-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHFBzLMDCnAXw6mQKOiAg7yiPetos8bToV1uzvE3Yqv+g6cnALei8iXnhQweBmzQ hnngEa1Jw/jSofOaEPINLQ== 0001013594-10-000196.txt : 20100216 0001013594-10-000196.hdr.sgml : 20100215 20100216162418 ACCESSION NUMBER: 0001013594-10-000196 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bascom Hill Partners, LLC CENTRAL INDEX KEY: 0001483585 IRS NUMBER: 264748466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13824 FILM NUMBER: 10608272 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-350-8803 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 bascom13fhr-021610.txt FEBRUARY 16, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bascom Hill Partners, LLC Address: 65 East 55th Street, 26th Floor New York, New York 10022 Form 13F File Number: __________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregg Moskowitz Title: Managing Member Phone: (212) 350-8803 Signature, Place, and Date of Signing: /s/ Gregg Moskowitz New York, New York February 16, 2009 -------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 412 Form 13F Information Table Value Total: $538,048 (thousands) List of Other Included Managers: None. FORM 13F INFORMATION TABLE QTR ENDED 12/31/09 Name of Reporting Manager: Bascom Hill Partners, LLC
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Share or Investment Other Voting Market Principal Sh/ Put/ Discretion Managers Authority Value Amount Pm Call (x$1000) (a) Sole (b) Shared (c) None ABERCROMBIE & FITCH CO COM 002896207 233.00 6,700.00 SH SOLE 6,700.00 ALCATEL-LUCENT-SPONSORED ADR COM 013904305 731.00 220,053.00 SH SOLE 220,053.00 ALLOS THERAPEUTICS INC COM 019777101 531.00 80,652.00 SH SOLE 80,652.00 ALPHA NATURAL RESOURCES INC COM 02076X102 434.00 10,004.00 SH SOLE 10,004.00 ALVARION LTD COM M0861T100 299.00 80,074.00 SH SOLE 80,074.00 AMERICA MOVIL-ADR SERIES L COM 02364W105 705.00 15,000.00 SH SOLE 15,000.00 AMERICAN APPAREL INC COM 023850100 433.00 139,790.00 SH SOLE 139,790.00 AMERICAN CAPITAL LTD COM 02503Y103 244.00 100,000.00 SH SOLE 100,000.00 AMERICAN COMMERCIAL LINES COM 025195207 183.00 10,000.00 SH SOLE 10,000.00 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 1,029.00 60,614.00 SH SOLE 60,614.00 AMTRUST FINANCIAL SERVICES I COM 032359309 148.00 12,511.00 SH SOLE 12,511.00 ANGIOTECH PHARMACEUTICALS INC COM 034918102 50.00 40,000.00 SH SOLE 40,000.00 ANGLOGOLD ASHANTI-SPON ADR COM 035128206 2,411.00 60,000.00 SH SOLE 60,000.00 APPLE INC COM 037833100 861.00 4,088.00 SH SOLE 4,088.00 ARBOR REALTY TRUST INC COM 038923108 