROUP INC COM 192448108 371 60059 SH SOLE 60059 COHEN & STEERS INC COM 19247A100 651 30000 SH SOLE 30000 COINSTAR INC COM 19259P300 860 20013 SH SOLE 20013 COLE KENNETH PRODTNS INC COM 193294105 500 30000 SH SOLE 30000 COLUMBIA LABS INC COM 197779101 486 450246 SH SOLE 450246 COMCAST CORP NEW COM 20030N101 1,060 58622 SH SOLE 58622 COMMONWEALTH REIT COM 203233101 256 10000 SH SOLE 10000 COMPUWARE CORP COM 205638109 2,301 270031 SH SOLE 270031 COMVERGE INC COM 205859101 159 20168 SH SOLE 20168 CONEXANT SYSTEMS INC COM 207142308 33 20119 SH SOLE 20119 CONSOL ENERGY INC COM 20854P109 924 25009 SH SOLE 25009 CONVERTED ORGANICS INC COM 21254S107 5 12000 SH SOLE 12000 CORINTHIAN COLLEGES INC COM 218868107 211 30000 SH SOLE 30000 COSAN LTD COM G25343107 116 10016 SH SOLE 10016 COVANTA HLDG CORP COM 22282E102 395 25067 SH SOLE 25067 COVIDIEN LTD COM G2552X108 815 20270 SH SOLE 20270 COWEN GROUP INC COM 223621103 181 54896 SH SOLE 54896 CREE INC COM 225447101 474 8738 SH SOLE 8738 CRU COM Y1820X106 360 20014 SH SOLE 20014 CVS CAREMARK CORPORATION COM 126650100 926 29436 SH SOLE 29436 D R HORTON INC COM 23331A109 1,330 119562 SH SOLE 119562 DEAN FOODS CO NEW COM 242370104 303 29665 SH SOLE 29665 DELCATH SYS INC COM 24661P104 112 15559 SH SOLE 15559 DELIA'S INC NEW COM 246911101 26 13556 SH SOLE 13556 DELTA AIR LINES INC DEL COM 247361702 117 10018 SH SOLE 10018 DIANA SHIPPING INC COM Y2066G104 168 13200 SH SOLE 13200 DICKS SPORTING GOODS INC COM 253393102 516 18401 SH SOLE 18401 DIGITAL ALLY INC COM 25382P109 470 244586 SH SOLE 244586 DIODES INC COM 254543101 221 12927 SH SOLE 12927 Discover Financial Service COM 254709108 1,452 87050 SH SOLE 87050 DISNEY WALT CO COM 254687106 996 30081 SH SOLE 30081 DOLBY LABORATORIES INC COM 25659T107 263 4637 SH SOLE 4637 DONNELLEY R R & SONS CO COM 257867101 849 50035 SH SOLE 50035 DRI CORPORATION COM 23330F109 136 87441 SH SOLE 87441 DRUGSTORE COM INC COM 262241102 94 49074 SH SOLE 49074 DRYSHIPS INC COM Y2109Q101 99 20587 SH SOLE 20587 DUKE REALTY CORP COM 264411505 581 50100 SH SOLE 50100 DYCOM INDS INC COM 267475101 100 10002 SH SOLE 10002 E*TRADE FINANCIAL CORP COM 269246401 2,369 162564 SH SOLE 162564 EDISON INTL COM 281020107 344 10010 SH SOLE 10010 ELECTRONICS FOR IMAGING INC COM 286082102 362 29953 SH SOLE 29953 EMCORE CORP COM 290846104 25 31292 SH SOLE 31292 ENER1 INC COM 29267A203 410 111495 SH SOLE 111495 ENERGY XXI BERMUDA COM G10082108 797 34492 SH SOLE 34492 ENERGYSOLUTIONS INC COM 292756202 906 180040 SH SOLE 180040 ENTEGRIS INC COM 29362U104 97 20700 SH SOLE 20700 ENTROPIC COMMUNICATIONS INC COM 29384R105 336 35001 SH SOLE 35001 EQUINIX INC COM 29444U502 411 4017 SH SOLE 4017 Exar Corp. 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COM 367905106 1,069 35049 SH SOLE 35049 GENCO SHIPPING & TRADING LTD COM Y2685T107 478 30000 SH SOLE 30000 GENCORP INC COM 368682100 276 56000 SH SOLE 56000 GENERAL GROWTH PROPERTIES COM 370021107 562 36046 SH SOLE 36046 GENERAL MARITIME CORP COM Y2692M103 766 155940 SH SOLE 155940 GENERAL MOLY INC COM 370373102 357 97418 SH SOLE 97418 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 25 50000 SH SOLE 50000 GENVEC INC COM 37246C109 15 25053 SH SOLE 25053 Genworth Financial Inc. 