199.00 100,167.00 SH SOLE 100,167.00 ARTIO GLOBAL INVESTORS INC COM 04315B107 643.00 25,240.00 SH SOLE 25,240.00 ARUBA NETWORKS INC COM 043176106 135.00 12,704.00 SH SOLE 12,704.00 Assured Guaranty Ltd. COM G0585R106 619.00 28,451.00 SH SOLE 28,451.00 AUGUSTA RES CORP COM 050912203 194.00 80,100.00 SH SOLE 80,100.00 AUTHENTEC INC COM 052660107 309.00 140,039.00 SH SOLE 140,039.00 Bank of America Corp. COM 060505419 1,492.00 100,000.00 SH SOLE 100,000.00 Bank of America Corp. COM 060505104 5,433.00 360,780.00 SH SOLE 360,780.00 BARCLAYS PLC-SPONS ADR COM 06738E204 1,144.00 65,013.00 SH SOLE 65,013.00 BARE ESCENTUALS INC COM 067511105 490.00 40,040.00 SH SOLE 40,040.00 BARRICK GOLD CORP COM 067901108 3,952.00 100,356.00 SH SOLE 100,356.00 BEBE STORES INC COM 075571109 891.00 142,151.00 SH SOLE 142,151.00 Beckman Coulter Inc. COM 075811109 314.00 4,800.00 SH SOLE 4,800.00 BERKSHIRE HATHAWAY INC-CL A COM 084670108 1,190.00 12.00 SH SOLE 12.00 BEST BUY INC COM 086516101 3,066.00 77,692.00 SH SOLE 77,692.00 BIOMIMETIC THERAPEUTICS INC COM 09064X101 718.00 60,152.00 SH SOLE 60,152.00 BLACKSTONE GROUP L P COM 09253U108 263.00 20,024.00 SH SOLE 20,024.00 BOSTON SCIENTIFIC CORP COM 101137107 721.00 80,155.00 SH SOLE 80,155.00 BP PLC-SPONS ADR COM 055622104 423.00 7,300.00 SH SOLE 7,300.00 BROCADE COMMUNICATIONS SYS INC COM 111621306 568.00 74,436.00 SH SOLE 74,436.00 BUCYRUS INTL INC NEW COM 118759109 1,268.00 22,500.00 SH SOLE 22,500.00 CA INC COM 12673P105 272.00 12,100.00 SH SOLE 12,100.00 CABLEVISION SYS CORP COM 12686C109 1,385.00 53,647.00 SH SOLE 53,647.00 CADENCE DESIGN SYSTEM INC COM 127387108 1,737.00 289,960.00 SH SOLE 289,960.00 CARDIOME PHARMA CORP COM 14159U202 89.00 20,000.00 SH SOLE 20,000.00 Casual Male Retail Group Inc. COM 148711104 78.00 33,601.00 SH SOLE 33,601.00 CDC CORP COM G2022L106 74.00 33,250.00 SH SOLE 33,250.00 CHICOS FAS INC COM 168615102 955.00 68,000.00 SH SOLE 68,000.00 CHIMERA INVESTMENT CORP COM 16934Q109 237.00 61,200.00 SH SOLE 61,200.00 CHORDIANT SOFTWARE INC COM 170404305 276.00 100,063.00 SH SOLE 100,063.00 CISCO SYS INC COM 17275R102 1,571.00 65,624.00 SH SOLE 65,624.00 Citigroup Inc. COM 172967101 6,618.00 1,999,333.00 SH SOLE 1,999,333.00 CITIZENS REPUBLIC BANCORP IN COM 174420109 455.00 660,052.00 SH SOLE 660,052.00 COEUR D ALENE MINES CORP IDAHO COM 192108108 905.00 50,090.00 SH SOLE 50,090.00 COGENT INC COM 19239Y108 157.00 15,077.00 SH SOLE 15,077.00 COLUMBIA LABS INC COM 197779101 173.00 160,225.00 SH SOLE 160,225.00 COMPUWARE CORP COM 205638109 868.00 120,050.00 SH SOLE 120,050.00 COMVERSE TECHNOLOGY INC COM 205862402 1,134.00 120,000.00 SH SOLE 120,000.00 CONEXANT SYSTEMS INC COM 207142308 232.00 100,087.00 SH SOLE 100,087.00 CONSECO INC COM 208464883 428.00 85,513.00 SH SOLE 85,513.00 COSAN LTD COM G25343107 191.00 22,000.00 SH SOLE 22,000.00 COSI INC COM 22122P101 38.00 60,037.00 SH SOLE 60,037.00 COSI INC - RIGHTS COM 22122P978 - 25,137.00 SH SOLE 25,137.00 COSTCO WHSL CORP NEW COM 22160K105 1,479.00 25,000.00 SH SOLE 25,000.00 COVANTA HLDG CORP COM 22282E102 184.00 10,197.00 SH SOLE 10,197.00 COWEN GROUP INC COM 223621103 117.00 19,800.00 SH SOLE 19,800.00 CRANE CO COM 224399105 1,521.00 49,671.00 SH SOLE 49,671.00 CREDIT SUISSE GROUP-SPON ADR COM 225401108 1,701.00 34,604.00 SH SOLE 34,604.00 CROCS INC COM 227046109 1,613.00 280,527.00 SH SOLE 280,527.00 CVR ENERGY INC COM 12662P108 411.00 59,878.00 SH SOLE 59,878.00 CVS CAREMARK CORPORATION COM 126650100 486.00 15,100.00 SH SOLE 15,100.00 DECKERS OUTDOOR CORP COM 243537107 509.00 5,000.00 SH SOLE 5,000.00 Deutsche Boerse AG COM 9EQ00ELC4 415.00 5,000.00 SH SOLE 5,000.00 DIANA SHIPPING INC COM Y2066G104 219.00 15,100.00 SH SOLE 15,100.00 DOLLAR TREE INC COM 256746108 946.00 19,593.00 SH SOLE 19,593.00 DOUBLE-TAKE SOFTWARE INC COM 258598101 586.00 58,663.00 SH SOLE 58,663.00 DRYSHIPS INC COM Y2109Q101 1,513.00 260,025.00 SH SOLE 260,025.00 DSP GROUP INC COM 23332B106 85.00 15,154.00 SH SOLE 15,154.00 DST SYS INC DEL COM 233326107 437.00 10,030.00 SH SOLE 10,030.00 DYNEGY INC DEL COM 26817G102 181.00 100,037.00 SH SOLE 100,037.00 E TRADE FINANCIAL CORP COM 269246104 658.00 374,115.00 SH SOLE 374,115.00 EARTHLINK INC COM 270321102 249.00 30,000.00 SH SOLE 30,000.00 EASTMAN KODAK CO COM 277461109 225.00 53,385.00 SH SOLE 53,385.00 EDUCATION REALTY TRUST INC COM 28140H104 726.00 150,052.00 SH SOLE 150,052.00 EMULEX CORP COM 292475209 749.00 68,721.00 SH SOLE 68,721.00 ENER1 INC COM 29267A203 276.00 43,487.00 SH SOLE 43,487.00 ENSCO INTL INC COM 26874Q100 1,198.00 30,000.00 SH SOLE 30,000.00 ENTROPIC COMMUNICATIONS INC COM 29384R105 62.00 20,100.00 SH SOLE 20,100.00 Exar Corp. COM 300645108 406.00 57,140.00 SH SOLE 57,140.00 EXTERRAN HLDGS INC COM 30225X103 340.00 15,845.00 SH SOLE 15,845.00 EXXON MOBIL CORP COM 30231G102 1,579.00 23,160.00 SH SOLE 23,160.00 FedEx Corp. COM 31428X106 1,500.00 17,970.00 SH SOLE 17,970.00 FRANKLIN RES INC COM 354613101 255.00 2,425.00 SH SOLE 2,425.00 FREDS INC COM 356108100 1,225.00 120,142.00 SH SOLE 120,142.00 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 486.00 6,054.00 SH SOLE 6,054.00 FUQI