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COM 478366107 384 12600 SH SOLE 12600 JPMorgan Chase & Co. COM 46625H100 3,618 95050 SH SOLE 95050 KB HOME COM 48666K109 342 30220 SH SOLE 30220 KITE REALTY GROUP TRUST COM 49803T102 178 40011 SH SOLE 40011 KKR FINANCIAL HOLDINGS LLC COM 48248A306 319 36335 SH SOLE 36335 KNIGHT CAPITAL GROUP INC-A COM 499005106 330 26661 SH SOLE 26661 KNOLOGY INC COM 499183804 143 10633 SH SOLE 10633 KROGER CO COM 501044101 219 10109 SH SOLE 10109 KULICKE & SOFFA INDS INC COM 501242101 2,038 329282 SH SOLE 329282 LASERCARD CORP COM 51807U101 711 148805 SH SOLE 148805 LATTICE SEMICONDUCTOR CORP COM 518415104 119 25059 SH SOLE 25059 LAUDER ESTEE COS INC COM 518439104 1,267 20045 SH SOLE 20045 LAWSON SOFTWARE INC NEW COM 52078P102 678 80066 SH SOLE 80066 LEAP WIRELESS INTL INC COM 521863308 774 62683 SH SOLE 62683 LEAR CORP COM 521865204 914 11583 SH SOLE 11583 LEGG MASON INC COM 524901105 758 25000 SH SOLE 25000 LEVEL 3 COMMUNICATIONS INC COM 52729N100 94 100186 SH SOLE 100186 LIBERTY PROPERTY TRUST COM 531172104 713 22338 SH SOLE 22338 LIGAND PHARMACEUTICALS INC COM 53220K207 267 168968 SH SOLE 168968 LIVE NATION INC COM 538034109 227 23016 SH SOLE 23016 LOOKSMART LTD COM 543442503 942 466135 SH SOLE 466135 Louisiana-Pacific Corp. 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COM 59156R108 2,015 52400 SH SOLE 52400 METROPCS COMMUNICATIONS INC COM 591708102 732 70000 SH SOLE 70000 MF GLOBAL HOLDINGS LTD COM 55277J108 77 10638 SH SOLE 10638 MGIC INVT CORP WIS COM 552848103 98 10624 SH SOLE 10624 MICROSOFT CORP COM 594918104 5,813 237378 SH SOLE 237378 MINDSPEED TECHNOLOGIES INC COM 602682205 642 82600 SH SOLE 82600 MONSTER WORLDWIDE INC COM 611742107 261 20115 SH SOLE 20115 MORGAN STANLEY COM 617446448 1,544 62541 SH SOLE 62541 NCI BUILDING SYS INC COM 628852105 219 22936 SH SOLE 22936 NCR CORP NEW COM 62886E108 2,528 185457 SH SOLE 185457 NEW YORK & CO INC COM 649295102 77 30000 SH SOLE 30000 NEW YORK TIMES CO COM 650111107 116 15038 SH SOLE 15038 NEWS CORP-CL A COM 65248E104 2,267 173551 SH SOLE 173551 NICE SYSTEMS LTD-SPONS ADR COM 653656108 1,255 40099 SH SOLE 40099 NOBLE CORPORATION COM G65422100 1,480 43800 SH SOLE 43800 NOVATEL WIRELESS INC COM 66987M604 100 12743 SH SOLE 12743 NOVELL INC COM 670006105 277 46383 SH SOLE 46383 OFFICE DEPOT INC COM 676220106 1,932 420072 SH SOLE 420072 OFFICEMAX INC DEL COM 67622P101 2,881 220093 SH SOLE 220093 OMNIVISION TECHNOLOGIES INC COM 682128103 3,456 150007 SH SOLE 150007 ON SEMICONDUCTOR CORP COM 682189105 724 100425 SH SOLE 100425 ONCOGENEX PHARMACEUTICALS INC COM 68230A106 3,110 209464 SH SOLE 209464 OPKO HEALTH INC COM 68375N103 22 10000 SH SOLE 10000 ORIENT-EXPRESS HOTELS LTD COM G67743107 396 35484 SH SOLE 35484 ORIGIN AGRITECH LIMITED COM G67828106 82 10000 SH SOLE 10000 OVERSEAS SHIPHOLDING GROUP INC COM 690368105 601 17500 SH SOLE 17500 PAYCHEX INC COM 704326107 276 10037 SH SOLE 10037 PDL BIOPHARMA INC COM 69329Y104 149 28400 SH SOLE 28400 PENSKE AUTOMOTIVE GRP INC COM 70959W103 148 11214 SH SOLE 11214 PERKINELMER INC COM 714046109 231 10000 SH SOLE 10000 PETROHAWK ENERGY CORP COM 716495106 888 55000 SH SOLE 55000 PETROLEO BRASILEIRO S.A.-ADR COM 71654V408 921 25401 SH SOLE 25401 PHH CORP COM 693320202 404 19200 SH SOLE 19200 PHILIP MORRIS INTL INC COM 718172109 700 12501 SH SOLE 12501 PHILIPS ELECTRONICS-NY SHR COM 500472303 936 29897 SH SOLE 29897 PHOENIX COS INC NEW COM 71902E109 54 25940 SH SOLE 25940 PIONEER DRILLING CO COM 723655106 96 15085 SH SOLE 15085 PIZZA INN INC NEW COM 725848105 51 26904 SH SOLE 26904 PLAINS EXPL& PRODTN CO COM 726505100 805 30200 SH SOLE 30200 PMC-SIERRA INC COM 69344F106 1,238 168224 SH SOLE 168224 PMI GROUP INC COM 69344M101 619 168662 SH SOLE 168662 Popular Inc. 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