INTERNATIONAL INC COM 36102A207 2,515.00 140,089.00 SH SOLE 140,089.00 GENCO SHIPPING & TRADING LTD COM Y2685T107 226.00 10,100.00 SH SOLE 10,100.00 GENERAL ELECTRIC CO COM 369604103 635.00 41,938.00 SH SOLE 41,938.00 Genworth Financial Inc. COM 37247D106 1,021.00 89,993.00 SH SOLE 89,993.00 GFI GROUP INC COM 361652209 330.00 72,631.00 SH SOLE 72,631.00 GILEAD SCIENCES INC COM 375558103 2,160.00 49,916.00 SH SOLE 49,916.00 GLOBAL SHIP LEASE INC COM Y27183105 144.00 100,000.00 SH SOLE 100,000.00 GLOBE SPECIALTY METALS INC COM 37954N206 363.00 38,648.00 SH SOLE 38,648.00 GOLD FIELDS LTD-SPONS ADR COM 38059T106 1,049.00 80,000.00 SH SOLE 80,000.00 GOLDCORP INC NEW COM 380956409 4,676.00 118,865.00 SH SOLE 118,865.00 GOLDMAN SACHS GROUP INC COM 38141G104 1,857.00 11,000.00 SH SOLE 11,000.00 GT SOLAR INTL INC COM 3623E0209 64.00 11,600.00 SH SOLE 11,600.00 HALLIBURTON CO COM 406216101 752.00 25,000.00 SH SOLE 25,000.00 HARRIS & HARRIS GROUP INC COM 413833104 67.00 14,736.00 SH SOLE 14,736.00 HEINZ H J CO COM 423074103 257.00 6,000.00 SH SOLE 6,000.00 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 181.00 15,400.00 SH SOLE 15,400.00 HERCULES OFFSHORE INC COM 427093109 1,270.00 265,683.00 SH SOLE 265,683.00 HORIZON LINES INC COM 44044K101 557.00 100,042.00 SH SOLE 100,042.00 HYPERCOM CORP COM 44913M105 95.00 30,016.00 SH SOLE 30,016.00 IKANOS COMMUNICATIONS COM 45173E105 188.00 100,665.00 SH SOLE 100,665.00 IMMUNOMEDICS INC COM 452907108 39.00 12,100.00 SH SOLE 12,100.00 INGRAM MICRO INC COM 457153104 473.00 27,100.00 SH SOLE 27,100.00 INTEGRATED DEVICE TECHNOLOGY COM 458118106 200.00 30,845.00 SH SOLE 30,845.00 INTERPUBLIC GROUP COS INC COM 460690100 285.00 38,600.00 SH SOLE 38,600.00 INVESCO LTD COM G491BT108 471.00 20,032.00 SH SOLE 20,032.00 IPATH S&P 500 VIX S/T FU ETN COM 06740C527 4,091.00 120,069.00 SH SOLE 120,069.00 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 2,531.00 59,900.00 SH SOLE 59,900.00 ISHARES SILVER TRUST COM 46428Q109 414.00 25,010.00 SH SOLE 25,010.00 ISHARES TR COM 464287432 1,823.00 20,285.00 SH SOLE 20,285.00 ITT CORP NEW COM 450911102 1,251.00 25,150.00 SH SOLE 25,150.00 JACKSON HEWITT TAX SVCS INC COM 468202106 110.00 25,000.00 SH SOLE 25,000.00 JPMorgan Chase & Co. COM 46625H100 8,146.00 195,496.00 SH SOLE 195,496.00 KB HOME COM 48666K109 511.00 37,320.00 SH SOLE 37,320.00 KELLOGG CO COM 487836108 426.00 8,000.00 SH SOLE 8,000.00 KEMET CORP COM 488360108 95.00 79,900.00 SH SOLE 79,900.00 KID BRANDS INC COM 49375T100 242.00 55,278.00 SH SOLE 55,278.00 KING PHARMACEUTICALS INC COM 495582108 619.00 50,450.00 SH SOLE 50,450.00 KNIGHT CAPITAL GROUP INC COM 499005106 1,447.00 93,991.00 SH SOLE 93,991.00 LABRANCHE & CO INC COM 505447102 170.00 60,000.00 SH SOLE 60,000.00 LAS VEGAS SANDS CORP COM 517834107 160.00 10,700.00 SH SOLE 10,700.00 LASERCARD CORP COM 51807U101 574.00 99,102.00 SH SOLE 99,102.00 LAWSON SOFTWARE INC NEW COM 52078P102 676.00 101,695.00 SH SOLE 101,695.00 LDK SOLAR CO LTD - ADR COM 50183L107 701.00 100,067.00 SH SOLE 100,067.00 LIFE TECHNOLOGIES CORP COM 53217V109 209.00 4,000.00 SH SOLE 4,000.00 LIGAND PHARMACEUTICALS INC COM 53220K207 219.00 100,695.00 SH SOLE 100,695.00 Lincoln National Corp. COM 534187109 500.00 20,100.00 SH SOLE 20,100.00 LIONS GATE ENTMNT CORP COM 535919203 117.00 20,097.00 SH SOLE 20,097.00 Liz Claiborne Inc. COM 539320101 2,251.00 399,760.00 SH SOLE 399,760.00 LOCKHEED MARTIN CORP COM 539830109 481.00 6,390.00 SH SOLE 6,390.00 LSI CORPORATION COM 502161102 60.00 10,000.00 SH SOLE 10,000.00 MADDEN STEVEN LTD COM 556269108 619.00 15,000.00 SH SOLE 15,000.00 MAGELLAN PETE CORP COM 559091301 90.00 51,752.00 SH SOLE 51,752.00 MAGUIRE PROPERTIES INC COM 559775101 483.00 320,000.00 SH SOLE 320,000.00 MAIDEN HOLDINGS LTD COM G5753U112 586.00 80,063.00 SH SOLE 80,063.00 MANITOWOC INC COM 563571108 532.00 53,346.00 SH SOLE 53,346.00 MARATHON OIL CORP COM 565849106 300.00 9,600.00 SH SOLE 9,600.00 MARINER ENERGY INC COM 56845T305 406.00 35,000.00 SH SOLE 35,000.00 MARKET VECTORS GOLD MINERS COM 57060U100 2,313.00 50,052.00 SH SOLE 50,052.00 MASTEC INC COM 576323109 770.00 61,633.00 SH SOLE 61,633.00 MCDERMOTT INTL INC COM 580037109 343.00 14,300.00 SH SOLE 14,300.00 MCG CAPITAL CORP COM 58047P107 97.00 22,501.00 SH SOLE 22,501.00 MCMORAN EXPLORATION CO COM 582411104 882.00 110,005.00 SH SOLE 110,005.00 MELCO CROWN ENTERTAINME-ADR COM 585464100 2,526.00 751,793.00 SH SOLE 751,793.00 MEMC ELECTR MATLS INC COM 552715104 537.00 39,393.00 SH SOLE 39,393.00 METABASIS THERAPEUTICS INC COM 59101M105 6.00 15,000.00 SH SOLE 15,000.00 MetLife Inc. COM 59156R108 1,428.00 40,400.00 SH SOLE 40,400.00 MF GLOBAL LTD COM G60642108 348.00 50,000.00 SH SOLE 50,000.00 MGM MIRAGE COM 552953101 269.00 29,500.00 SH SOLE 29,500.00 MICROSOFT CORP COM 594918104 1,067.00 35,000.00 SH SOLE 35,000.00 MIRANT CORP NEW COM 60467R100 1,108.00 72,588.00 SH SOLE 72,588.00 Molson Coors Brewing Co. COM 60871R209 562.00 12,440.00 SH SOLE 12,440.00 MORGAN STANLEY COM 617446448 771.00 26,036.00 SH SOLE 26,036.00 MOTOROLA INC COM 620076109 466.00 60,029.00 SH SOLE 60,029.00 NASDAQ OMX GROUP INC COM 631103108 806.00 40,650.00 SH SOLE 40,650.00 NAVIOS MARITIME HOLDINGS INC COM Y62196103 182.00 30,015.00 SH SOLE 30,015.00 NCI BUILDING SYS INC COM 628852105 36.00 20,000.00 SH SOLE 20,000.00 NOKIA CORP-SPON ADR COM 654902204 263.00 20,503.00 SH SOLE 20,503.00 NORTHSTAR REALTY FINANCE COR COM 66704R100 69.00 20,000.00 SH SOLE 20,000.00 NOVATEL WIRELESS INC COM 66987M604 478.00 60,014.00 SH SOLE 60,014.00 NUANCE COMMUNICATIONS INC COM 67020Y100 311.00 20,000.00 SH SOLE 20,000.00 ONCOGENEX PHARMACEUTICALS INC COM 68230A106 2,230.00 100,083.00 SH SOLE 100,083.00 ONYX PHARMACEUTICALS INC COM 683399109 264.00 8,986.00 SH SOLE 8,986.00 PALM INC NEW COM 696643105 601.00 59,929.00 SH SOLE 59,929.00 PDI INC COM 69329V100 276.00 57,318.00 SH SOLE 57,318.00 PDL BIOPHARMA INC COM 69329Y104 104.00 15,100.00 SH SOLE 15,100.00 PENNYMAC MORTGAGE INVESTMENT COM 70931T103 514.00 29,921.00 SH SOLE 29,921.00 PENWEST PHARMACEUTICALS CO COM 709754105 352.00 135,882.00 SH SOLE 135,882.00 PEPSICO INC COM 713448108 937.00 15,400.00 SH SOLE 15,400.00 PERFECT WORLD CO-SPON ADR COM 71372U104 393.00 9,961.00 SH SOLE 9,961.00 PETROHAWK ENERGY CORP COM 716495106 480.00 20,000.00 SH SOLE 20,000.00 PETROLEO BRASILEIRO S.A.-ADR COM 71654V408 2,385.00 50,021.00 SH SOLE 50,021.00 Pfizer Inc. COM 717081103 943.00 51,865.00 SH SOLE 51,865.00 PLAINS EXPL& PRODTN CO COM 726505100 484.00 17,500.00 SH SOLE 17,500.00 PLAYBOY ENTERPRISES INC COM 728117300 251.00 78,548.00 SH SOLE 78,548.00 PMC-SIERRA INC COM 69344F106 869.00 100,400.00 SH SOLE 100,400.00 POWERSHARES DB AGRICULTURE F COM 73936B408 399.00 15,100.00 SH SOLE 15,100.00 POWERSHARES DB US DOL IND BU COM 73936D107 464.00 20,100.00 SH SOLE 20,100.00 PROCTER & GAMBLE CO COM 742718109 1,668.00 27,505.00 SH SOLE 27,505.00 PROSHARES ULTRASHORT 2000 COM 74347R834 1,036.00 41,130.00 SH SOLE 41,130.00 PROSHARES ULTRASHORT BASIC M COM 74347R651 1,194.00 140,600.00 SH SOLE 140,600.00 PROSHARES ULTRASHORT MIDCAP COM 74347R859 803.00 36,300.00 SH SOLE 36,300.00 PROSHARES ULTRASHORT MSCI EM COM 74347R354 273.00 25,000.00 SH SOLE 25,000.00 PROSHARES ULTRASHORT REAL ES COM 74347R552 1,635.00 218,000.00 SH SOLE 218,000.00 PROSHARES ULTRASHORT S&P500 COM 74347R883 1,439.00 41,052.00 SH SOLE 41,052.00 QUIKSILVER INC COM 74838C106 242.00 120,022.00 SH SOLE 120,022.00 RAIT FINANCIAL TRUST COM 749227104 131.00 100,363.00 SH SOLE 100,363.00 REDWOOD TRUST INC COM 758075402 440.00 30,449.00 SH SOLE 30,449.00 RENESOLA LTD-ADR COM 75971T103 240.00 50,345.00 SH SOLE 50,345.00 REPSOL YPF SA -SPONSORED ADR COM 76026T205 320.00 12,000.00 SH SOLE 12,000.00 REPUBLIC AWYS HLDGS INC COM 760276105 300.00 40,682.00 SH SOLE 40,682.00 REPUBLIC SVCS INC COM 760759100 289.00 10,194.00 SH SOLE 10,194.00 RESEARCH IN MOTION LTD COM 760975102 736.00 10,903.00 SH SOLE 10,903.00 RESOLUTE ENERGY CORP COM 76116A108 231.00 20,100.00 SH SOLE 20,100.00 RIGEL PHARMACEUTICALS INC COM 766559603 373.00 39,204.00 SH SOLE 39,204.00 RINO INTERNATIONAL CORP COM 766883102 415.00 15,000.00 SH SOLE 15,000.00 ROSS STORES INC COM 778296103 3,829.00 89,650.00 SH SOLE 89,650.00 ROWAN COS INC COM 779382100 1,186.00 52,400.00 SH SOLE 52,400.00 RSC HOLDINGS INC COM 74972L102 150.00 21,250.00 SH SOLE 21,250.00 SAVIENT PHARMACEUTICALS INC COM 80517Q100 342.00 25,100.00 SH SOLE 25,100.00 SCC PROSHARES ULTRASHORT CONSUMER SERVICES COM 74347R636 377.00 10,001.00 SH SOLE 10,001.00 SEACOAST BKG CORP FLA COM 811707306 489.00 300,006.00 SH SOLE 300,006.00 SERVICE CORP INTL COM 817565104 164.00 20,000.00 SH SOLE 20,000.00 SHANDA GAMES LTD-ADR COM 81941U105 488.00 47,860.00 SH SOLE 47,860.00 SIGMA DESIGNS INC COM 826565103 109.00 10,169.00 SH SOLE 10,169.00 SINA CORP COM G81477104 208.00 4,600.00 SH SOLE 4,600.00 SMARTHEAT INC COM 83172F104 150.00 10,300.00 SH SOLE 10,300.00 SMITH INTL INC COM 832110100 272.00 10,000.00 SH SOLE 10,000.00 SMURFIT-STONE CONTAINER CORP COM 832727101 51.00 184,800.00 SH SOLE 184,800.00 SONUS NETWORKS INC COM 835916107 127.00 60,000.00 SH SOLE 60,000.00 SPDR GOLD TRUST COM 78463V107 11,804.00 110,000.00 SH SOLE 110,000.00 SPRINT NEXTEL CORP COM 852061100 220.00 60,074.00 SH SOLE 60,074.00 ST MARY LD & EXPL CO COM 792228108 342.00 10,000.00 SH SOLE 10,000.00 STARWOOD PROPERTY TRUST INC COM 85571B105 227.00 12,000.00 SH SOLE 12,000.00 State Street Corp. COM 857477103 1,021.00 23,440.00 SH SOLE 23,440.00 STEC INC COM 784774101 781.00 47,787.00 SH SOLE 47,787.00 STERIS CORP COM 859152100 282.00 10,100.00 SH SOLE 10,100.00 STRATEGIC HOTELS & RESORTS I COM 86272T106 75.00 40,079.00 SH SOLE 40,079.00 SUN HEALTHCARE GROUP INC COM 866933401 261.00 28,484.00 SH SOLE 28,484.00 SUNCOR ENERGY INC COM 867229106 706.00 20,000.00 SH SOLE 20,000.00 SYMANTEC CORP COM 871503108 895.00 50,047.00 SH SOLE 50,047.00 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 788.00 78,362.00 SH SOLE 78,362.00 TALBOTS INC COM 874161102 357.00 40,100.00 SH SOLE 40,100.00 TASER INTL INC COM 87651B104 260.00 59,324.00 SH SOLE 59,324.00 TELLABS INC COM 879664100 1,022.00 180,017.00 SH SOLE 180,017.00 TEMPUR PEDIC INTL INC COM 88023U101 1,431.00 60,566.00 SH SOLE 60,566.00 TENET HEALTHCARE CORP COM 88033G100 66.00 12,300.00 SH SOLE 12,300.00 TERRESTAR CORP COM 881451108 94.00 100,000.00 SH SOLE 100,000.00 TEXTRON INC COM 883203101 376.00 20,000.00 SH SOLE 20,000.00 THE TRAVELERS COMPANIES COM 89417E109 1,496.00 30,000.00 SH SOLE 30,000.00 THOMPSON CREEK METALS CO INC COM 884768102 117.00 10,000.00 SH SOLE 10,000.00 THQ INC COM 872443403 101.00 20,045.00 SH SOLE 20,045.00 TNS INC COM 872960109 904.00 35,200.00 SH SOLE 35,200.00 Toll Brothers Inc. 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COM 717081103 1,064 60,000 SH CALL SOLE 60,000 PLAINS EXPL& PRODTN CO COM 726505100 941 30,000 SH CALL SOLE 30,000 PRICELINE COM INC COM 741503 40 3 4,108 20,000 SH CALL SOLE 20,000 PROCTER & GAMBLE CO COM 742718109 7,380 120,000 SH CALL SOLE 120,000 RENESOLA LTD-ADR COM 75971T103 198 43,700 SH CALL SOLE 43,700 ROWAN COS INC COM 779382100 450 20,000 SH CALL SOLE 20,000 SANDRIDGE ENERGY INC COM 80007P 30 7 406 50,000 SH CALL SOLE 50,000 SCHWAB CHARLES CORP NEW COM 808513 10 5 536 30,000 SH CALL SOLE 30,000 SELECT SECTOR SPDR TR COM 813694886 2,875 100,000 SH CALL SOLE 100,000 SIGMA DESIGNS INC COM 826565103 525 50,000 SH CALL SOLE 50,000 SOUTHWESTERN ENERGY CO COM 845467 10 9 213 5,000 SH CALL SOLE 5,000 SPDR GOLD TRUST COM 78463V107 2,612 25,000 SH CALL SOLE 25,000 SPRINT NEXTEL CORP COM 852061100 497 150,000 SH CALL SOLE 150,000 State Street Corp. COM 857477103 1,124 25,000 SH CALL SOLE 25,000 STEC INC COM 784774101 891 60,000 SH CALL SOLE 60,000 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 479 50,000 SH CALL SOLE 50,000 TEMPUR PEDIC INTL INC COM 88023U101 1,362 50,000 SH CALL SOLE 50,000 TEXTRON INC COM 883203101 742 40,000 SH CALL SOLE 40,000 TIME WARNER CABLE INC COM 88732J 20 7 675 15,000 SH CALL SOLE 15,000 Toll Brothers Inc. COM 889478103 264 14,000 SH CALL SOLE 14,000 U S G CORP COM 903293405 589 50,000 SH CALL SOLE 50,000 UNITED STATES STL CORP NEW COM 912909 10 8 667 15,000 SH CALL SOLE 15,000 US NATURAL GAS FUND LP COM 912318 10 2 382 40,000 SH CALL SOLE 40,000 Valero Energy Corp. COM 91913Y 10 0 1,070 60,000 SH CALL SOLE 60,000 VERISIGN INC COM 92343E 10 2 1,373 60,000 SH CALL SOLE 60,000 VIRGIN MEDIA INC COM 92769L 10 1 3,062 215,000 SH CALL SOLE 215,000 WAL MART STORES INC COM 931142 10 3 6,654 125,000 SH CALL SOLE 125,000 WEATHERFORD INTERNATIONAL LTD COM H27013 10 3 1,739 115,000 SH CALL SOLE 115,000 YAHOO INC COM 984332 10 6 4,939 337,500 SH CALL SOLE 337,500 AMERICA MOVIL-ADR SERIES L COM 02364W 10 5 437 10,000 SH PUT SOLE 10,000 American Express Co. 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